Author Archives: rajani

Integrin Inhibition in the Tumor Microenvironment – more complex than expected

DOI: 10.31038/CST.2018323

Abstract

Tumor cell migration and invasion are critical steps in the metastatic cascade and depend on the interaction between tumor cells, the extracellular matrix (ECM) and the endothelial cells. Integrins are key receptors that link cells and ECM, acting as mechanical sensors of the cell microenvironment. Particularly, Arg-Gly-Asp (RGD)-binding integrins such as αvβ3 and α5β1 integrins are of special interest in cancer progression. Integrins also interact with growth factor receptors resulting in an important cross talking between intracellular signaling pathways. Studies have provided evidence of distinct roles for αvβ3 and α5β1 integrins during migration. Therefore, αvβ3 and α5β1 integrins became an attractive target for pharmacological inhibition in cancer therapy and metastasis prevention. Cilengitide, the first integrin inhibitor based on the RGD motif, is currently under clinical trial in cancer patients with limited success. Monoclonal antibodies to integrins also presented modest results. Therefore, efforts to achieve a better understanding on the integrin roles in cancer progression are needed. In the last few years, new mechanisms that may help to explain the lack of success of integrin inhibitors were described and are commented here.

Keywords

integrin, cancer, disintegrins

Introduction

Cancer is one of the major concerns related to human health, and metastasis, when occurs, is the main cause of deaths in patients with cancer. Despite all efforts of academic, governmental and private institutions, there are very few options to prevent or treat metastasis. [1] One of the reasons for this lack of success relays on the current limited knowledge on the cellular programs driving the process of metastasis. Recently, new mechanisms that allow prolonged tumor cell survival after loss of attachment to the ECM have been reported, including autophagy and entosis [2]. In addition to shedding some light in the knowledge of tumor progression, these mechanisms provided new targets and options for metastasis treatment. Here we review some key aspects of cell attachment/detachment to ECM by integrins in the context of tumor microenvironment. We will also comment on the results obtained so far with integrin-targeted anticancer therapy.

Tumor Microenvironment and the Integrins

In the past ten years, the microenvironment where tumor cells develop has achieved special importance mostly due to its pivotal role in tumor progression. The tumor microenvironment (TME) provides signals and several kinds of support from distinct cell types and from the extracellular matrix (ECM) [3, 4]. Signals from the TME comprise soluble factors released by stromal cells such as fibroblasts, stem and immune cells, blood vessels, products from proteolysis of ECM components and cytokines [5]. On the other hand, tumor cells release proteases, microvesicles and growth factors that affect and modify the surrounding cells and the ECM. The TME also has a key role in the resistance to therapy due to a continuous communication with tumor cells and modulation of their responses [6, 7]. Integrins are among the crucial cell surface receptors in supporting the cross talk between cells and ECM, and therefore are critically involved in tumor progression [8].

Integrins are transmembrane receptors that support the adhesion of cells to the ECM [8]. Loss of integrin adhesion usually induces cell death unless cells can find new adhesion sites. Integrin are formed by heterodimers containing one α and one β subunits with the ability to recognize ECM components such as collagen (Col), fibronectin (FN) and laminin (LM) with high affinity [9]. There are 18 α subunits and 8 β subunits that can be combined in several ways to form distinct receptors with different specificity to ECM components. For instance, α5β1 integrin is the main receptor for FN whereas vitronectin (VN) binds preferentially to αvβ3 integrin. Both α5β1 and αvβ3 integrins recognize the tripeptide RGD motif within ECM proteins; however other integrins also binds to the RGD motif such as αvβ1, αvβ5, αvβ6, αvβ8, α8β1, and the platelet fibrinogen receptor, αIIbβ3 integrin [10]. One of the most interesting feature of integrins is the fact that, despite binding the same ligand, each one has its own cell-dependent pattern of expression and plays distinct roles in cell adhesion and migration [11].

Integrins in cell adhesion and migration

Integrin clustering and activation upon ligand binding triggers intracellular signaling pathways including the activation of several kinases like the focal adhesion kinase (FAK), mitogen activated protein kinase (MAPK) and extracellular signal-regulated kinase (ERK) resulting in changes in cell behavior [8, 12]. Cell adhesion and migration are among the main cell abilities that are under strict integrin control and are crucial steps during tumor progression. Moving cells may change their integrin profile in response to modifications on the ECM milieu. In a FN-rich microenvironment, cells will depend mostly on integrins such as α5β1 and αvβ3 for motility and, despite their ability in binding to the same ligand, these two integrins have distinct and specific roles in cell migration [13].

Adhesion to fibronectin by αvβ3 integrin supports extensive actin cytoskeletal reorganization resulting in a single large lamellipod with static cell–matrix adhesions at the leading edge [14]. On the other hand, cell adhesion by α5β1 generates thin protrusions containing highly dynamic cell–matrix adhesions in multiple directions [14]. Therefore, these authors concluded that β1 integrins support random migration, whereas β3 integrins are related to persistent migration. In agreement with these data, we have demonstrated that blockage of αvβ3 integrin by a DisBa-01, a recombinant RGD-disintegrin from snake venom, resulted in loss of directionality and decrease of speed migration [15]. Despite having the RGD adhesive motif, which is recognized by both αvβ3 and α5β1 integrins, the dissociation constant of DisBa-01 for the αvβ3 integrin is 100 times higher than for α5β1 integrin [15]. These results confirm the role of αvβ3 integrin in defining directionality of the cell movement.

Rosa-Cusachs et al., 2009 also provided evidence of distinct roles for α5β1 and αvβ3 integrin during cell adhesion/migration processes, with the demonstration that α5β1 integrin is responsible for supporting high adhesion forces while αvβ3 integrin starts talin-dependent mechanotransduction. However, these effects depend on the substrate where cells attach. Fibroblasts exhibit persistence migration on FN-coated surfaces [16]. Ligand-specific activation of αvβ3 e α5β1 integrins also confirmed the distinct roles of each integrin in cell adhesion. Activation of αvβ3 integrins led to stabilization of peripheral focal adhesions while fibrillary structures were observed when α5β1 integrins are activated [17]. Moreover, αv-class of integrins such as αvβ3 were demonstrated to outcompete α5β1 integrins in FN binding; however, after engagement, αv-class integrins cooperate with α5β1 integrins to form additional adhesion sites consequently strengthening cell adhesion to FN [18].

Although they may bind the same ligand, β1 and β3 integrins have distinct and cooperative roles in mechanotransduction. By means of traction force microscopy, Millioud and colleagues demonstrated that deleting β3 subunit increases traction forces, whereas the deletion of β1 subunit results in a strong decrease of contractile forces [19].

Integrins and Growth Factor Receptors

The cross talk between integrin and growth factor receptor (GFR) signaling pathways is well documented in the literature in both normal cells and tumor cells. Endothelial cells seem to be highly sensitive to integrin activation of GFRs including the vascular endothelial growth factor receptor (VEGFR), epidermal growth factor receptor (EGFR), and the platelet-derived growth factor receptor (PDGFR). This cooperative process is crucial in physiological and tumor angiogenesis and it is considered one key factor in tumor progression. The α5β1 integrin was demonstrated to induce tumor cell proliferation by two pro-survival mechanisms including direct activation the EGFR signaling cascade and by signaling via continuous integrin-dependent activation of protein kinase B (PKB, also known as AKT) [20]. Moreover, EGFR overexpression led to inactivation of α5β1 integrin in A431 squamous carcinoma cells, which would be interesting in order to prevent cell interaction with the ECM and therefore to avoid tumor cell proliferation. However, treatment of cells with EGFR kinase inhibitor resulted in reactivation of the integrin [21]. Since GFRs are usually overexpressed in many types of cancer cells, pro-survival signaling pathways from both GFR and integrins would be more efficiently impaired upon association of anti-integrin/anti-GFR treatments than either treatment alone [22].

VEGF binding to its receptors and co-receptors induce receptor homodimerization and heterodimerization, followed by activation of tyrosine kinases and signaling cascades, with the association of a set of adaptor proteins. The activation of these signaling pathways results in activation, migration and proliferation of endothelial cells, crucial steps for neoangiogenesis. In addition, mechanical forces such as shear stress may activate VEGRF2 similarly to ligand binding, leading to the activation of intracellular signaling pathways [23]. Integrins are proposed to act as co-receptors upon VEGF binding to VEGFRs, similarly to neuropilins and heparin sulfate proteoglycans in endothelial cells [24]. However, integrins seem to participate actively in the control of VEGFR signaling. Blocking αvβ3 integrin by a RGD-antagonist downregulated the expression of VEGF, VEGFR1 and VEGFR-2 in endothelial cells but not in MDA-MB-231 breast tumor cells [25]. Contrastingly, we observed an increase in VEGF protein levels by human fibroblasts after treatment with the αvβ3 integrin antagonist. In addition, we have also demonstrated that this RGD-antagonist inhibits endothelial in vitro cell migration and in vivo angiogenesis in mice [26, 27]. These results suggest that the αvβ3 integrin is not only a co-receptor; instead, it is an active partner in the control of VEGF signaling in endothelial cells.

A key role for α1β1 and α2β1 integrins in the process of angiogenesis triggered by vascular endothelial growth factor (VEGF) was previously reported. Antibody antagonism of either integrin resulted in potent inhibition of VEGF-driven angiogenesis in mouse skin, reduced tumor growth and angiogenesis of human squamous cell carcinoma xenografts. [28]

Integrins and MMPs

Matrix metalloproteases (MMP) comprise a class of zinc-dependent enzymes responsible for ECM remodeling and degradation. MMPs are also involved in the processing of growth factors, cytokines and surface transmembrane proteins. MMPs are produced as inactive zymogens that can be activated by proteolytic removal of the pro-peptide domain by furin, or by autoproteolysis. To date, more than 24 MMPs are known, including secreted or membrane anchored forms, (membrane-type MMPs, MT-MMPs) that play crucial roles in the process of MMP activation. For instance, activation of pro-MMP-2 at the cell surface involves the formation of a trimolecular complex with membrane type-1 metalloprotease (MT-1-MMP) and tissue inhibitor of metalloproteases-2 (TIMP-2). MMP-2 and MMP-9 are also known as gelatinases A and B, respectively, due to the ability to digest degraded forms of collagen. Gelatinases are characterized by the presence of a fibronectin-like domain that drives the enzyme to its ECM substrates. MMP-2 and MMP-9 are of particular interest in cell migration and consequently, in metastasis development. MMP-2 is constitutively produced by most cells; however, MMP-9 is expressed by only a few types of cells including neutrophils, macrophages and tumor cells, being induced in several pathological conditions such as tumor invasion [29, 30].

MMPs play key roles in tumor progression such as degrading ECM to allow migration of tumor cells to distant secondary sites, allowing endothelial cell migration and proliferation to produce tumor angiogenesis, and releasing growth factors from the ECM to provide constant survival and proliferation signals.

The role of integrins in controlling MMP activity is less studied. Previous studies demonstrated that interaction of fibronectin with α4β1 integrin upregulates MMP-9 expression by infiltrating leukocytes in damaged livers and the blockade of this interaction disrupted leukocyte migration [30]. MMP-2 activation upregulates VEGF-A expression in melanoma cells via an αvβ5 integrin/phosphoinositide-3-kinase-dependent pathway [31]. The αvβ3 integrin has been closely related to tumor progression and reduced patient survival rates in melanoma, colon carcinoma and breast cancer, increasing migration and invasion of tumor cells [32, 33]. Blocking αvβ3 integrin inhibited MT-1-MMP-dependent activation of MMP-2 induced by collagen I; however, cells expressing high levels of β3 integrin subunit have increased abilities of adhesion and migration [34]. Blocking αvβ3 integrin in endothelial cells by a RGD-based antagonist completely abolished MMP-2 activity; in contrast, the same treatment increased almost twice the MMP-9 levels in the conditioned media from MDA-MB-231 breast tumor cells [25]. These results demonstrated that one single specific integrin inhibitor might induce different cell-dependent effects.

Integrins and tumor progression

The correlation of expression levels of αvβ3, αvβ5, α5β1, α6β4, α4β1, αvβ6 and αvβ8 integrins with metastasis and poor patient prognosis is well documented (reviewed by Nieberler et al., 2017). [35] One of the most studied integrin in tumor progression is the α5β1 integrin. Higher levels of α5 subunit were found than in normal tissue in patients with advanced renal cell carcinoma and correlated with tumor grade, metastasis development and reduced patient survival [36]. Expression of αvβ6 is significantly associated with the progression of breast ductal carcinoma to an invasive form by a mechanism involving upregulation of MMP-9 and transforming growth factor-β (TGF-β) [37].

Previous reports associated β1 and β3 integrins with TGF-β stimulation of epithelial–mesenchymal transition (EMT) and breast tumor metastasis by means of a compensatory mechanism [38]. Inactivation of β1 integrin impairs the TGF-β effect in promoting tumor cell migration; however, a strong compensatory upregulation of β3 integrin restores the induction of the EMT phenotypes by TGF-β, indicating that the two integrins must be targeted to prevent tumor progression [38].

Integrin-targeted therapy

Cilengitide was one of the first antiangiogenic drugs directed to blockade of cell adhesion to the ECM by antagonizing αvβ3 and α5β1 integrins (IC50 for inhibition of cell adhesion of 0.2 and 11 nM, respectively). In phase I studies, patients with advanced solid tumors were treated with cilengitide without consistent results [39]. In another study, cilengitide was tested in association with cediranib, an inhibitor of VEGFR-associated tyrosine kinase. The association of cilengitide with the two drugs was well tolerated, however there were no changes in the survival rates [40, 41]. Cilengitide combined with temozolomide, an oral alkylating agent, did not increase the survival rates of glioblastoma patients [42]. Among antiangiogenic drugs, only the anti-VEGF-A bevacizumab increased disease-free survival time in patients with glioblastoma [43]. Recently, 12 patients with solid tumors such as breast cancer were treated with cilengitide, with partial positive response to the treatment and 05 had stable disease as the best response [44]. In summary, after 10 years of clinical assays with cilengitide for different tumors, results are still disappointing. Reasons for the lack of success may be related to the determination of the effective doses and time of administration. [45- 47] Other reason for lack of success may be the dose-dependent opposing effects of cilengitide related to tumor angiogenesis, with low doses being pro-angiogenic in contrast with anti-angiogenic effect of higher doses [48]. However, a better comprehension on the distinct roles of integrins in the context of complexity of the tumor microenvironment is needed before discarding integrin-targeted therapy.

Volociximab, a monoclonal antibody anti-α5β1 integrin, has been tested in at least 10 phase I and II clinical trials to treat some types of tumors, including advanced non-small cell lung cancer (NSCLC) and metastatic melanoma, among others. Volociximab was used either as single therapy or in combination with classical drugs such as carboplatin and paclitaxel. Preliminary results showed modest but relevant results such as an increase in median progression-free survival of 6.3 months and decreased levels of potential biomarkers of angiogenesis or metastasis after six cycles of treatment [49].

Etaracizumab, an anti-αvβ3 integrin monoclonal antibody, decreased SKOV3ip1 ovarian tumor cell proliferation and invasion in vitro and resulted in about 50% of tumor weight decrease in mice [50]. Combination therapy with paclitaxel gave better results in decreasing tumor weight, and tumors showed reduced levels of p-Akt and p-mTOR; however, microvessel density of resected tumors after therapy were not decreased [50]. The β1 integrin subunit has been associated to therapeutic resistance to trastuzumab (anti-EGFR/HER2 monoclonal antibody) and to lapatinib (an EGFR/HER2 tyrosine kinase inhibitor) of human epidermal growth factor receptor (HER)-2-positive breast tumor cells [51].

One of the most intriguing question in integrin-based anti-cancer therapy is the fact that the strong and positive results on inhibition of tumor progression in pre-clinical assays did not translate to clinical assays. Integrin inhibitors including monoclonal antibodies and synthetic molecules showed disappointed results in patient survival time, disease stabilization and the development of metastasis [42, 48, 52]. One reason for the negative results may rely on the complexity of the mechanism of action of integrins, their ability to compensate each other and inducing an even worse phenotype. Deleting β1 integrin was compensated by β3 integrin, which stimulated metastasis in murine model of breast cancer [38].

Besides the compensatory mechanism, integrin inhibition should induce cell death by anoikis, a kind of apoptotic cell death that occurs due to the loss of cell attachment to the ECM [53]. However, ECM detachment results in antiapoptotic signals, as a defense mechanism against anoikis until cells be able to find a new place to attach again. Meantime, cells undergo autophagy, a cell process mostly triggered by the loss of integrin-mediated adhesion that allow cell survival during some time. However, prolonged detachment will later induce apoptosis by anoikis [54]. One of the most critical finding is that tumor cells usually develop resistance to anoikis due to a sustained autophagic response [54].

Entosis, an even more sophisticated cell survival mechanism, was described [55]. Entosis, also referred to as cell-in cell structures, or cell cannibalism, is triggered by loss of attachment to ECM, similarly to the process of autophagy. Entotic cells have been observed in many types of tumors and may be one of the reasons for the abnormal number of chromosomes found in most tumors [2]. Engulfed cells are alive and may divide inside the host, and in case of tumor cells, such process may occur indefinitely. Such mechanisms of tumor cell survival that happen upon ECM detachment may certainly contribute for the lack of success of integrin inhibitors in clinical trials.

More recently, the mechanism of vessel co-option was described as a mediator of resistance to anti-angiogenic therapy of breast tumor liver and lung metastasis [56]. Vessel co-option is an alternative pathway of tumor cells for obtaining nutrients from blood using the pre-existing vasculature without producing new vessels. Blocking VEGF/VEGFR signaling induces co-option and tumor growth in glioblastoma patients. [57] Since there is a close reciprocal stimulatory relationship between VEGF and αvβ3 integrin [58], one might expect a role for integrin inhibition in supporting the mechanism of co-option. This possibility remains to be elucidated. These results demonstrate the complexity of the TME and its relevance in tumor progression.

New insights on integrin targeting

In spite of being extensively described, integrin inhibition in tumor microenvironment is still challenging and attractive. The failure of targeted therapies so far leads to deeper investigations about signaling pathways, endocytic trafficking and recycling of integrins [59, 60].

As a result, the attention that before was outside cell, turned to intracellular integrin fate affecting the overall cell behavior. Its known that integrin trafficking dictates the nature of Rho GTPase signaling during cytokinesis and cell migration [61]. FN binding promotes both accelerated internalization and ubiquitination of α5β1 receptors. Subsequently, alterations in pH inside endossomal compartments will define either recycling or degradation of integrins [59, 62] When α5 integrin suffers ubiquitination upon FN binding, the ESCRT machinery acts sorting this receptor to either multivesicular bodies, recycling or lysosomal degradation [59]. It was previously demonstrated that mutation on the ubiquitination site in cytoplasmic tail of α5 integrin causes a different sorting of fibronectin on cell, affecting fibroblast migration [63].

The multivesicular bodies are cell compartments containing intraluminal vesicles named exosomes that are secreted to the extracellular space by shedding from the plasma membrane, improving cell communication with the TME [64]. The presence of both integrin and FN inside multivesicular bodies had light to the hypothesis that these receptors might be present in vesicles in the extracellular environment. Sung et al demonstrated that in fact α5 integrin is secreted as an exosome cargo, and more than that, FN was also secreted in these vesicles. Thus, a new and promising science of integrins as a target has emerged from the microvesicles field. Studies on cell communication had proved that integrin transfer can occur through exosomes delivery in both TME and the pre-metastatic niche [65]. In addition, the integrin content of exosomes can change the types of integrin expression in the new tumor focus [66]. The real contribution of integrins on cell communication using cell-derived vesicles is still unclear, as well as the effects of blockage of these receptors. However, this can be the missing clue that can explain the failure of earlier integrin inhibitors in drug development.

Conclusions

Cell attachment to the ECM via integrins is a key factor for tumor progress; however, integrin inhibition may be carefully considered as a target for drug development. Combination of anti-growth factors antibodies, tyrosine kinase inhibitors and integrin inhibitors may be an interesting choice but must be first evaluated in pre-clinical assays considering all the possible escape mechanisms that tumor cells can develop. Most of the studies so far have considered the signaling in a cellular level, however, in complex organisms, several other factors might systemically interfere on integrin inhibition, making the drug development even more challenging. The integrins may have won some battles but not the war.

Acknowledgements: This work was supported by Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP, 2013/00798-2 and 2014/18747-8) and by the Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq 308096/2013-4), Brazil.

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  55. Overholtzer M, Mailleux AA, Mouneimne G, Normand G, Schnitt SJ, et al. (2007) A Nonapoptotic Cell Death Process, Entosis, that Occurs by Cell-in-Cell Invasion. Cell 131: 966–79.
  56. Frentzas S, Simoneau E, Bridgeman VL, Vermeulen PB, Foo S, et al. (2016) Vessel co-option mediates resistance to anti-angiogenic therapy in liver metastases. Nat Med 22: 1294–302.
  57. Rubenstein JL, Kim J, Ozawa T, Zhang M, Westphal M, et al. (2000) Anti-VEGF antibody treatment of glioblastoma prolongs survival but results in increased vascular cooption. Neoplasia 2: 306–14.
  58. Brakenhielm E (2007) Substrate Matters: Reciprocally Stimulatory Integrin and VEGF Signaling in Endothelial Cells. Circ Res 101: 536–8.
  59. Lobert VH, Stenmark H (2010) Ubiquitination of a-integrin cytoplasmic tails. Commun Integr Biol. 3: 583–5.
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Sweet Syndrome Leading to Diagnosis of Myelodysplastic Syndrome during Pregnancy

DOI: 10.31038/IGOJ.2018112

Case Report

Background

Myelodysplastic syndromes (MDS) are defined as a series of malignant hematological conditions in which hematopoiesis is dysplastic and ineffective. MDS have the potential to progress to Acute Myeloid Leukemia (AML), which is often refractory to treatment. MDS causes chronic cytopenias, such as neutropenia, thrombocytopenia and anemia. Patients affected by MDS are often asymptomatic, however, some may present with infection or symptoms of chronic anemia. Cutaneous manifestations, such as Sweet Syndrome and Myeloid Sarcoma are rare, and may herald a transition to AML. In the pregnant patient, many overlapping symptoms may be seen, including fatigue, anemia and immunocompromise. When determining delivery planning in the affected pregnant patient, the risks of neonatal prematurity should be weighed against the risk of delaying maternal treatment and transformation to AML.

Case Description

Patient is a 24 year old G2P1001 at 28 weeks gestation who initially presented to her PCP with complaint of new onset blistering rash on her hands and feet. She was treated with PO antibiotics, and topical steroid and antifungal creams without improvement. She was therefore referred to Dermatology. At the time of her referral visit, the rash was noticed to be spreading from hands/feet to elbows, ankles and knees.  A punch biopsy was performed that revealed deep perivascular lymphohistiocytic infiltrate, neutrophils, and interstitial dermal mucin.  A CBC was performed and found 7% blasts in circulation. Therefore, the rash was thought to be Sweet Syndrome, with an underlying systemic hematologic process. The patient was referred to Hematology/Oncology, and a bone marrow biopsy confirmed high grade myeloid neoplasm with high risk features, specifically chronic myelomonocytic leukemia (CMML-2) and refractory anemia with excess blasts (RAEB-2).  A multidisciplinary conference was held at the time of diagnosis when the patient was 32w0d with Hematology/Oncology, Maternal Fetal Medicine, and Neonatology. A treatment plan was developed, and a scheduled induction of labor (IOL) was planned at 34w0d to allow for expedited treatment of maternal MDS. If any evidence of disease progression were to occur, the plan was for immediate delivery.  She underwent a normal spontaneous vaginal delivery after IOL of a 1745 g (3 lb 13 oz) baby girl with APGARs of 8 and 9 at 1 and 5 minutes, respectively. At seventeen days postpartum, she began her chemotherapeutic regimen of Azacitidine and Lenolidomide.

Discussion

The estimated incidence of MDS is 4.1/100,000 in the United States, with the median age at diagnosis of 65 years. Age appears to be an independent risk factor for the development of disease, with an incidence of 89 per 100,000 for those aged >80.  Although the pathogenesis of MDS is unclear, it is thought, that like most malignancies, a series of oncogenic mutations develop that result in malignant process. These oncogenic mutations may result de novo, or as a consequence of exposure to prior chemotherapy (specifically alkylating agents), radiation, or environmental exposure to benzenes. Benzenes can be found in high concentrations in cigarette and second hand smoke, oil refineries and petroleum based fumes, rubber manufacturers, and chemical or plastic manufacturing plants. Autoimmune connective tissue disorders have also been associated with diagnosis of MDS, including Sjogren’s syndrome, polyarteritis nodosa, polymyalgia rheumatic, Behçet’s syndrome, inflammatory bowel disease and pyoderma gangrenosum, but a causal link between these disorders and subsequent MDS has not been established.

Most patient’s diagnosis of MDS comes as a result of abnormalities found routine laboratory draws prompting further evaluation. If symptoms are present, they are often attributed to resultant cytopenias. Anemia is the most common, and presents as fatigue, shortness of breath, tachycardia, and pallor. Physical findings of underlying malignancy are rare. Cutaneous manifestations, such as Sweet Syndrome or Myeloid sarcoma, are uncommon and typically represent transformation from MDS to AML.  Diagnosis of MDS following abnormal blood count is confirmed by a large blast burden and dysplastic cells seen on bone marrow biopsy.

In the pregnant population, non-specific symptoms of anemia are heralded as gestation related. Dilutional anemia of pregnancy is the most common cause for anemia in the pregnant patient, followed closely by iron deficiency.  Only 25 cases of MDS diagnosed during pregnancy have been reported.  It is anticipated, that as the survival rate of childhood cancers increases, there will be an uptick in reproductive aged women diagnosed with MDS secondary to prior chemotherapy exposure.  Due to rarity of the diagnosis, evidence based treatment algorithms in this population are lacking. In addition, antineoplastic agents, such as Lenalidomide (a thalidomine analog) and azacitidine, are contraindicated during pregnancy.

Prognosis of MDS is based on multiple factors. The Revised International Prognosis Scoring System (IPSS-R) in MDS can be used as a resource to determine mean survival. The IPSS-R takes into account the percent of blasts in the bone marrow, genetic alterations, and presence and severity of cytopenias. Based on this calculator, our patient’s score is 6.5 which confers a “high” risk disease with median time to transformation of AML of 1.4 years and median survival of 1.6 years from time of diagnosis.

Treatment of MDS is indicated in any patient with symptomatic cytopenias. For high risk disease, aggressive chemotherapy with Azacitidine or Decitabine followed by allogenic hematopoietic cell transplant (HCT) can be offered. Pretreatment with intense chemotherapeutic regimens is recommended to decrease bone marrow blast burden to <5% at the time of bone marrow transplant. HCT is the only treatment available with a potential for a cure.  Supportive therapy with transfusions and antibiotic treatment is necessary for improved survival. Complete remission of the disease is the goal of therapy and is defined as bone marrow with < 5% blasts and normal maturation of all cell lines.

Conclusions

Diagnosis and treatment of maternal conditions becomes complicated when a viable pregnancy is involved. In the case of maternal malignancies, the initiation of chemotherapeutic regimens must be weighed against the potentially lifelong complications of neonatal prematurity.  In cases of maternal malignancy diagnosed at early gestational ages, the ethical controversy of pregnancy termination versus continued gestation remains. In this case, the diagnosis of maternal MDS occurred during the third trimester after viability, allowing for administration of antenatal corticosteroids and sufficient fetal development in utero prior to scheduled induction of labor. In women with high risk malignancies, delivery and treatment is often recommend, but the burden of the decision rests on the shoulders of the mother, as she is forced to tally the costs of both physical and emotional ramifications of her choice on herself, her family, and the unborn child.

References

  1. Greenberg P, Cox C, LeBeau MM, Fenaux P, Morel P, et al. (1997) International scoring system for evaluating prognosis in myelodysplastic syndromes. Blood 89(6): 2079–2088. [Crossref]
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  6. Wood BL (2007) Myeloid malignancies: Myelodysplastic syndromes, myeloproliferative disorders, and acute myeloid leukemia. Clin Lab Med 27(3): 551–575 [Crossref]

Assessing the Radiation Doses Received by Patients Undergoing Mammography Imaging at Mulago National Referral and Teaching Hospital

DOI: 10.31038/CST.2018322

Abstract

Introduction: The paper presents the assessment of radiation doses received by patients undergoing mammography imaging at Mulago National Referral and Teaching Hospital for a period of five months.

Materials and Methods: Mammography polymethyl methacrylate (PMMA) phantoms of different sizes were used in the determination of the doses to the breast of patients. Mean glandular doses (MGDs) of 60 patients who presented for mammography within the study period were determined from their exposure data, the tube output, and half-value layer (HVL) of the mammography unit. The  kVp, mAs, compressed breast thickness (CBT), and projection view (Mediolateral oblique projection, MLO /Cranial-caudal projection, CC) for each patient were then used to expose the phantoms simulating the different patients’ CBT. The MGD was calculated as the product of the entrance surface dose (ESD) at the surface of the phantom and the conversion factors extracted from the European protocol on dosimetry in mammography, EUR 16263, 1996. Thermoluminescent dosimeters (TLDs) were used in the measurement of the ESD.

Results: The average MGD was 1.6 ± 0.5 (range 0.8 – 2.5) mGy for CC projection and 1.7 ± 0.3 (range 1.1 – 2.4) mGy for the MLO projection. The MGD for a 4.5 cm CBT was 1.6 ± 0.1 mGy and 1.8 ± 0.01 mGy for CC and MLO projections respectively which were both less than 3.0 mGy recommended by the American College of Radiology.

Conclusion: The values of MGD found in this study were therefore acceptable and comparable to the recommended standards by the American College of Radiology.

Key words

mammography, mean glandular dose, phantom, thermoluminescent dosimeter.

Introduction

Breast cancer cases are rising worldwide especially across the developing world [1]. Women breast cancer is the main cause of cancer mortality in women globally. In Uganda, it comes third after cervical cancer and Kaposi’s sarcoma [2]. Presently, breast cancer has no effective primary prevention. Early detection of breast cancer can help treat and cure the disease. International Atomic Energy Agency (IAEA) report on radiation protection of patients shows that mammography is very good at early identification and diagnosing of breast cancer and has decreased mortality mostly in women of age 50-69 years to up to 20% – 35% reductions (IAEA-RPOP, 2014).  It therefore implies that efforts need to be made to detect breast cancer while still in its early and treatable stages [2].

Mammography helps in identifying very small breast tumors with the aim of detecting breast cancer when it is still in its treatable conditions. Mammography necessitates control over management of patient dose and reduction of possible risk since the breast glandular tissue is very sensitive to ionizing radiation [3]. Mammography calls for use of X-rays that have the potential to cause cancer, but the advantages of mammography weigh more than any possible harm that may result from radiation exposure [4]. A balance between image information and the absorbed dose to the patient’s breast always needs to be taken into account i.e. the dose should be kept as low as reasonably achievable [5].

The radiation exposure of a mammography patient is expressed in terms of the mean glandular dose (MGD). The MGD is the mean dose to the breast glandular tissue. It is taken to be an important quantity for establishing risk from different mammography procedures [6]. However, the MGD cannot be measured directly as it occurs within the breast. MGD for each patient is got from calculations involving exposure parameters used to obtain the mammogram and the measurement of tube output [6]. It is very essential that the dose experienced by patients as a result of  exposure to radiation is optimum, therefore  the MGD is pertinent ( Elsie et al., 2010) to Mammography. The American College of Radiology, 2014 recommendation on MGD for a 4.5 cm compressed breast thickness is less than 3 mGy for screen/film with grid.

This study aims at determining and assessing the radiation doses received by patients undergoing mammography imaging at Mulago National Referral and Teaching Hospital.

Materials and Methods

Study Design

The performance of the mammography machine was tested by investigating the accuracy and reproducibility of the kVp settings and measuring the half value layer (HVL).

Patients’ consent was sought and their data and exposure parameters used for mammography examination were recorded by the Mammographer on the exposure data form. The exposure parameters recorded included the patient’s age, Tube potential (kVp), Tube loading (mAs), compressed breast thickness (CBT), projection view, and whether the right or left breast was exposed. Since radiation exposure of humans for medical research is deemed to be unjustified [7] mammography polymethyl methacrylate (PMMA) phantoms of different sizes were used to simulate the different patient breast sizes.  The PMMA phantoms were exposed using the same exposure parameters as were used on different patients to obtain the entrance surface dose (ESD) that was received by each patient in each projection view.

Calculations were then done to determine the mean glandular doses (MGDs) that were received by the patients.

Materials

The equipment and tools used for collecting data consisted of the mammography machine, a digital kVp meter (Unfors Mult-O-Meter) type 535L, PMMA mammography phantoms that were used to evaluate radiation dose and were tested to ensure that they simulated radiographic features of the breast tissue,  Thermoluminescent dosimeters (TLD badges) that were used in measurement of entrance surface dose (ESD). Lithium Fluoride TLD 100 (LiF TLD-100) badges with two chips were used and the average reading of both chips was taken [8].

The TLD badges were calibrated using caesium 137 Irradiator, and annealed before they were exposed to radiation. The TLD badges were read from the laboratory of the Physics Department of Makerere University using the Harshaw 4500 TLD reader, which was calibrated using the Strontium-90 (Sr-90) Irradiator (model 2000) [9].

The Mammography Machine

The mammography machine used was a Philips Mammo Diagnost UC with serial number 885538968. Its focal spot size was 0.3 mm and it used a high frequency X-ray generator.  The machine’s exposure voltage ranged from 23 to 35 kV, adjustable in increments of 1 kV. The filter used was molybdenum (Mo) and the target/filter combination was Mo/Mo. The compressed breast thickness (CBT) was measured by an inbuilt device (ruler) whose accuracy was verified. Calibration and full quality control measurements were also made on the machine according to the requirements of the regulatory authority. Preliminary tests were done on the machine to ensure proper function for example testing for accuracy and reproducibility of kVp settings, and measurement of half value layer (HVL). The instrument used for these measurements was the Unfors Mult-O-Meter (Model 535L, Serial Number 147389), which was used for both half value measurements (as a dosimeter) and for kVp measurements. The Unfors Mult-O-Meter was calibrated using a Siemens Mammomat 3000 with a Mo anode and 30 µm Mo added filtration [10].

Determining Radiation Doses Received by Patients

Doses of 60 patients who presented for mammography within a period of five months were calculated from patient exposure data and from the measurements of tube output and HVL of the mammography unit. For every mammogram obtained, an assessment for image quality compliance was carried out by qualified radiologists. The MGD was determined for different patients using polymethyl methacrylate (PMMA) phantoms of different sizes, imaged using the same parameters as were used on patients. The tube output was determined as the ratio of entrance surface dose (ESD) and mAs at a distance of 0.6 m. I.e.

CST 2018-108 - Layila Uganda_F3

TLDs were used in the measurement of ESD. In measurement of ESD, the mammography machine was set up for either cranial-caudal (CC) or mediolateral oblique (MLO) projection view with the compression plate present. The MLO projection was performed at 45o. For each patient’s breast thickness, a representative phantom was positioned on the breast support and a TLD placed on top of the phantom (at the reference point). An exposure was made using the same parameters as used clinically on patients. The TLDs were then kept away from radiation and later taken to the laboratory for reading [11-13].

The MGDs were calculated according to the European protocol on dosimetry in mammography, 1996 as;

MGD = KPMMA × g × c

Where KPMMA is the incident air kerma at the surface of the phantom, (KPMMA = Tube output × Tube loading, mAs), g-factors convert air kerma into dose, c-factors correct for different glandularity than 50%, and both g- and c-factors depend on the HVL and CBT. The HVL was determined and found to be 0.42 mm.

The distribution of MGDs for both CC and MLO views for the different breast sizes was determined.

Results

The distribution of entrance surface dose (ESD) of both CC and MLO views for the different tube potentials were as shown in Table 1, and represented in a histogram in Figure 1.

CST 2018-108 - Layila Uganda_F1

Figure 1. Distribution of ESD for different tube potentials (kVp) for both CC and MLO views.

Table 1. ESD for the different tube potentials for both CC and MLO views

ESD ± 0.01(mGy)

Tube Potential (kVp)

CC

MLO

22

3.76

3.85

23

4.96

4.64

24

5.90

5.28

25

7.29

6.95

26

8.94

7.93

27

10.11

9.53

28

11.24

10.16

29

13.41

12.05

Table 2 shows the kVp values that were used for the different CBT. The CBT was measured as the distance between the bottom of the compression plate and the table upon which the breast rested. This was done using an in built device (ruler) whose accuracy was verified.

Table 2. kVp range used for the various CBT

CBT (cm)

2.5

3.0

3.5

4.0

4.5

5.0

5.5

6.0

6.5

7.0

kVp used

22-25

22-25

22-26

22-28

23-26

22-28

25-29

25-26

26-28

27-29

The MGD per projection view for each patient was determined by multiplying the ESD by the conversion factors which are a function of half value layer (HVL) and compressed breast thickness (CBT). The conversion factors used in this study were those by Dance et al, extracted from the European protocol on dosimetry in mammography, 1996. The average value of MGD per CBT for the two projection views was determined and plotted as shown in Figure 2 below.

CST 2018-108 - Layila Uganda_F2

Figure 2. Average of MGD for the different CBT for the two projection views.

The average MGD was 1.6 ± 0.5 (range 0.8 – 2.5) mGy for the CC projection and 1.7 ± 0.3 (range 1.1 – 2.4) mGy for the MLO projection. The average MGD for a 4.5 cm CBT was found to be 1.6 ± 0.1 mGy and 1.8 ± 0.01 mGy for the CC and MLO projections respectively.

Discussion

From figure 1 above, the values of ESD for CC view for a given kVp value were found to be generally higher than those for MLO view. This is because with MLO view, more breast tissue is imaged thereby providing extra tissue without extra exposure, hence lower values of ESD.

There was some non uniformity in the distribution of kVp values for the various CBT. E.g.  Patients with 2.5 cm, 3.0 cm and 3.5 cm CBT were exposed using almost the same kVp range, some patients of 5.0 cm CBT were exposed using kVp as low as 22 kVp. This implies therefore that some patients with lower CBT could be found to have received higher MGD as compared to some with higher CBT. This was however a result of difference in patient breast density.

There was a fluctuation in the distribution of MGD for the different CBT (Figure 2). This was due to the difference in kVp used for the different CBT. The average dose values obtained of 1.6 ± 0.5 mGy for CC projection and 1.7 ± 0.3 mGy for MLO projection view were found to be less than those found in the study done in Kenya by JS Wambani et al; 2011, where the average MGD was 2.14 and 2.44 mGy for CC and MLO projection views respectively and also less than those obtained in a study done in Bulgaria by Simona and Jenia; 2008, on two mammography units where the MGD for unit 1 was 2.0 ± 1.0 mGy for CC projection and 2.6 ± 1.8 mGy for MLO, and for unit 2, the MGD was 2.1 ± 1.0 mGy and 2.2 ± 1.0 mGy for CC and MLO projection views respectively.

The MGD for CC projection was found to be less than for MLO projection as in other studies done in Kenya and Bulgaria. The MGD for a 4.5 cm CBT for CC and MLO projections of 1.6 ± 0.1 mGy and 1.8 ± 0.01 mGy respectively were both less than 3.0 mGy recommended by the American college of radiology and the U.S Food and Drug Administration, 2005.

Conclusion

The MGD for a 4.5 cm CBT of 1.6 ± 0.1 mGy and 1.8 ± 0.01 mGy for CC and MLO projections respectively were both less than 3.0 mGy recommended by the American college of radiology and the U.S Food and Drug Administration, 2005. Hence the doses obtained were acceptable. Further studies should consider carrying out the study for a longer period to have a bigger number of patients, and therefore a wider variation in parameters, and also consider mammography units of different technical characteristics from different mammography centers for the establishment of national diagnostic reference levels.

References

  1. Wheeler Celeste. (2003, April). The Mammography Quality Standards Act:  Misread Mammograms, Malpractice, and the Politics of Regulation.
  2. Uganda Breast Cancer Working Group (2003) Breast cancer guidelines for Uganda. Afr Health Sci 3:  47–50. [crossref]
  3. Rothenberg LN (1990) AAPM tutorial. Patient dose in mammography. Radiographics 10:  739–746. [crossref]
  4. American Cancer Society (ACS), 2014. Mammograms and Other Breast Imaging Tests.
  5. IAEA-TECDOC-1447 (2005) Optimization of Radiological Protection of the Patients:  Image Quality and Dose in Mammography. ISBN:  92-0-102305-7
  6. American College of Radiology (ACR) (2014) Practice parameter for the performance of screening and diagnostic mammography
  7. IAEA-TECDOC-1067 (1999) Organization and Implementation of a National Regulatory Infrastructure Governing Protection against Ionizing Radiation and Safety of Radiation Sources. ISSN 1011-4289
  8. Dance DR, Skinner CL and Carlsson GA (1999) Breast dosimetry. Appl. Radiat. Isot. 50:  185–203.
  9. Elsie K, Gonzaga M, Francis B, Michael K, Rebecca N, Rosemary B, Zeridah M (2010). Current knowledge, attitudes and practices of women on breast cancer and mammography at Mulago hospital. Pan African Medical Journal. 5: 9
  10. IAEA Radiation Protection of Patients (RPOP).
  11. JS Wambani, GK Korir, MN Shiyanguya, & IK Korir (2011). Assessment of patient doses during mammography practice at Kenyatta National Hospital. East African Medical Journal.
  12. Simona Avramova-Cholakova and Jenia Vassileva.(2008). Pilot study of patient and phantom breast dose measurements in Bulgaria. Pol J Med Phys Eng 14: 21–32
  13. U.S Food and Drug Administration, (2005, September). Mammography Facility Surveys, Mammography Equipment Evaluations, and Medical Physicist Qualification Requirements under MQSA.

Gerhard Domagk (1895-1964) and the Origin of Anti- Bacterial Therapy

DOI: 10.31038/IMROJ.2018322

Abstract

This article presents the story of Gerhard Domagk, who was responsible for developing Prontosil, the first effective antibacterial agent. Although penicillin was serendipitously discovered by Alexander Fleming before Prontosil, because of expert chemical support, the forerunner of the sulfonamides was the first antibiotic produced commercially and patented.

Even though his work created the age of anti-bacterial therapy, in my view Domagk did not receive the acclaim he deserved. This essay examines the circumstances surrounding Domagk’s work, as well as focusing on the other individuals involved in the project who ultimately contributed to its success. The paper also explains how biomedical scientists and chemists integrated their respective expertise to achieve their respective goals. Prior to the work of Domagk, the concept that a bacterial infection could be cured by the systemic administration of a chemical substance was thought by most clinicians to be unrealistic and even foolhardy

Although Gerhard Domagk was awarded the Nobel Prize in 1939, in my view, the scientific community tends to view him as a marginal figure, as compared to Alexander Fleming and Selman Waksman, the discoverer of streptomycin. Domagk not only ushered in the new era of chemotherapy, but he set the landscape by demonstrating to other investigators that infection could be cured. Because there has been no greater advancement in clinical medicine than the advent of anti-bacterial therapy, Domagk’s monumental contributions to the welfare of mankind should continue to be revisited and celebrated with the highest accolades.

Keywords

Gerhard Domagk; Heinrich Horlein; Prontosil; Anti-bacterial therapy; Sulfanilamide; Bayer; Fritz Mietzsch; Josef Klarer; Pasteur Institute

Background

The early development of antibacterial agents was predicated upon Paul Ehrlich’s germ theory [1] (Figure 1), which postulated that infectious diseases were caused by bacteria, and that an infection could be cured if a given drug was selectively taken up by invading microorganisms. But proof of this theory would have to await the ability to isolate bacteria in culture.

In the early 1900’s Ehrlich made further advances in chemotherapy when he introduced arsenicals to cause the reduction of syphilis by 50%. However, results with various metals, such as gold salts and antimony, proved to be inconsistent. Ehrlich misguidedly continued to concentrate on the possible effects of chemical compounds on microorganisms in test tubes or on culture media, rather than in animals or humans. Nevertheless, the pioneering work of Ehrlich would provide Gerhard Domagk with the motivation and commitment to eradicate invading bacteria in laboratory animals and humans by the discovery of Prontosil [2].

IMROJ-2018-102_Ronald_USAf1

Figure 1. Paul Ehrlich. Taken from Wikiwand. www.wikiwand.com/gl/Paul_Ehrlich.

Early years

Gerhard Domagk was the son of a teacher and assistant Headmaster of a school in Germany [3] (Figure 2). Educated in schools that emphasized science, Domagk made an early decision to become a physician. He began a course in Medicine at the University of Kiel in 1914; but was forced to interrupt his studies because of the outbreak of the first world war. After serving as a medical corpsman, he completed his medical degree in 1921. Wounded during the war, Domagk was exposed first hand to the limits of medicine to treat the wounded by utilizing the antiseptic properties of chlorine water and carbonic acid. At the time, this treatment did not eradicate fatal diseases such as gangrene and usually ended in the amputation of limbs. Domagk observed how easily wounded soldiers contracted gas gangrene, which spawned his enduring interest in curing these infections [4].

IMROJ-2018-102_Ronald_USAf2

Figure 2. Gerhard Domagk (taken from L. Colebrook. Biogr. Mem. Royal Soc. 1964; 10: pg. 38).
www.jstor.org/stable/769310.

As a disciple of Paul Ehrlich, a giant of nineteenth century science, Domagk viewed that the action of a drug was attributed to its effect on the immune system [5]. Toward this end, he learned how to inoculate animals, dissect their organs, and analyze tissues under the microscope. After serving for short a period of time in the laboratory of Professor Hoppe Seyler and then in 1923 in the Pathological Institute at Greifswald, Domagk decided to pursue a research career in experimental pathology and incorporate physiology and chemistry in his work [6]. He assumed a faculty position in the Department of Pathology at the University of Munster.

However in 1927, faced with an inadequate source of funds and the lack of a clear path to career advancement, Domagk was recruited by the pharmaceutical division of I.G. Farbenindustrie, a giant conglomerate composed of leading German chemical companies that included Bayer and Hoechst. The person who hired Domagk was Heinrich Horlein, who had read Domagk’s articles on the immune system and was impressed by his ideas about bacteria and the infectious process. Horlein, who came to Bayer in 1909, was eventually put in charge of chemical, bacteriological, and pharmaceutical research at Bayer’s Elberfeld-Wuppertal facility [7]. (Figure 3).

IMROJ-2018-102_Ronald_USAf3

Figure 3. Philipp Heinrich Horlein- 1953. (Taken from Wikipedia; 25 Nov-2017.)

Horlein, like Domagk, was an admirer of Paul Ehrlich and was responsible for the discovery of Luminal, an anti-epileptic. Although the scientific world had become resigned to the idea that magic bullets involving synthetic agents were not a realistic goal, Horlein proposed to utilize dyes to study infectious diseases and develop agents that would eradicate invading microorganisms. To carry out this project, he recruited Domagk.

The early development of sulfonamides

The synthesis of sulfanilamide was first reported in 1909 by a chemistry student named Paul Gelmo at the University of Vienna in his thesis on aniline dyes [8]. However, no mention was made of its potential usefulness as a medical tool. Discovery of its potential therapeutic value came in 1909 when Hoerlein and co-workers at I.G. Farben synthesized the first azo dyes [9] containing sulfonamides and noted them to be particularly effective in forming a firm combination with proteins of wool and silk. At the time, Farben was involved in investigating dyes for textile purposes. Although Horlein patented sulfonamides in 1909 [10], he never considered the possibility that the compound could serve as an antibacterial agent. Prontalbin thus became the first version of sulfanilamide produced by Bayer without the company realizing its potential as a clinically effective agent.

The second synthesis of sulfanilamide came in 1915 by Michael Heidelberger, a highly regarded immunologist and winner of the Lasker Award for his work on pneumococcal polysaccharides. He had read about the discovery of sulfanilamide by Gelmo and thought that it may have some antibacterial activity against streptococcus and pneumococcal infections. In 1915, working at Rockefeller University with a chemist named Walter Jacobs, Heidelberger synthesized sulfanilamide and found that bacteria were not eradicated by sulfanilamide in vitro. Even though Heidelberger and Jacobs went on to convert sulfanilamide into a substance which was toxic to infected mice, this investigation was terminated because the authors were unable to envision that a compound with a structure as simple sulfanilamide would be effective in combatting infection. As a result, the development of sulfa drugs was delayed for twenty years and the opportunity to save thousands of lives was temporarily lost. Years later, Heidelberger expressed his profound regrets about not following up on his initial work with sulfanilamide [11].

Development of Prontosil

During the first half of the 20th century, IG Farben was the largest chemical and pharmaceutical company in the world. Although only 32, Gerhard Domagk was appointed director of research in Experimental Pathology and Bacteriology by Heinrich Horlein [12]. Domagk’s task was to establish a renaissance in pharmacotherapy by investigating potential anti-bacterial properties of azo dyes. Domagk had generous financial resources, expanded facilities and expert chemists who were able to synthesize a large number of compounds. He would spend the remainder of his career there.

Paul Ehrlich had used synthetic dyes to stain specific molecules to discover the organic arsenical Salvarsan for the treatment of syphilis; this discovery was followed a few years later by his development of anti-malarials. However, the most life-threatening infections, including streptococcal septicemia, meningitis, and tuberculosis, still remained untreatable by pharmacotherapy In 1932, while searching for a way to combat bacterial infections by chemical means, Domagk by chance discovered a surface-active compound which was marketed under the trade name of Zephiro [13]. This discovery provided him with encouragement to undertake his investigations on azo dyes.

A major hurdle to the success of Domagk’s undertaking was to find a suitable test for antibacterial activity. He placed emphasis on testing drugs in living systems, even if they failed to be effective n bacterial cultures in vitro. In forging a strategy, he developed a unique test for screening the survival of mice that had been inoculated with Streptococcus pyogenes. The enhanced virulence of this strain of streptococcus convinced Domagk that the assay would identify only the most effective agents. After screening gold compounds and acridine dyes, Domagk and his team began to obtain more positive results with dyes that were derivatives of sulfonamide containing the sulfa group p-position relative to nitrogen.

Encouraged by the confident and determined approach employed by Domagk, Josef Klarer and Fritz Mietzsch began synthesizing sulfonamide-containing dyes for Domagk to test. The general methodology employed to systematically synthesize and screen a large number of chemically related compounds was similar to that employed by Paul Ehrlich to produce Salvarsan.

The breakthrough came in the mid 1930’s after a laborious process that took several years. One of these compounds (KL 695), though inactive in vitro, was found to possess weak activity in mice infected with streptococcus. Buoyed by this minor success, Klarer and Mietzsch continued to synthesize azo compounds and eventually produced KL 730, which was named Prontosil rubrum (sulfonamidochrysoidine). This compound had a remarkable antibacterial action in mice and a relatively broad effect against gram positive cocci; however, it was ineffective against enterobacteria. Domagk and his team also found that although Prontosil was effective against streptococcal infections in laboratory mice even at low doses, it had no effect in the test tube against microorganisms.

IG Farben applied for a patent in 1932 with the chemists Josef Klarer and Fritz Mietzsch as inventors, covering Prontosil and several other azo dyes. Its new trade name was Streptozon. Ironically, this compound had originally been developed as an industrial dye for wool and leather [14]. It is of interest to note that Klarer and Mietzsch received money for the synthesis of Prontosil, while Domagk, although subsequently being afforded the honor of its discovery, did not.

After Domagk successfully treated rabbits infected with H. streptococcus, I.G. Farben began to distribute the drug to physicians. However, Domagk knew that the drug might have a different effect on a bacterial infection in humans; and he began collaborating with a local hospital to test prontosil in humans. By the summer of 1933, Streptozon was demonstrated to be effective and safe in both animal experiments and in a relatively few patients. Although the results were initially received with some skepticism by the medical community, the drug was able to treat even the most severe infections, and the death rate from such diseases as cholera, pneumonia, and meningitis fell sharply.

Although Domagk’s work provided the groundwork for the explosive developments in the field of pharmacotherapy that ensued, he was a man dedicated to thoroughness. He was not convinced that Prontosil would be effective in humans until February 1935 when the drug was successfully administered to his four year-old daughter, who had developed septicemia after pricking her finger with a needle [15]. Even then, Domagk waited until clinical reports verified the effectiveness of the drug at a local hospital and Dusseldorf University Hospital, and finally reached the market.

Domagk published his laboratory and clinical findings in February 1935 in the Deutsche Medizinische Wochenschrift, the then preeminent medical journal in Germany [16]. These two papers can be described as paradigmatic. Domagk authored a number of additional articles to keep his name in the limelight much to the dismay of Klarer and Mietzsch, who felt that they deserved more credit for the discovery. In any case, French scientists would render the new miracle drug obsolete.

A patent on the drug was granted to Bayer early in 1935, a few months after the French patent. Although the results were first received with some skepticism by the medical community, the findings were quickly reproduced in a British hospital where Prontosil was shown to cure puerperal fever, a now virtually non-existent infection associated with childbirth. Later that year, Prontosil received further recognition when the son of United Staes President Franklin Roosevelt was successfully treated for a severe streptococcal infection. After that, Horlein orchestrated tests of Prontosil rubrum throughout Europe, and after it was patented in 1936, Prontosil began to be widely employed on the European continent [17].

In 1935, Alexander Weech (1895-1977), a pediatrician working at Columbia University, treated the first patient in the United States with prontosil [18]. After translating and reading the publications of Domagk, Weech obtained a supply of the drug from a pharmaceutical company and successfully treated a young girl with a severe streptococcal infection, who happened to be the daughter of a colleague [19].

However, the quantitative metabolic and toxicological studies carried out at John Hopkins by Perrin Long and Eleanor Bliss in 1936 did more than any other center in the United States to elucidate how sulfanilamide worked in both animals and humans [20]. They confirmed that para-aminobenzene-sulfonamide was the effective moiety of the prontosil molecule and that it exerted a bacteriostatic rather than a bacteriocidal effect. By the early 1940’s the American companies were producing vast quantities of the drug. It should be emphasized that although penicillin is often credited for being the first antibiotic, Prontosil and other sulfa drugs were employed clinically almost ten years before penicillin became available.

Although Domagk was successful by the tedious and large scale testing of numerous compounds, plus the large investment of funds, a decade later there was a radical change in how drug research was done. James Black and then Gertrude Elion and George Hitchings utilized a more efficient method of drug development by employing basic physiologic and pharmacologic principles to formulate a rationale for achieving drug selectivity, rather than by arbitrarily modifying natural products and testing results empirically [21].

The French participation

Because of the work of Domagk, scientists, no longer fettered by preconceived biases, began to find great interest in this project. While Bayer chemists continued to pursue unsuccessful studies with azo dyes, in late 1935 a group working at the Pasteur Institute in Paris that was led by the highly regarded chemist Ernest Fourneau, and included the future Nobelist Daniel Bovet, became interested in Domagk’s discovery. When Heinrich Horlein received a letter from the Pasteur Institute requesting a sample of the newly discovered drug, he replied positively [22].

The French group staked a claim to the drug when they found that Prontosil was metabolized to sulfanilamide by testing an agent common to all of the previous products, para-amino-phenyl-sulfonamide [23]. In other words, simple sulfanilamide would have been just as effective as the drug produced by Domagk and his chemists! The findings of the French team derailed any hopes that Bayer might have had to derive a prodigious profit from Domagk’s work. Sulfanilamide, the active molecule, had been synthesized and patented in 1909, and the patent had expired. Therefore, the agent was available to anyone.

The French manufactured the compound under the name Rubiazol. It was ironical that chemical manufacturing companies had already produced vast amounts of sulfanilamide as an intermediate in the process of dye manufacturing. In addition to finding that the agent was effective in animals, the French group began distributing the drug to French physicians. Being much less expensive and not causing the skin to turn red, sulfanilamide was superior to the compound produced by Bayer.

The principal significance of the work carried out by the French is that it answered the question as to why Prontosil did not kill bacteria grown outside the living body, as well as to why attaching sulfa to dyes produced a pharmacologically active substance. The French scientists not only discovered that sulfanilamide was active both in vivo and in vitro, but that intestinal enzymes converted Prontosil into sulfanilamide. They were thus able to explain why Prontosil was inactive in vitro.

Because Prontosil had first been patented in 1909, the patent had expired by the time the French team made its discovery. Because any firm could produce the drug and market it, a second communication by Domagk soon after described the new chemotherapeutic dye and gave it the name of prontosil-s (neoprontosil) [24]. Bayer then introduced a group of new agents to the market in Germany which was highly successful.

The scientists at the Pasteur Institute acrimoniously accused Bayer and Domagk of having discovered sulfanilamide in the time period between 1932 and 1935, but purposefully delayed publication until they could find a similar drug that they could patent. The French scientists argued that if Bayer and Domagk had made the results public earlier, then countless lives would have been saved. However, Domagk appears never to have tested sulfanilamide and in fact was unaware that sulfanilamide was its active component. More likely, he delayed publication until he was convinced that the drug was safe for clinical use.

While Domagk delayed publication of his findings for three years, the scientists at the Pasteur Institute began producing a number of sulfa-containing compounds and assessed their effects, which were quickly published. Soon after, the French firm, Rhone-Poulenc, manufactured Septazine that was sufficiently different in structure to enable patenting.

In addition, Sir Henry Dale, Great Britain’s most renowned pharmacologist, quickly became interested in Prontosil even before information about it appeared in the scientific literature [25]. Dale asked for a supply from Horlein and placed it in the hands of Leonard Colebrook (1883-1967) at Queen Charlotte’s Hospital in London. At first, Colebrook found minimal effects of the drug in vitro or in mice, but his subsequent tests on puerperal (child bed) fever quickly achieved very positive results and facilitated the acceptance of the new drug [26].

The Aftermath of Prontosil

By the end of 1936, Prontosil, the German version and Septazine, the French version, were employed wherever streptococcal infections were rampant. The prontosil line was replete with a large number of trade name variations that flooded the market. Sulfanilamide was officially adopted as the name for the new agent in 1937. One year later sulfapyridine, which possessed a wide spectrum of action, was marketed and became the preferred treatment of pneumococcal pneumonia. Although sulfapyridine was the sulfa drug of choice for a brief period, it was soon followed by sulfathiazole and then sulfadiazine.

During the second world war, Bayer was deeply involved in wartime research. While Domagk’s work continued unhindered, he diligently attempted to persuade the military to employ the sulfa drugs more aggressively. He traveled through various parts of occupied Europe to apprise the German doctors of the benefits of using these drugs. The British army was cautious in employing the new agents before Dr. Leonard Colebrook convinced the military authorities to use them more extensively. By 1943, every German, British, and American soldier would carry a supply a sulfa drug or had ready access to it. The marked impact of sulfa drugs extended beyond war wounds to treating dysentery.

Domagk eventually shifted the focus of his work to the treatment of tuberculosis and cancer chemotherapy. Tuberculosis afflicted mainly the poor and was not considered particularly important for the army, so support for Domagk’s work at Bayer began to wane. Nevertheless, his efforts to combat tuberculosis led to the development of semithiocarbazones, which are versatile compounds employed for treating antibacterial, antiviral, antifungal, and antimalarial disorders.

Sulfa drugs became generally available in the United States just five years prior to the Japanese attack on Pearl Harbor. Although supplies were restricted during the war for civilians, they were instrumental in reducing the morbidity and mortality of wound infections and gas gangrene in the military. The excitement created by the advent of these then novel drugs was to last for only another ten years, before they were superseded by penicillin and a plethora of other antibiotics. Bacterial resistance has limited the present day use of sulfa drugs; however they are still employed to treat urinary tract infections, ear infections, allergies, and skin disorders.

Political aspects

When the Nazis came into power, the leaders at IG Farben decided to concentrate on business and tried to remain apolitical. Although Horlein was sympathetic to the credos of Nazism and even joined the Nazi party [27], Domagk, on the other hand, did not support the policies of the Fascist regime. Although a patriotic German, he also had disdain for the edicts that prompted the exodus of colleagues from Germany and greatly diminished the quality of scientific research in Germany during the 1930’s. In addition, his own experiences during World War I tempered his enthusiasm for the war effort and he became an avid supporter of the use of sulfa drugs to treat victims of the global conflict.

After the war, IG Farben was dismantled and the Bayer Company became a separate division. Directors of the conglomerate were tried by the Nuremberg War Crimes Tribunal for utilizing slave labor, confiscating property, and manufacturing poisonous gases [28]. After many years, it is still difficult to reconcile opposing perspectives on an organization which did so much to improve the human condition with the one that would forever be regarded as a scourge on mankind.

While Domagk continued to pursue his work, Heinrich Horlein was put on trial for complicity with the Nazi regime. However, it could not be proven that he had been aware of the use of poison gas and medical experiments in the concentration camps. After being acquitted of all charges, he returned to Bayer in 1949, given a pension, and served as director of the company’s advisory board. He died in Wuppertal in 1954.

The Nobel Prize

Despite the wartime transgressions of the company, IG Farben spawned a new era in medicine, and Gerhard Domagk was awarded the Nobel Prize in 1939 “for the discovery of the antibacterial effects of prontosil” [29]. However, the German government forced him to decline the award as a consequence of moral stands taken by political dissidents such as Carl von Ossietzky, who had been awarded the Nobel Peace Prize. Domagk was even imprisoned for a short time. This edict delayed the formal presentation of the award until 1947. However, by this time the monetary award of the Prize had reverted to the Nobel Foundation [30].

While the Nobel Prize was given only to Domagk, one may argue that the award was deserved by others who contributed to the development of the sulfa drugs. They include Klarer, Mietzsch, Horlein, as well as members of the French group. Klarer’s work was particularly valuable, as was the French team which discovered the active agent. However, the Prize was awarded to Domagk for the initial discovery of Prontosil, which provided the impetus for the discoveries of the many antibiotics that soon followed.

Awards and Honorary Degrees

Despite being rebuffed by the Nazi government, Domagk held many honorary doctorates from a number of European and South American Universities. He also was the recipient of the Paul Ehrlich Gold Medal and the Paul Ehrlich Prize; and served as a Foreign Member of the British Academy of Science, the Royal Society, and the Japanese Order of Merit of the Rising Sun [31].

Epilogue

Although the accomplishments of Gerhard Domagk were less celebrated than many other Nobelists, there has been no greater advancement in the annals of clinical medicine than the advent of anti-microbial chemotherapy. Prior to the work of Domagk, the concept that a bacterial infection could be cured by the systemic administration of a chemical substance was thought by most clinicians to be a fantasy and out of touch with reality. By demonstrating to other investigators that this goal could be achieved, Gerhard Domagk’s contributions to the welfare of mankind earn him the highest accolades.

References

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  2. (1964) A complete bibliography of Gerhard Domagk can be found in: Colebrook L. Gerhard Domagk 1895–1964. Biogr Mem Fell Royal Soc 10: pg. 44–50.
  3. Domagk G (1965) Biographical. The Nobel Prize in Physiology or Medicine 1939. Elsevier Publishing Company, Amsterdam, 1965. Gerhard Domagk. Chemical Heritage Foundation. We Tell the Story of Chemistry. Chemical Heritage Press; Philadelphia. 2003.
  4. Cotton Simon (2011) Sulfanilamide (and its relatives). Molecule of the Month web page. July 2011. http://www.chm.bris.ac.uk/motm/sulfanilamide2/sulfanilamideh.htm. (retrieved May 30, 2017).
  5. Domagk G (2003) Chemical Heritage Foundation. We Tell the Story of Chemistry. Chemical Heritage Press; Philadelphia.
  6. Colebrook L. Gerhard Domagk 1895–1964. Biogr Mem Fell Royal Soc 1964; 10: (Nov. 1964). pp. 38–40.
  7. Hager T (2006) The Demon under the Microscope: From Battlefield Hospitals to Nazi Labs. Chapter 7. ISBN 1-4000-8214-5.
  8. Gelmo P (1999) Sulphamides of p-aminobenzenesulphonic acid. Jf Prakt Chem 77: 369–382.
  9. Azo dyes are defined as a class of synthetic organic compounds that contain nitrogen as the azo group (-N=N)-. http://www.britannica.com/science/azo-dye.
  10. Horlein H (1909) Deutsches Reich Patentschrift. Number 226239.
  11. Comroe, Julius H (1976) Missed Opportunities. Annu Rev Resp Diseases 114: (6) 1167–1168.
  12. Hager T (2006) The Demon under the Microscope: From Battlefield Hospitals to Nazi Labs. Chapter 6. ISBN 1-4000-8214-5.
  13. Horlein H (1936) The chemotherapy of infectious diseases caused by protozoa and bacteria. Proc Roy Soc Med 23: 319–324.
  14. Biographies. Gerhard Domagk. Bayer AG. https://www.bayer.com. (Last updated January 4, 1916. (Retrieved June 21, 2017).
  15. Cotton Simon (2011) Sulfanilamide (and its relatives). Molecule of the Month web page. July 2011. http://www.chm.bris.ac.uk/motm/sulfanilamide2/sulfanilamideh.htm. (Retrieved May 30, 2017).
  16. The Making of a Miracle Drug. Finding the first Antibiotic. Smells like Science. (Part 3 of a 4 part series about Scientific Discovery). 5/19/2017. http://smellslikescience.com/the-making-of-a-miracle-drug/ (retrieved May 31, 2017).
  17. Domagk G (1935) Ein Beitrag zur Chemotherapie der bakteriellen Infektionen. Deutsche med Wchnschr 61: 250–253. Experimental details of Domagk’s work can also be found in: Horlein Professor H. The chemotherapy of infectious diseases caused by protozoa and bacteria. Section of Tropical Diseases and Parasitology. Proc. Royal Soc. Med. 1935; 29: pp. 319–324.
  18. Horlein, Heinrich (1937) The development of chemotherapy for bacteriological diseases. Practitioner 139: 635–649.
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  25. Domagk G (1935) Eine neue Klasse von Desinfektionsmitteln. Deutch. Med. Wochenschrift. 61(7): 250–253. Ibid. Chemotherapie der bakteriellen Infektionen 61(21): 829–832.
  26. Hager T (2006) The Demon under the Microscope: From Battlefield Hospitals to Nazi Labs. Chapter 12. ISBN 1-4000-8214-5.
  27. Colebrook L, Kenny M (1936) Treatment of puerperal infections and experimental infection in mice, with prontosil. Lancet 16: 1279–1286.
  28. Hager T (2006) The Demon under the Microscope: From Battlefield Hospitals to Nazi Labs. 180–181. ISBN 1-4000-8214-5.
  29. Donohoe, Gabriel (2008) Nuremberg Trials: Big Pharma’s Crimes Against Humanity. Natural News.com http: //www.naturalnews.com/024534_europe_health_WHO.hml.
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  31. Colebrook L. Gerhard Domagk 1895–1964. Biogr Mem Fell Royal Soc 1964. 10: (Nov. 1964). pg. 44. Gerhard Domagk- Biographical. The Nobel Prize in Physiology or Medicine 1939. Elsevier Publishing Company, Amsterdam, 1965.

The Akt signaling pathway in skin cancer cell lines treated with RRM-MV, a short peptide analogue of the MT5 protein of myxoma virus

DOI: 10.31038/CST.2018321

Abstract

In silico methods can help in identifying drug targets via bioinformatics tools. In our previous studies, a 2.34 kDa short linear peptide analogue to myxoma virus M-T5 protein was computationally designed using the resonant recognition model (RRM). Quantitative and qualitative cell cytotoxicity assays showed that the peptide analogue can induce a dose and time dependent tumoricidal effect on skin cancer cells but not on normal cells. It has been reported that the viral protein (M-T5) binds with p-Akt to regulate Akt signaling in some human cancer types. Hence in this study we investigated the effects induced by the peptide analogue RRM- MV on the Akt pathway in skin cancer and normal cells. Akt expression levels in cells treated with RRM-MV, in the presence or absence of PI3K/Akt inhibitor, were detected in mammalian skin cancer and normal cells using immunoblotting. The results revealed that different endogenous levels of p-Akt were expressed in the human melanoma and carcinoma cells following treatment with RRM-MV. Yet, it did not appear to affect the p-Akt expression in the mouse melanoma cells. Furthermore, RRM-MV treatment did not seem to affect the level of total Akt in any type of cancer cells under the same experimental conditions. Hence, the bioactive peptide RRM-MV appears to be targeting the Akt pathway in some types of skin cancer cells. Elucidating the mechanism of RRM-MV effects on other cellular apoptosis pathways requires further investigation.

Keywords

Akt, RRM-MV, Cell death pathway, Carcinoma, Melanoma, Myxoma virus.

Background

Malignant melanomas can be resistant to conventional therapies such as chemotherapy, immunotherapy, radiation therapy and/or surgery, and patient’s chances of survival often depend on early diagnosis and treatment [1]. The discovery and development of novel cancer therapeutic agents is an important research field as cancer is an international health problem with the current treatments achieving only limited success. Oncolytic virotherapy is a novel therapy that can be applied solely or in conjunction with the conventional therapies. In particular, some viruses have the ability to target and destroy malignant cancer cells without harming the normal cells [2- 5]. Myxoma virus (MYXV) is a new poxvirus oncolytic candidate that has been added to the list of oncolytic viruses used in virotherapy. MYXV is a member of Poxviridae family and the Chordopoxvirinae subfamily [6-8]. It is a rabbit-specific pathogen that causes myxomatosis in European rabbits (Oryctolagus cuniculus), which is considered as a fatal disease [8]. However, MYXV is non-pathogenic in humans and all other vertebrate species [6, 9-13].

Previously, MYXV was shown to be able to selectively kill human cancer cells [14-17]. Intense in vitro investigations have indicated that replication of MYXV in human cancer cells is associated with the hyperactivation of the serine/threonine kinase Akt in cancer cells [17-27]. In addition, human cancer cells have been grouped into three types depending on the ability of being productively infected with MYXV, and the capability of MYXV to activate Akt through the action of a M-T5 viral protein [26, 28]. M-T5 is an ankyrin-repeat host range protein that is shown to be required for virus replication in rabbit lymphocytes, and is critical for virus replication in the majority of human tumor cells [29]. M-T5 interacts with two human cellular proteins. The first cellular protein is Cullin-1, an E3 ubiquitin ligase that is involved in the progression through the cell cycle. The interaction of M-T5 with Cullin-1 inhibits MYXV- infected cells from cell cycle arrest and stress-induced cell death [30]. The second cellular protein is Akt-1/protein kinase B (PKB) that directly interacts with M-T5 [26, 31]. Akt is a serine/threonine kinase essential for normal cell processes such as programmed cell death, proliferation, cell cycle progression, angiogenesis and metabolism [22]. It is activated via the phosphorylation of its central component at ser-473/474 and thr-308/309 [32]. Akt dysregulation is commonly detected in an extensive spectrum of human cancers [23, 33-39]. It was found that many human cancer cells exhibit a high endogenous activation of Akt in vitro [18, 33, 34, 40]. Akt is a central regulator of cellular signaling; hence, it is not surprising that many viruses have developed new strategies to control the activation of Akt [41].

Therapeutic peptides have been emerging as a novel class of drugs for cancer therapy and are being intensively studied for their role in developing novel cancer therapeutics [2, 3]. This is due to the fact that peptides have a high potential to penetrate cellular membranes, interfere with enzymatic functions and protein-protein interactions within cells [4-7]. Anticancer therapeutic peptides are able to kill cancer cells due to their strong tumoricidal activity and low toxicity towards normal cells [42-47]. Peptide therapy has many promising advantages over small molecule drugs. Peptides can be designed to target any protein of interest using ‘rational’ computational methods. Due to structures and interactive partners of many oncogenic proteins being identified, peptides can be designed to inhibit these interactions by using a sequence from the interaction domain. Another advantage is that peptides are easily produced using chemical synthesis or molecular biology techniques. Unlike natural proteins, peptides are easily synthesized in bulk at relatively low cost, using automated systems. The costs of producing therapeutic proteins through genetically modified organisms and cell cultures are relatively high.

The Resonant Recognition Model (RRM) [42] is the physico-mathematical approach designed for functional and structural analysis of proteins and DNA. The RRM approach interprets a protein’s sequence linear information using signal analysis methods. In the RRM, the protein primary structure is represented as a numerical series by assigning to each amino acid in the sequence a physical parameter value relevant to the protein’s biological activity. The RRM concept is based on the finding that there is a significant correlation between spectra of the numerical presentation of amino acids and their biological activity. It has been found through an extensive research that proteins with the same biological function have a common frequency in their numerical spectra. This frequency was found then to be a characteristic feature for protein biological function or interaction [43-48]. This protein characteristic frequency can be identified from analysis of the power spectra of the selected protein sequences. In addition, from the analysis of their phase spectra, we can identify the corresponding phase for a particular frequency. Once the characteristic frequency for a particular protein function/or interaction is determined, it is possible then to predict the amino acids, the so called “hot spots” in the sequence that predominantly contribute to this frequency and consequently to the observed function. On the basis of determined RRM characteristic frequencies and phases for a particular group of protein sequences, we can design amino acid sequences (short peptides) having those specific characteristics related to a protein’s biological function. It is expected that the designed peptide will exhibit the desired biological activity [42,  49-50].

In the previous research studies, the RRM approach was used to structure–function analysis of different protein examples [42, 50], aiming at the design of peptide analogues having the same functional activity as their parent proteins. Myxoma virus (MXYV), interleukin12 (IL12) and the tumour necrosis factor (TNF-α) can significantly affect tumour progression. Based on these properties, three short bioactive peptide analogues: RRM-MV RRM-IL and RRM-TNF [51] were designed using the RRM approach [50]. These synthetic peptides were de novo designed to mimic activities of the selected therapeutic proteins. RRMdesigned peptides present potential therapeutic candidates for cancer treatment whose efficacies were evaluated in our previous studies [50]. In particular, we examined the biological effects of these peptides on B16F0 cell mouse skin cancer cells and normal murine cells in vitro, and found that RRM-MV, RRM-IL and RRM-TNF treatment induced toxic effects on the mouse melanoma cells in a dose- and time-dependent manner but no cytotoxic effects were detected in normal cells [43-48, 50]. However, our initial data did not show a significant effect on the total Akt levels following treatment of the mouse melanoma cells (B16F) with the peptide analogue RRM-MV[43]. Thus, it is not known if the cytotoxic effects on cancer cells caused by the MT5-peptide analogue (RRM-MV) were generated by targeting the same cell death pathways in skin cancer cells. Therefore, in this study we tested the effect of the RRM-MV and non- bioactive (control) peptide RRM-C on the p-Akt pathway in human skin cancer and normal human skin cells.

Materials and Methods

RRM peptide sequences and synthesis

The RRM-MV is a 18 amino acid short linear peptide (MDDRWPLEYTDDTYEIPW) analogue for myxoma virus M-T5 protein which was specifically designed to exhibit anti-cancer activity [43, 44]. The RRM-C is a 22 amino acid short linear peptide (CVLQDCVLQDCVIQDCVLQDCV) designed as a control peptide that is lacking the anti- cancer activity. It was used as a negative control peptide along with the bioactive RRM-MV in the experimental evaluation presented below. The detailed description of the de novo design procedure for RRM-MV and RRM-C peptides was presented in our previous study [43]. The two peptides were synthesized with >95% purity (AUSPEP, Melbourne, Australia). RRM- MV and RRM-C were freshly prepared at different concentrations in the relevant cell culture medium immediately prior to use.

Mammalian cell culture growth conditions and treatment with the RRM peptides

Human malignant melanoma (MM96L), human squamous cells carcinoma (COLO-16) and normal human dermal fibroblast (HDF) cell lines were obtained from Dr. Terrence Piva, RMIT University, Australia. Mouse melanoma cell line (B16F0) was donated by Dr. Glen Boyle, QIMR, Australia. The MM96L, COLO-16 and B16-F0 cell lines were cultured in Roswell Park Memorial Institute medium (RPMI) 1640 (GIBCO, Australia) supplemented with 10% heat- inactivated fetal bovine serum (FBS) (Bovogen serum, Biologicals, Australia). The HDF cell line was propagated in medium 106 supplemented with 2% Low Serum Growth Supplement (LSGS) (GIBCO, Australia). The cell lines were confirmed to be mycoplasma free using a Mycofluor Detection Kit (Invitrogen, Oceania). All cell cultures were grown and maintained as monolayers in 75 m2 tissue culture flasks (Greiner Bio-One, Germany) at 37°C in a humidified atmosphere and 5% CO2 in air. The medium was changed every 3 – 4 days.

At 85–95% confluence, the cells were harvested by trypsinisation with 0.05% trypsin-EDTA (GIBCO, Australia) and centrifuged. The cell suspensions were seeded at a density of 7×105 cell/mL in a six-well plate in complete growth medium with 10% FBS and incubated overnight before treatment to allow for their adherence. The peptide treatment conditions of cell lines were performed as described below:

Incubation conditions to assess Akt expression levels: To assess the influence of treatment on Akt activity MM96L, COLO-16 and HDF cell lines were incubated with 400 ng/mL RRM-M or RRM-C for 3 h in complete growth medium with 10% FBS. The mouse melanoma B16F0 cell line was incubated with 800 ng/mL RRM-MV or RRM-C for 3 h to achieve cytotoxicity levels similar to those produced in the human skin cancer cell lines within the same period of incubation as this cell line was more resistant to RRM-MV treatment [43, 44].

Treatment with the PI3 Kinase inhibitor

The influence of the RRM-MV treatment on Akt activity, after blocking the Akt pathway, was assessed to confirm if treatment with inhibitors can affect the phosphorylation of Akt at Ser-473 or Thr-308 in the presence of RRM-MV. The effect of RRM-MV and RRM-C on Akt activity was assessed in melanoma, carcinoma and normal cell lines in the presence of the PI3 Kinase inhibitor, LY294002 which blocks the Akt pathway. The cell lines were incubated with 50-100 µM of LY294002 (PI3 Kinase inhibitor) for 1 h-2 h before the RRM-MV or the RRM-C peptides were added and then incubated for 3 h, as explained earlier. This experiment was performed in the presence of a complete growth medium with 10% FBS or in serum deprivation conditions to eliminate the effect of serum on the experimental conditions.

Furthermore, Akt expression levels in MM96L and COLO-16 cell lines, following treatment with 400 ng/mL RRM-MV, were assessed in serum starvation conditions for 15 min, 30 min and 60 min.

Protein extraction for immunoblotting

Following incubation with the RRM-designed peptides (RRM-MV or RRM-C) and/or the PI3 kinase inhibitor, the cells were rinsed twice with ice-cold phosphate buffered saline (PBS) and were then lysed by PhosphoSafe Extraction Buffer (Novagen, USA) mixed with Protease Inhibitor Cocktails (Sigma-Aldrich, USA). The cells were incubated for 10 min at room temperature and were scraped and centrifuged at 16,000x g for 5 min at 4°C. The supernatants were collected and the whole-cell lysates and protein concentration of each sample was determined by Bradford method [51] using bovine serum albumin (BSA) as a standard.

Antibodies and reagents

Total Akt protein, threonine-phosphorylated Akt and serine-phosphorylated Akt were detected using rabbit polyclonal Akt (pan) (C67E7) antibody, rabbit monoclonal phospho-Akt (Thr-308) (C31E5E) antibody and rabbit monoclonal phospho-Akt (Ser-473) (D9E) XP antibody respectively. The β-actin antibody was used as a loading control. All primary antibodies and the PI3K-AKT kinase inhibitor (LY294002) were obtained from Cell Signaling Technology (Beverly MA, USA). The alkaline phosphatase-conjugated goat anti-rabbit polyclonal secondary antibody was purchased from Sapphire Bioscience, Australia.

Western blot analysis

Whole cell lysates were mixed with 5X SDS-PAGE sample buffer (3: 1), consisting of 60 mM Tris, pH 6.8, 25% glycerol, 2% sodium dodecyl sulfate (SDS), 14.4 mM 2-mercaptoethanol, and 0.1% bromophenol blue, and were boiled for 5 min. Equal amounts of protein samples (30µg per lane) were subjected to 12.5% SDS-polyacrylamide gel electrophoresis (SDS-PAGE) using Mini-PROTEAN Tetra Cell electrophoresis system (Bio-Rad, USA). iBlot Dry Blotting System (Invitrogen, USA) was used to transfer the protein from the SDS PAGE gel to the nitrocellulose membrane. Western blot analysis was carried out as described previously [43] with some modifications. In brief, the membranes were blocked with 5% non-fat dry milk in PBS-T (0.1% Tween 20 in PBS) overnight at 4°C. The membranes were then washed four times for 10 min with PBS-T, followed by incubation of the membranes with the primary antibody in (1X Tris Buffered Saline (TBS), 0.1% Tween-20 with 5% BSA) at 1: 3000 dilutions for 3 h, and washed four times for 15 min. The membranes were then incubated with the secondary antibody conjugated with Horseradish Peroxidase in (1X TBS, 0.1% Tween-20 with 0.1% non-fat dry milk) at 1: 1000 dilutions for 1h at room temperature. After washing with PBS-T four times for 15 min, detection of protein was performed using 5-Bromo-4-chloro-3-indolyl phosphate, toluidine salt / Nitro blue tetrazolium chloride (BCIP/NBT) substrate solution (Amresco, USA) mixed with detection buffer (100mM Tris, 100Mm NaCl, pH 9.5) (v/v). The membranes were incubated with the substrate until full color development was detected. The reaction was stopped by washing in distilled water for 5 min prior to being dried. The membranes were scanned to quantitate the signal using a flatbed optical scanner (Cannon, USA). Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. Each experiment was repeated at least three times and the mean of the density of the bands (densitometry signals) was used to plot the graphs in the figures.

Results

The influence of RRM-MV treatment on Akt activity

To determine whether RRM-MV or RRM-C treatments modulate Akt activity in skin cancer cells and normal skin cells, the total Akt protein levels and the endogenous phosphorylated Akt levels at Thr-308 and Ser-473 were measured using Western blots. Results are presented and described in details below.

In presence or absence of serum in the growth medium: The levels of p-Akt and total Akt proteins were detected in 10% serum (FBS) or in serum starvation in MM96L human melanoma cells (Fig 1 A & B), COLO-16 human carcinoma cells (Figure. 2, A & B) and in B16F0 mouse melanoma cells (Figure3, A & B) following RRM-MV or RRM-C treatment. In MM96L cell line, the 60 kDa p-Akt bands’ intensity for Ser-473 antibodies was slightly stronger than for Thr-308 (Figure 1A) under 10% FBS growth conditions. Similarly, p-Akt band intensities were slightly stronger for Ser-473 in COLO-16 cell line under 10% FBS (Figure 2A). Although the expression levels of p-Akt (Ser-473) were slightly increased, following RRM-MV treatment in melanoma and carcinoma cell lines, the results also suggest that the expression levels of total Akt and p-Akt at Ser-473 and Thr-308 phosphorylation locations in serum starved or in complete growth medium were unaffected in the MM96L melanoma cells or the COLO 16 carcinoma cells. Interestingly, RRM-C treatment did not induce any noticeable effect on the p-Akt and total Akt protein expression levels as those remained unchanged in the MM96L cell line (Figures 1A and B, lane 2), COLO-16 cell line (Figures 2A and B, lane 3), and B16F0 cell line (Figure 3, lane 3); thus strongly indicating that the RRM-C treatment has no effect on the Akt expression in these cancer cell lines. We have previously reported that RRM-C control peptide did not cause any cytotoxic effect as opposed to the cytotoxicity induced by RRM-MV treatment on the tested skin cancer cell lines [43; 44]. The Akt expression results could be a reflection of this effect on this cell death pathway.

CST2018-110-ElenaAustralia_F1

Figure 1. The effects of RRM designed peptides on cellular expression of Akt in melanoma cells. The MM96L cell line was plated at 5 × 107 cells/mL and was treated in presence of serum (A) or in absence of serum (B). Cell lysates (20µg) were prepared and immunoblotted using p- Akt (Ser-473 and Thr-308) and total Akt antibodies. β-actin was used as a loading control. The Western blots results show that treatment with RRM-MV, but not RRM-C, slightly induces the levels of p-Akt in both conditions. Inhibition of Akt activity and then treatment with RRM-MV also affected the expression of p-Akt protein in tested cells. Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. These figures are representative of three separate Western blot experiments.

CST2018-110-ElenaAustralia_F2

Figure 2. Cellular expression of p-Akt and total Akt in carcinoma cells after treatment with the RRM designed peptides. The COLO-16 cell line was plated at 5 × 107 cells/mL and was treated in growth medium with serum (A) or in serum starvation conditions (B). Western blot analysis was used to assess the expression of Akt in treated cells using p-Akt (Ser-473 and Thr-308) and total Akt antibodies. β-actin was used as a loading control. The Western blot results show that the expressions of p-Akt in carcinoma cells slightly increased after RRM-MV treatment. Inhibition of Akt activity and then treatment with RRM-MV also affected the expression of p-Akt protein in tested cells. Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. The experiments were repeated at least three times.

CST2018-110-ElenaAustralia_F3

Figure 3. Cellular expression of p-Akt and total Akt in mouse melanoma cells after treatment with the RRM-designed peptides. The B16F0 cell line was treated with 800 ng/mL RRM-MV or RRM-C in the presence or absence of 50 µM LY294002 or treated with 50 µM LY294002 alone for 1 h. The levels of p-Akt expression in the cells were detected by immunoblotting using p-Akt (Ser-473 and Thr-308) and total Akt antibodies. β-actin was used as a loading control. The results of Western blots show that the levels of p-Akt and total Akt in mouse skin cells were not affected by RRM-MV treatment. Inhibition of Akt activity and then treatment with RRM-MV also did not affect expression of p-Akt protein in tested cells. Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. The experiments were performed at least three times.

In normal skin cells: The levels of total Akt protein and p-Akt in the normal non-cancerous HDF cell line were detected after treatment with RRM-MV or RRM-C at the concentration of 400 ng/mL (Figure 4). There were no noticeable changes in the expression of total Akt and p-Akt following RRM-MV treatment when compared to RRM-C treated and untreated cells (Figure 3, lane 2 and 3, respectively). This result suggests that RRM-MV treatment in normal human skin cells did not have any effect on the Akt pathway. As the RRM-MV treatment had no cytotoxic effect on HDF cells [44], no change in the Akt expression levels could be attributed to the finding that RRM- MV has not shown to cause any cytotoxic effects on normal skin cells including HDF.

CST2018-110-ElenaAustralia_F4

Figure 4. Cellular expression of p-Akt and total Akt in normal human dermal fibroblast cell line treated with the RRM designed peptides. The HDF cell line was treated with 400 ng/mL RRM-MV or RRM-C in the presence or absence of 100 µM LY294002, or treated with 100 µM LY294002 alone for 2 h. Cell lysates were prepared and immunoblotted using p-Akt (Ser-473) and total Akt antibodies. β-actin was used as a loading control. The figure shows RRM-MV treatment did not affect the expression of p-Akt or total Akt in normal human skin cells. Inhibition of Akt activity and then treatment with RRM-MV also had no effect on the expression of p-Akt protein in tested cells. Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. The blots are derived from multiple immunoblotting experiments.

The influence of PI3K Akt inhibitors on Akt activity

Furthermore, to confirm that Akt phosphorylation can be blocked by the PI3K/Akt inhibitor (LY294002) in the previously tested cell lines, cancer and normal skin cells were treated with LY294002 in the presence or absence of the RRM peptides (Figures 1-4). The results showed that incubation of MM96L cell line with 100 µM LY294002 for 1 h blocked Akt phosphorylation either under conditions of complete growth medium or serum starvation compared to untreated cells (Figure 1A and 1B, lane 8). Similar results were observed in B16F0 cell line after treatment with 50 µM of LY294002 for 1 h (Figure 3, lane 8). Nevertheless, the blocking was incomplete at Ser-473 and Thr-308 in COLO-16 cell line in growth medium with serum (Figure 2A, lane 8), yet a complete blocking in phosphorylation of Akt was observed with serum starvation (Figure 2B, lane 8), suggesting that blocking of Akt activation in carcinoma cells was affected by serum conditions. Yet in the HDF normal cell line, treatment with 50 µM LY294002 for 1 h was not sufficient to block the p-Akt pathway (data not shown), therefore, incubation with 100 µM of LY294002 for 2 h was needed to block the Akt phosphorylation (Figure 4). On the other hand, LY294002 treatment did not appear to significantly affect the total Akt expression levels in all tested cell lines.

The influence of RRM-MV treatment on Akt activity in presence of PI3K/Akt inhibitor

To determine whether PI3K Akt inhibitor would suppress Akt activity in the presence of RRM- MV under complete growth medium or serum starvation conditions, cells were treated with LY294002. The cells were then further incubated with RRM-MV and whole cell lysates were immunoblotted with the specific antibodies. The obtained results are shown below.

In skin cancer cells: The MM96L and COLO-16 cell lines were incubated with 100 µM LY294002 for 1 h and then further incubated with 400 ng/mL RRM-MV for 3 h. The Western blot results showed that Akt becomes activated at Ser-473 after RRM-MV treatment in MM96L cells but no p-Akt band was detected at Thr-308 under complete growth medium conditions (Figure 1A, lane 5). Moreover, similar results were found with cells incubated under serum starvation conditions (Figure 1B, lane 5). When Akt activation was blocked in the COLO-16 cell line and then treated with RRM- MV, p-Akt activation was restored at both Ser-473 and Thr-308 under complete growth medium (Figure 2A, lane 5) and under serum starvation conditions (Figure 2B, lane 5). Similar results were obtained with B16F0 cell line treated with 50 µM LY294002 for 1 h and then further incubated with 800 ng/mL RRM-MV for 3 h (Figure 3, lane 5). However, inhibition of Akt phosphorylation followed by treatment with RRM-MV did not have an effect on the expression of total Akt protein in these skin cancer cell lines. The findings of this experiment suggest that LY294002 was not able to block Akt phosphorylation in the presence of RRM-MV in all tested cancer cell lines; thus, confirming RRM-MV treatment interferes with inhibition of Akt signaling pathway.

In normal skin cells: The HDF cell line was incubated with 100 µM of LY294002 for 2 h and then further incubated with 400 ng/mL RRM-MV for 3 h. The Western blot results showed that RRM-MV treatment did not restore p-Akt activation after inhibition with LY294002 (Figure 3, lane 5). This data demonstrate that RRM-MV does not interfere with the p-Akt pathway in normal cells and was unable to restore Akt phosphorylation after inhibition with LY294002.

The influence of different incubation times on Akt expression in cancer cells after RRM- MV treatment

In our previous studies we concluded that the cytotoxic effects of RRM-MV on cancer cells are time- and dose-dependent [43; 44]. To evaluate if time can influence the Akt phosphorylation pathway after RRM-MV treatment leading to cell death in MM96L and COLO-16, p-Akt expression levels were assessed when cancer cells were incubated with 200 ng/mL of RRM-MV for 15 min, 30 min and 60 min under serum starvation conditions. Western blots results showed that in MM96L cell line, the p-Akt S-473 expression was unaffected after 15 min of treatment (Figure 5A, lane 2), but it at was slightly enhanced at 30 min and 60 min (Figure 5A, lane 4 and 6, respectively). As expected, the total Akt expression did not seem to be affected during different incubation times (Figure 5A). Similarly, RRM-MV treatment in COLO-16 did not affect the p-Akt protein levels (Thr-308 and Ser-473) after 15 min (Figure 5B, lane 2); however, phosphorylated Akt was increased slightly at both Thr-308 and Ser-473 after 30 min and 60 min (Figure 5B, lane 4 and 6) respectively. The intensity of total Akt band was unaffected during times course (Figure 5B). These findings indicate that RRM-MV treatment enhanced Akt phosphorylation in a time-dependent manner in melanoma and carcinoma cells.

CST2018-110-ElenaAustralia_F5

Figure 5. Akt expression levels in melanoma and carcinoma cells during the first hour after RRM-MV treatment. MM96L cell line in (A) and COLO-16 cell line in (B) were treated with 400 ng/mL with RRM-MV for 15 min, 30 min and 60 min. Whole cells extracts were prepared and immunoblotted using p-Akt (Ser-473 and Thr-308) and total Akt antibodies. β-actin was used as a loading control. Western blots show that treatment with RRM-MV induced the levels of p-Akt in a time dependent manner in melanoma and carcinoma cells. Densitometry of protein spot signals were detected and quantified with the Quantity One Analysis 4.3.0 software. The experiments were repeated at least three times.

Discussion

Akt, also known as protein kinase B (PKB), plays a crucial role in the regulation of multiple cellular processes including programmed cell death and it is believed that the regulation of Akt activation is impaired in cancer cells [26]. It was previously shown that M-T5 of myxoma virus binds to p-Akt to regulate Akt signaling in some infected human cancer cells and pharmacological manipulation of AKT phosphorylation, significantly increased MYXV replication in some semipermissive/nonpermissive human cancer cells [26]. It was previously found that RRM-MV, the peptide analogue of the MYXV M-T5 protein, is able to induce apoptotic/ necrotic effects in different skin cancer cell lines but produced no cytotoxic effects on normal non-cancerous cells [43, 44]. In the current study, we investigated the influence of RRM-MV and RRM-C synthetic peptides, on the Akt activation pathway in treated skin cancer cells and in normal skin cells to detect a possible cell death pathway.

One of the findings of the present study is that the expression levels of total Akt protein in all types of tested cells were not affected by the RRM-MV treatment. In addition, a higher level of phosphorylated Akt was detected in RRM-MV treated B16F0 cells, than the p-Akt levels expressed by MM96L and COLO-16 cells at both Ser-473 and Thr-308. This result corroborates with the previous studies [24, 25] indicating that infected MYXV cancer cells expressed measurable phosphorylated Akt levels either high, low or very low levels but some cancer cells did not express any levels of p-Akt. As an example, melanoma (SK-MEL5) cell line expressed total Akt protein but did not express p-Akt (both Ser-473 and Thr-308) [26]. Another example of high levels of Akt is in B16F10 cell line, which correlates with permissiveness to MV [55].

The Western blot results also showed that p-Akt expression was slightly higher at Ser-473 following the RRM-MV treatment, suggesting that RRM-MV may interact with the Ser-473 component of the Akt [56-59]. The RRM-MV treatment did not produce an effect on p-Akt activation in B16F0 cells confirming our previous observations [43].

Our study also showed that different incubation times affected Akt expression in melanoma and carcinoma cells after the RRM-MV treatment. The band’s intensity of p-Akt was unchanged at 15 min of incubation time with RRM-MV while it started to increase after 30 min and 60 min. However, there was no change in the intensity of total Akt band detected during the course of treatment, indicating that Akt phosphorylation was induced by RRM-MV treatment in a time- dependent manner in both melanoma and carcinoma cells. It has been demonstrated that exposure of cells to various chemotherapies and cytotoxic agents leads to changes in the p-Akt expression [60-62] and this also could be the case in RRM-MV treatment. Wang et al. [26] reported that the Akt phosphorylation in MYXV infected permissive cancer cells can be activated by forming a complex between M-T5 and Akt molecule. .

LY294002, which is a potent and specific inhibitor of PI3K that can blocks downstream pathways of PI3K including Akt activation [63-65], blocked p-Akt in tested melanoma and carcinoma cells but it was less effective in normal human skin cells as higher doses and longer incubation time were needed to induce a partial blockage. Also LY294002 was unable to block the total Akt protein levels in all tested cell lines.

We also found that LY294002 did not suppress Akt activity in the presence of RRM-MV in melanoma and carcinoma cells. This result suggests that PI3K kinase inhibitor is unable to block Akt activation following RRM-MV treatment; thus, it is suggested that the RRM-MV has a unique capacity to modulate Akt activation either directly at the Akt level or down-stream the inhibitor binding site in the PI3K pathway [66]. This finding indicated that RRM-MV is able to specifically interact with Akt and that this (RRM-MV-Akt) interaction is required for enhancement of the Akt activation. The findings are in agreement with previous studies by Dhawan et al., [67] and Wang et al., [26] who reported that MYXV infection leads to an increased Akt activation in the presence of LY294002. Hence, it can be concluded that RRM- MV treatment could activate Akt by the phosphorylation of the Ser-473 site. Further work will focus on binding of RRM-MV with tumor specific biomarkers to achieve targeted delivery.

List of abbreviations: B16F0, mouse skin melanoma cell line; COLO-16, human squamous cell carcinoma cell line; HDF, normal human dermal fibroblast cell line; MM96L, human malignant melanoma cell line; MYXV, myxoma virus.

Authors’ contribution: NMA performed experiments and wrote the first draft of the manuscript. TSI and EP designed the experiments and revised the manuscript.

Conflict Of Interest: The authors declare that they have no conflict of interest.

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Diagnosis and monitoring of Alzheimer Disease with saliva biomarker BACE1 and Preliminary study on prevention of AD with mesenchymal stem cells and their secretome

DOI: 10.31038/ASMHS.2018221

Abstract

Alzheimer’s disease (AD) is characterized by the slow decline of cognition and functional abilities over time. The diagnosis for probable and possible AD relies principally on clinical criteria. The confirmation of the disease is made post-mortem by identifying extracellular senile plaques and intraneuronal fibrillary tangles in the brains of subjects with clinically defined dementia. However, the field critically lacks validated AD specific peripheral biomarkers to support the diagnosis in living patients or for early detection of patients at risk before symptoms appear. BACE1 (Beta site amyloid precursor protein cleaving enzyme 1) cleaves Amyloid Precursor Protein (APP) at two beta sites and represents a key target enzyme in the monitoring and possible treatment of AD. The secretome of adipose derived mesenchymal stem cells contain amyloid beta degrading Neprilysin and ubiquitin carboxyl-terminal hydrolase L1 (UCH-L1), both known factors in influencing Alzheimer Disease.

In our preliminary study, we evaluated the usefulness of salivary BACE1 to determine risk to develop AD in clinically normal patients and the influence of the secretome of MSCs on BACE1 levels in saliva. A preliminary in house laboratory grading system for BACE1 content in saliva was established with high levels of salivary BACE1 present in older patients and putatively at risk to develop AD. Salivary BACE1 levels were significantly reduced in patients receiving intramuscular adipose tissue derived mesenchymal stem cell secretome.

BACE1 seems to be a useful biomarker to help diagnose AD and to monitor disease progression, and remarkable regression, when treated with stem cell secretome.

Keywords

Biomarkers, Alzheimer Disease, Mesenchymal stem cells, amyloid beta, amyloid precursor protein, amyloid plaques, BACE1, neprilysin, micro RNA, UHC-L1, disease monitoring, saliva

Introduction

Alzheimer’s disease (AD) is characterized by the slow decline of cognition and functional abilities over time. The diagnosis for probable and possible AD relies principally on clinical criteria and neuropsychological tests defined by the National Institute of Neurological Disorders and Stroke (NINDS) and the Alzheimer’s disease and Related Disorders Association (ADRDA) [1], mostly by assessment through a Mini-Mental State Examination MMSE. The confirmation of the disease is made post-mortem by identifying extracellular senile plaques and intraneuronal fibrillary tangles in the brains of subjects with clinically defined dementia. However, the field critically lacks validated AD specific peripheral biomarkers to support the diagnosis in living patients or for early detection of patients at risk before symptoms appear. Some investigators studied structural Magnetic Resonance Imaging [2] as means for in vivo confirmation, whereas others concentrate on liquid biomarkers, such as plasma amyloid beta (Aβ)-40 and 42, albeit with mixed results [3].

AD is the most common form of dementia and is pathologically characterized by amyloid plaques, neurofibrillary tangles and loss of synapses in the brain. Neurofibrillary tangles consist of hyperphosphorylated tau protein while fibrils of the amyloid beta-peptide (Ab) aggregate into amyloid plaques [4]. Smaller, oligomeric species of Ab have proven to be neurotoxic and cause synaptic dysfunction [5]. Ab is a proteolytic product of the amyloid precursor protein (APP) which is sequentially cleaved in an amyloidogenic pathway by beta- and gamma-secretases [4]. Beta- secretase cleaves APP close to the membrane, releasing a soluble APP beta-fragment (sAPPb). The remaining C-terminal fragment (APP-CTFb) can then be cleaved by gamma-secretase at different sites yielding Ab-peptides of varying length, Ab40 being the most common, while Ab42 is more toxic and prone to aggregate. If APP is cleaved in a non-amyloidogenic pathway by alpha-secretase instead of beta-secretase, a non-toxic P3 fragment will be formed after the gamma-secretase cleavage.

Beta-site APP-cleaving enzyme 1 (BACE1), the beta-secretase in vivo, has been identified as a 501- amino acid residue single transmembrane aspartyl protease [6]. BACE1 cleaves APP at two beta sites and produces the C-terminal fragments (CTF) C99 and C89 [7]. C99 is subsequently cleaved by presenilin (PS)-dependent gamma-secretase complex to release Ab fragments. BACE1 therefore represents a key target enzyme in the monitoring and possible treatment of AD. However, over the last decade, it has become clear that BACE1 proteolytically cleaves a number of substrates in addition to APP. When experimenting with total knock out BACE1 mice, the extreme reduction or total absence of BACE1 led to neurological dysfunctions [8]. Protocols using mesenchymal stem cells and/or their cell-free secretions (secretome) did not show these disadvantages, as, although many active ingredients are present and have shown to be beneficial, the concentration of these ingredients, the diverse mode of actions (i.e. anti-inflammatory molecules, content of alpha secretase neprilysin (NEP), antioxidants and ubiquitin carboxyl-terminal hydrolase L1) and long term but temporary cellular activation via microRNA prevent drastic changes. That being said, the content of amyloid beta degrading NEP and ubiquitin carboxyl-terminal hydrolase L1 (UCH-L1) in the secretome of mesenchymal stem cells (MSCs), have been investigated in some detail in preclinical in vitro and in vivo studies [9]. Also, on the production side of the secretome, both ingredients can be augmented through GMP compatible manufacturing processes. UCH-L1 accelerates BACE1 degradation and affects APP processing and Ab production [10].

In our preliminary study, we evaluated a) the usefulness of salivary BACE1 to determine risk to develop AD in clinically normal patients and b) the influence of the secretome of MSCs on BACE1 levels in saliva.

Methods and Material

MSCs and secretome

Mesenchymal stem cells were isolated from subcutaneous adipose tissue which had been harvested by mini liposuction under local anaesthesia from two healthy patients, undergoing this process for unrelated reasons. After digestion with collagenase, stem cells were isolated in culture flasks using a proprietary animal free stem cell attachment media. Cultivation of stem cells was done using a proprietary animal free stem cell growth media with minimal expansion after 1 passage to 3 million cells. Cells were identified by microscopy and with help of a CD marker panel (Abcam). Secretome was produced from these 3 million cells and analyzed for content in cytokines, neprilysin, micro and messenger RNA.

Salivary samples

Salivary samples of 8 Patients were taken first thing in the morning, at lunchtime and evening before eating and drinking. Sample size was approximately 1 ml. 200 ul were mixed with same amount of protease inhibitor (Protease Inhibitor Cocktail, Sigma Aldrich, Switzerland). Samples with and without protease inhibition were either frozen immediately or left for 48 and 72 hours at room temperature before freezing them as well at minus 20 degrees Celsius before analysing.

Salivary samples of the 2 Patients receiving intramuscular injection of secretome 4 times every two to four weeks were taken one week after last injection in the morning before breaking fast and frozen without addition of protease inhibitor.

Saliva samples were not centrifuged or otherwise processed.

ELISA

Human Beta site APP cleaving enzyme 1 sandwich ELISA kit (Sun Long Biotech, China) was used. 10 ul salivary samples and diluted salivary samples (1: 1 with protease inhibitor) were processed according to standard procedure, measured at 450 OD and BACE 1 concentration in pg/ml calculated with the help of the standard curve.

Patients

Patients were all healthy with no clinical signs of Alzheimer disease. Young patients were not showing any signs of mental deficiencies but some of the older Patients were self-assessed as having problems with concentration and memory. There were no family incidences of Alzheimer Disease.

MMSE

A German version of the mini-mental state examination was performed.

Results

Mini-Mental State Examination

MMSE was normal in all patients. However, two patients had self-assessed problems with concentration and memory, which the MMSE did not pick up.

Saliva samples

Saliva samples from morning, midday and evenings were analyzed (Table 1). In all samples BACE1 could be detected. There was no clear diurnal variation, but clear differences in samples in 7 out of 8 Patients regarding the time of sampling. Levels of BACE 1 varied from 267 pg/ml to 939 pg/ml.

Table 1. Diurnal variations to BACE 1 levels in saliva.

ASMHS-2018-103-StevenKellnerUK_F1

Saliva samples of three Patients were studies to see if BACE1 content at room temperature would change over 72 hours (Table 2). Fresh samples had a lower content of BACE1 then when measured after 48 respectively 72 hours.

Fresh saliva samples were compared with samples stabilized with protease inhibitors (Table 3). Results showed a big difference between the two groups.

Table 2. BACE1 values in saliva according to time spent before analysis.

ASMHS-2018-103-StevenKellnerUK_F2

Table 3. Influence of protease inhibitor on BACE1 content in saliva samples.

ASMHS-2018-103-StevenKellnerUK_F3

ELISA

ELISA tests were straight forward; however the small sample size of 10 ul and the viscosity of saliva made it difficult to accurately and consistently dose the wells.

Patients

Our 8 patients were aged between 18 years of age and 62 years of age. The upper limit was meant to prevent including non-diagnosed early stages AD patients. There were 3 male and 5 female Patients. 2 patients, both female, were suspected to have a certain degree of memory problems without any influence on their MMSE.

Stem cell treatment

2 Patients had, unrelated to this study, treatments with the secretome of adipose derived MSCs. One female Patient was classified as at risk for AD with a higher than usual level of salivary BACE1 and beginning memory and concentration problems, the male Patient was within limits. Both showed a reduction in salivary BACE1 after treatment (Table 4). Sampling at different time during the day revealed big variations but were not consistent. It was felt that salivary samples before breakfast would reveal the most accurate values and also the highest values.

Table 4. Differences in salivary BACE1 after injections with secretome from MSCs.

ASMHS-2018-103-StevenKellnerUK_F4

Discussion

Saliva samples are easily obtained, but variation in the amount of saliva is well known, with AD patients having more saliva production then normal controls. Theoretically, the total amount of saliva production and a weight factor would be needed for accuracy. Practically, although asked to be diligent, patients had quite a few variations in the time of sampling, making this in AD patients a difficult task. Time of delay between sampling and processing the samples revealed remarkable differences. The initial idea was that BACE1 would decline with passing hours before processing, which was not proven to be true. All the tested samples showed an increase of BACE1 values in the ELISA during the delay, however not linearly. This could be due to BACE1 not being freely suspended in saliva. Studies on animals have shown that within the brain, BACE1 is enriched in synaptic vesicles [11]. Protease inhibition resulted consistently in higher levels of BACE1 being preserved in saliva. As with all tests, saliva sampling should follow a concise and practical protocol, allowing comparison within the same laboratory and patient setting. We established a protocol consisting of fasting saliva sampling before breakfast, with saliva allowed to pool in the anterior part of the mouth behind the front teeth with the mouth held open for 30 to 60 seconds. Saliva was removed with flexible plastic non sterile plastic pipettes and transferred to 1.5 ml plastic sample vials and stored on ice immediately. Vials with the saliva sample then should be frozen within 1 hour. No anti-protease was added, as early saliva samples could not be pipetted accurately due to foaming.

All salivary samples tested revealed content of BACE 1 biomarker. Content of BACE1 varied considerably during daytime and with self-sampling by the patients. In a separate study, this variability could be lessened by our sampling protocol and by doing the sampling by a nurse or technician. Contrary to blood as biomarker, saliva reacts quite closely to changes in CNS. BACE1 is certainly implicated in the AD process and thus our results with elevated BACE1 saliva levels associated with AD (separate, not published to date) and with beginning cognitive impairment in our group of patients confirm the value of saliva as biomarker as well as the connection between elevated BACE1 levels in saliva with cognitive impairment and AD. This will have to be confirmed with a bigger number of patients, but is in itself logical and plausible. Other researchers [3] have found that BACE1 levels in blood platelets are lowered (sic!) in AD patients, which does just not seem logical.

Based on these test we have set a cut off value for BACE1 saliva content in AD patients, patients at risk and normal patients (Table 5). These values should be considered laboratory specific and should be validated freshly when used in another setting. We also believe that we can predict AD or at least a higher risk to develop AD at a very early time, giving hope to prevent further accumulation of amyloid aggregates and even clear existing amyloid aggregates with stem cell therapy.

Table 5. Proposed Cut-off values for BACE1 saliva values.

ASMHS-2018-103-StevenKellnerUK_F5

Two of our patients had stem cell secretome treatments before and after saliva sampling. The secretome is a patented, cell free product generated from the active ingredients which stem cells secrete as cell to cell communication or as a result of being stressed by various degrees of hypoxia or by preconditioning of the stem cell media before the production of the secretome. The secretome can thus be adapted to different diseases, as we have shown in other studies, i.e. beneficial for cartilage regeneration or with more content of neuroregenerative substances. One of the patients was in the group of at risk patients to develop AD and one patient had normal saliva values of BACE1. They both received intramuscular secretome 4 times at intervals of 2-4 weeks. Salivary BACE1 levels sank dramatically in both patients (Table 4). This confirms the treatment potential of AD with the secretome, although it is not clear which of the ingredients play a major role in this. As a total BACE1 knockout in rodents also lead to neurological dysfunction [8], a total block of BACE1 does not seem beneficial. However, the significant lowering of BACE1 over a long period of time would at least prevent new formation of amyloid beta aggregates and give to body a chance to clear aggregated proteins via the ubiquitin protease system. UCH-L1 in the secretome not only inhibits neuritic plaque formation, but also accelerates degradation of BACE1, regulates APP and is a major component of the ubiquitin protease system [12, 13].

It is still early days, and we are expanding our stem cell preventative treatments to the treatment of clinically manifest cognitive impairment and Alzheimer disease. In a better world, prevention of diseases, be it under the heading of anti-ageing or anti-morbidity, would be the preferred method of choice. It will be interesting to see, if the regenerative capacity of mesenchymal stem cells and their secretome will be sufficient to treat AD patients in advanced stages as well. The saliva biomarker BACE1 will give us a tool to monitor disease progression or regression, before clinical signs become evident.

References

  1. McKhann GM, Knopman DS, Chertkow H, Hyman BT, Jack CR Jr, et al. (2011) The diagnosis of dementia due to Alzheimer’s disease: recommendations from the National Institute on Aging-Alzheimer’s Association workgroups on diagnostic guidelines for Alzheimer’s disease. Alzheimers Dement 7: 263-269. [Crossref]
  2. Zhou Y, Tan C, Wen D, Sun H, Han W, et al. (2016) The Biomarkers for Identifying Preclinical Alzheimer‘s Disease via Structural and Functional Magnetic. Front Aging Neurosci 8: 92. [Crossref]
  3. Koyama A, Okereke OI, Yang T, Blacker D, Selkoe DJ, et al. (2012) Plasma Amyloid-beta as a Predictor of Dementia and Cognitive Decline: A Systematic Review and Meta-analysis. Arch Neurol 69: 824–31. [Crossref]
  4. Selkoe DJ (2011) Alzheimer’s Disease. Cold Spring Harb Perspect Biol 3: a004457. [Crossref]
  5. Bayer TA, Wirths O (2010) Intracellular accumulation of amyloidBeta – a predictor for synaptic dysfunction and neuron loss in Alzheimer’s disease. Front Aging Neurosci 2: 8. [Crossref]
  6. Roberds SL, Anderson J, Basi G, Bienkowski MJ, Branstetter DG, et al. (2001) BACE knockout mice are healthy despite lacking the primary beta-secretase activity in brain: implications for Alzheimer’s disease therapeutics. Hum Mol Genet 10: 1317–1324. [Crossref]
  7. Sun X, He G, Song W (2006) BACE2, as a novel APP thetasecretase, is not responsible for the pathogenesis of Alzheimer’s disease in Down syndrome. FASEB J 20: 1369–1376. [Crossref]
  8. Munro KM, Nash A, Pigoni M, Lichtenthaler SF, Gunnersen JM (2016) Functions of the Alzheimer’s Disease Protease BACE1 at the Synapse in the Central Nervous System. J Mol Neurosci 60: 305–315. [Crossref]
  9. Devi L, Ohnu M (2015) A combination Alzheimer’s therapy targeting BACE1 and Neprilysin in 5XFAD transgenic mice. Mol Brain 8: 19. [Crossref]
  10. Zhang M, Deng Y, Luo Y, Zhang S, Zou H, et al. (2012) Control of BACE1 degradation and APP processing by ubiquitin carboxyl-terminal hydrolase L1. J Neurochem 120: 1129–1138. [Crossref]
  11. Lundgren JL, Ahmed S, Schedin-Weiss S, Gouras GK, Winblad B et al. (2015) ADAM10 and BACE1 are localized to synaptic vesicles. J Neurochem 135: 606–615. [Crossref]
  12. Tramutola A, Di Domenico F, Barone E, Perluigi M, Butterfield DA (2016) It is all about Ubiquitin: Role of altered Ubiquitin-Proteasome System and UCHL1 in Alzheimer Disease. Oxid Med Cell Longev. [Crossref]
  13. Gong B, Radulovic M, Figueiredo-Pereira ME, Cardozo C (2016) The Ubiquitin-Proteasome System: Potential Therapeutic Targets for Alzheimer Disease and Spinal Cord Injury. Front Mol Neurosci 9: 4. [Crossref]

Retrospective Study of 133 Canadian Hidradenitis Suppurativa Patients and Literature Review

DOI: 10.31038/IMROJ.2018321

Abstract

Introduction: Hidradenitis Suppurativa (HS) is a chronic inflammatory condition involving a recalcitrant course with a significant impact on quality of life. Biologics are gaining popularity as a treatment for HS management. Intralesional corticosteroid injections have been useful in treating localized inflammatory dermatoses including HS.

Methods and results: The medical charts of a community dermatology practice were reviewed for patients diagnosed with HS from January 1, 2006 to July 1, 2015. Information collected included the patients’ demographics, clinical characteristics, comorbidities, and treatments prior to and post dermatologic consultation. A total of 133 patients were identified. A female to male ratio of 3.75:1, mean age of onset of 27.0 + 12.6 years, and mean delay of diagnosis of 6.7 + 8.0 years was determined. Of these patients, 42.9% were Hurley stage I, 49.6% were Hurley stage II, and 7.5% were Hurley stage III. Tobacco exposure accounted for 49.6% of patients.  The most common HS treatments included topical antibiotics (66.9%) and systemic antibiotics (54.9%), followed by intralesional steroids (36.8%), spironolactone (18.0%), oral isotretinoin (7.5%), oral contraceptives (6.8%), and biologics (6.0%).

Conclusions: The HS prevalence and treatment application in a dermatologic practice were closely related to existing literature. Biologics are a suitable alternative for patients with moderate-to-severe HS, alone or with comorbidities. Intralesional steroids are an effective option in the treatment of localized disease in acute flares, either as monotherapy or adjuvant therapy due to their anti-inflammatory effect. Controlled randomized clinical studies are required to achieve more definitive results.

Keywords

Hidradenitis suppurativa, Hurley Stage, comorbidities, delay in diagnosis, adalimumab, intralesional corticosteroid injections

Introduction

Hidradenitis Suppurativa (HS) is a chronic, recurrent, inflammatory disease characterized by lesions affecting apocrine gland bearing skin. Patients with HS often present with comedones, inflammatory and non-inflammatory nodules, and abscesses, which can result in sinus tract formation and scarring [1]. The Hurley’s classification describes disease severity; stage I involves the abscess formation; stage II involves tract and scar tissue formation, with recurrent abscesses and single or multiple separated lesions; and stage III involves interconnected tracts and abscesses throughout an entire anatomical locations [1, 2]. HS pathogenesis remains unclear. One theory describes HS as an immune mediated disease caused by an abnormal pilosebaceous-apocrine unit, followed by follicular occlusion, perifollicular cyst formation, and finally indigenous microorganism trapping that ruptures into the dermis [3, 4]. Genetics and lifestyle are also thought to play a role in HS development and management [2-4].

Although relatively unknown among the general public, HS has an estimated prevalence ranging from 0.05-4% of the population [2, 5]. Numerous studies have demonstrated that HS has a negative impact on quality of life and sexual health when compared to other chronic skin conditions [6-8]. The location, severity, and pain associated with the disease makes patients uncomfortable and embarrassed. Despite the debilitating nature of HS, there is currently no cure and the treatment goal is to control symptoms and inflammatory manifestations. Management plans typically involve both drug intervention and lifestyle changes. In this literature and retrospective chart review, the real-world prevalence of HS characteristics and application of treatments in a dermatologic practice were described, highlighting the early use of biologics and intralesional corticosteroid injections.

Methods

There were 133 medical charts identified from a community dermatology practice in Ontario, Canada during the period of January 1, 2006 to July 1, 2015. Patients diagnosed with HS that had undergone at least one dermatologic assessment were included in the study. Information collected included patient demographics, age at onset and diagnosis, type and location of lesions, Hurley Stage, treatments prior to and following dermatologic consultation, current status, and follow-up length.

Results

Patient characteristics

Clinical characteristics of the 133-patient population are shown in Table 1. The mean age of HS onset was 27.0 + 12.6 years (range 9-62 years) and the mean delay in diagnosis was 6.7 + 8.0 years (maximum 30 years). There were 3.75 times more females than males, as 105 (78.9%) patients were female and 28 (21.1%) were male. A family history of HS was specified by only 8 (6.0%) patients. Tobacco use, including current 53 (39.8%) and former 13 (9.8%), was declared by 66 (49.6%) patients. Several comorbidities were also reported by some of our patients, as 38 (28.6%) had obesity, 15 (11.3%) diabetes mellitus, 7 (5.3%) inflammatory bowel disease (IBD), 6 (4.5%) psoriasis, 3 (2.3%) polycystic ovary syndrome (PCOS), and 3 (2.3%) spondyloarthritis.

Table 1. Characteristics and comorbidities of HS patient population.

Clinical Characteristics

n

%

Total Patients

133

Age of onset, mean + SD, y

27.0 ± 12.6

Delay of diagnosis, mean + SD, y

6.7 ± 8.0

Males

28

21.1

Females

105

78.9

Family history

8

6.0

Tobacco exposure (Previous or current)

66

49.6

Comorbidities

Obesity

38

28.6

Diabetes

15

11.3

IBD

7

5.3

Psoriasis

6

4.5

PCOS

3

2.3

Spondyloarthritis

3

2.3

Hurley stages

Hurley stage I

57

42.9

Hurley stage II

66

49.6

Hurley stage III

10

7.5

Anatomical location

Inguinal

88

66.2

Axilla

81

60.9

Lower abdomen and pubis region

34

25.6

Inframammary and intermammary

29

21.8

Thighs

24

18

Anogenital

19

14.3

Buttocks

17

12.8

Neck and scalp

4

3.0

IBD = Inflammatory Bowel Disease
PCOS = Polycystic Ovary Syndrome

Hurley stage I and II were predominant, accounting for 57 (42.9%) and 66 (49.6%) patients, respectively. Hurley Stage III was present in 10 (7.5%) patients. In terms of anatomic location, 88 (66.2%) patients had HS in the inguinal area, 81 (60.9%) axilla, 34 (25.6%) lower abdomen and pubic region, 29 (21.8%) inframammary and intermammary region, 24 (18%) thighs, 19 (14.3%) anogenital region, 17 (12.8%) buttocks, and 4 (3.0%) neck and scalp.

Treatments prior to and following dermatologic consultation

Patients used various therapies prior to and following dermatologic consultation, as shown in Table 2. Prior to dermatologic consultation, systematic antibiotics were the most common form of HS treatment accounting for 63 (47.4%) patients, followed by topical antibiotics for 33 (24.8%) patients, incision and drainage (I&D) for 24 (18.0%), surgery referral for 15 (11.3%), oral contraceptives (OCP) for 11 (8.3%), spironolactone for 5 (3.8%), oral isotretinoin for 5 (3.8%), intralesional corticosteroid (ILC) injections for 3 (2.3%), biologics for 1 (0.8%), and laser for 1 (0.8%). There was no finasteride treatment before dermatologic consultation.

Table 2. Treatments used for HS patients prior to and following dermatologist consultation.

Treatment

Pre-Consultation,

After Consultation,

n

 n

Topical antibiotics

33 (24.8%)

89 (66.9%)

Systemic Antibiotics

63 (47.4%)

73 (54.9%)

ILC

3 (2.3%)

49 (36.8%)

Spironolactone (Female only)

5 (3.8%)

24 (18.0%)

Oral isotretinoin

5 (3.8%)

10 (7.5%)

OCP (Female only)

11 (8.3%)

9 (6.8%)

Biologics

 1 (0.8%)

8 (6.0%)

Surgery referral

15 (11.3%)

8 (6.0%)

Finasteride

0

2 (1.5%)

Laser

1 (0.8%)

1 (0.8%)

I&D

24 (18.0%)

0

ILC = Intralesional Corticosteroid injections
OCP = Oral Contraceptives
I&D = Incision and Drainage

There was a shift in prescribed medications following dermatologic consultation. Topical antibiotics were prescribed to 89 (66.9%) patients and systemic antibiotics to 73 (54.9%) patients. ILC injections were administered to 49 (36.8%) patients. In addition, spironolactone use increased to 24 (18.0%) patients after dermatologic consultation, oral isotretinoin to 10 (7.5%), biologics to 8 (6.0%), finasteride to 1 (0.8%), and laser therapy use remained at 1 (0.8%) patient. OCP was used by 9 (6.8%) patients, I&D was not performed after dermatologic consultation, and 8 (6.0%) patients were referred for surgery.

Biologics

Of the 8 patients who received biologics, 5 (62.5%) patients used adalimumab, 5 (62.5%) used infliximab, and 2 (25.0%) used etanercept, as shown in Table 3. The mean months of follow up was 24.2 + 27.9 months (ongoing maximum of 73 months). Six (75.0%) patients continue ongoing biologic treatment. In addition, 6 (75%) patients receiving biologics also received ILC injections. Etanercept, prescribed for psoriasis in some patients, reduced the psoriasis symptoms but had no response for HS. Of the 5 patients who received infliximab, 4 showed HS improvement. Overall, 1 stopped infliximab due to pruritus, 1 stopped due to urticarial lesions and dyspnea, and 1 switched biologics to better manage their psoriasis and reported worsened HS while off infliximab. Of the 5 patients who received adalimumab, 4 showed HS improvement and 1 stopped due to a self-limited leg edema.

Table 3. Patients with biologic or intralesional corticosteroid injection therapy.

Therapy

n

%

Biologics

Total Patients

8

Adalimumab

5

62.5

Infliximab

5

62.5

Etanercept

2

25

Follow up in months, mean, + SD

24.2 + 27.9

Treatment ongoing

6

75

Intralesional Corticosteroid Injections (ILC)

Total patients

49

Total Injections

165

Concentration of ILC injections

2.5 mg/ml

8

12.1

3.3 mg/ml

23

34.8

5 mg/ml

29

43.9

10 mg/ml

6

9.1

Visits for ILC injections

< 2

32

65.3

3-4

9

18.4

> 5

8

16.3

Follow up in months, mean, ± SD

10.3 ± 17.6

Intralesional corticosteroid injections

Forty-nine (36.8%) patients received ILC and a total of 165 injections were administered, as shown in Table 3. The most common ILC concentration was 5 mg/mL, which was received by 29 (43.9%) patients, followed by 3.3 mg/ml by 23 (34.8%), 2.5 mg/ml by 8 (12.1%), and 10 mg/ml by 6 (9.1%) patients. There were 25 (51%) patients that received ILC injections at a single visit, 16 (32.7%) at 2 to 4 visits, and 8 (16.3%) patients at 5 or more visits. The mean months of follow up after the first ILC injection was 10.3 months + 17.6 months (ongoing maximum of 73 months).

Discussion

Patient characteristics

Age of onset and delay in diagnosis: Although HS has been reported in children, the disease typically develops after puberty [2]. Consistent with recent literature, the mean age of onset in this study was 27.0 + 12.6 years (range 9 – 62 years). Others have reported an average onset age between 20 and 24 years, with an estimation that 2.0% of HS patients develop the disease before 11 years of age [9, 10]. Early-onset HS patients have been found to have a significantly higher family history of the disease [10].

The diagnostic delay associated with HS is a well-known problem [11]. The mean delay of diagnosis in this study of 6.7 + 8.0 years (maximum of 30 years) is consistent with reports of typical HS diagnostic delays ranging from 5 to 14 years [12]. Similarly, a study with 517 HS patients from 24 different countries found a global mean delay in diagnosis of 7.2 + 8.7 years (maximum of 41 years) [11].

Female prevalence: HS is known for having a higher prevalence in females than males [2]. There was a 3.75:1 female-to-male ratio in this study. Ratios are typically reported as approximately 3.1, with some variance [2, 13, 14].  Ratios have been recorded from as low as 2:1 to as high as 5:1 in patient populations [15]. Determining prevalence can be challenging because there is a delay in diagnosis and not all HS patients seek treatment.

Family history, tobacco use and comorbidities: HS is believed to have a genetic component. Although only 8 (6.0%) of our patients self-reported a family history of HS, the nature of this retrospective study and awareness of the disease may have affected this frequency. HS family history was not routinely captured in clinic encounters. A study using questionnaires specifically inquiring about the family history of HS patients found that 38% of the participants had at least one family member affected by HS [16]. Other studies have found that approximately one-third of their patient population had a HS family history, supporting the claim that family histories are associated with earlier disease onset, longer duration, and more extensive disease [13, 17]. In addition, there has been evidence linking autosomal dominance to some HS cases [18, 19]. HS has been linked to chromosome 1p21.1-1q25.3 and γ-secretase complex mutations in some cases where the HS patients had concurrent severe acne and perifolliculitis capitis abscedens et suffodiens (dissecting cellulitis of the scalp) [20].

Although the connection between tobacco smoking and HS is not completely understood, smoking is thought to trigger disease onset and increase disease severity [2]. Similar to current literature, 66 (49.6%) patients in this study were self-proclaimed current or ex-smokers. Other studies have found higher rates of tobacco smoking patients in the range of 66-71% current and 8-15% ex-smokers [17, 21-23]. Despite the large frequency of HS patients that continue to smoke, studies have shown that smoking cessation contributed to increased incidences of self-reported HS remission [24, 25]. Patients should be reminded of the association between smoking and exacerbation of the disease.

In our study, we identified obesity, diabetes mellitus, IBD, psoriasis, PCOS, and spondyloarthritis as comorbidities in some of our patients, which has been also reported in a large retrospective study of 2292 patients [26]. HS typically associates with many concomitant and secondary diseases, contributing to disease severity [26-28].

Hurley stages and anatomical locations: The Hurley stage severity and anatomical locations of the HS lesions in this patient population were consistent with current literature for this disease [13, 17, 18, 22, 29]. The inguinal and axilla regions are the most commonly reported HS locations. Our results were similar to a large Dutch population, where 45.5% of patients had Hurley stage I, 41.5% had Hurley stage II and 13.0% had Hurley stage III [18]. Other studies have reported populations from 24.1-68.2% Hurley stage I, 27.6-53.7% Hurley stage II and 2.2%-22.2% Hurley stage III [13, 22, 29].

Treatment

HS treatment can be difficult because management must be individualized per the disease location and severity. When developing a treatment plan, the dermatologist assessed availability and accessibility of appropriate medications for each patient.  Medical treatments aim to decrease bacterial load, reduce follicular occlusion, decrease immune responses, alter hormonal balance, improve wound healing, reduce pain, and improve patient quality of life. Due to the chronic and uncontrollable nature of the disease, HS treatment goals aim to provide stability and comfort. The dermatologist initiated several treatments not previously provided by primary care, such as spironolactone, isotretinoin, ILC, and biologics. Other treatments prescribed by both primary and specialist care included topical and systemic antibiotics, OCP, surgery referrals, finasteride, I&D, and laser therapy.

Topical and systemic antibiotics: Topical and systemic antibiotics were the most commonly prescribed therapy in this study. Antibiotics, used for their anti-inflammatory effect, are often a first-line therapy for HS [2, 30]. Systemic antibiotics, in short courses, were the most commonly prescribed pre-consultation treatment. Topical antibiotics were most commonly prescribed following dermatologic consultation, which is not surprising given that topical clindamycin is a recommended evidence-based first-line therapy [30].

Hormonal therapy: Spironolactone, finasteride, and oral contraceptives: With anti-androgen activity, spironolactone, finasteride, and OCP are typically used for female patients if they are not responding to conventional therapy or have a history of hormonal imbalance. Spironolactone was a common prescription after dermatologic consultation. Finasteride was not used prior to dermatologic consultation but it was used after consultation. OCP was used more often by primary care prior to dermatologic consultation, however; it is not captured if this was prescribed for the purposes of controlling HS or for birth control.

Although research with anti-androgens is limited, spironolactone has been used successfully in several case series [31-33]. In particular, 17 of 20 patients in a recent case series found spironolactone to be effective [32]. Spironolactone has potential as first-line therapy for women with mild-to-moderate HS [32].

Finasteride is not a first-choice treatment due to the side effect profile. To date, finasteride use has been documented for both male and female HS patients, including adolescents [34]. Outcomes with finasteride have been overall favourable as concomitant therapy with antibiotics or surgery [2, 34].

Oral isotretinoin: Oral isotretinoin use increased after dermatologic consultation. This option was favoured when patients had concomitant acne also requiring treatment. Literature results with oral isotretinoin, however, have been mixed. A literature review of 174 patients from 7 studies concluded that there was significant improvement in 18%, moderate improvement in 17% and no response in 64% of the patients included [35]. Patients that benefited from the immunomodulatory effects of isotretinoin had mild HS [35].

Surgical approaches: Surgical referrals were less common in this patient population after dermatologic consultation because a medical approach was preferred for HS. Typical surgical procedures for severe HS, including deroofing, skin-tissue-saving excision with electrosurgical peeling, and wide excision, can lead to relatively high patient satisfaction [36, 37]. Surgical success is limited by accessibility to surgeons who are willing to operate on this population, who are often smokers that may have wound healing issues.

Although I&D was the third most common modality pre-consultation, it was not a preferred treatment approach at this dermatology clinic. I&D is typically used in the emergency room as a method to alleviate acute symptoms. While I&D provides temporary relief by decompressing and emptying nodules, the lesion typically reoccurs overtime [38].

Laser therapy: Laser therapy was used by few patients in this study. Laser and light-based therapies aim to reduce HS flares by decreasing the number of hair follicles, sebaceous glands, and bacteria in HS-affected regions, as well as by debulking chronic problematic lesions [39].  This therapy is also limited by accessibility in many regions, including ours.

Biologic agents: Biologics have been successful in treating inflammatory diseases for many years. Several literature reviews advocate biologic use for HS, though formal placebo controlled studies are limited [40, 41]. Eight (6.0%) patients in this study used biologics for HS therapy. Since this chart review was completed soon after adalimumab was approved for HS, most biologic use was off-label at the time. This resulted in difficulty securing reimbursement coverage by most insurance companies and was therefore prescribed mainly for associated comorbidities (psoriasis, IBD). Since then, adalimumab has been approved by Health Canada, Food and Drug Administration, and the European Medicines Agency for the treatment of adults with moderate-to-severe HS and is used more commonly in our clinic but not captured in this chart review.

Although biologics were prescribed mainly to treat comorbidities, they were successful in treating HS inflammatory symptoms. The mean time of follow up, 24.2 + 27.9 months (ongoing maximum of 73 months), for the patients using biologics, showed continuity of treatment over time. At the 2015 cutoff, 6 (75%) of 8 patients had ongoing biologic treatment. Many of the patients, 6 (75%), who were on a biologic agent were also receiving ILC injections as an adjunctive therapy.

There is a lack of good evidence supporting the use of etanercept for HS management and the 2 cases in this study were prescribed etanercept for psoriasis. While these patients showed good response to etanercept for psoriasis, there was no HS response. Although an initial etanercept open-label study showed promising results [42], following studies have not been able to reproduce the results [43, 44]. Currently, etanercept is not recognized as a suitable biologic for HS management [2, 40, 41]. Adalimumab and infliximab have been more thoroughly studied with promising results.

While taking infliximab for psoriasis, 4 (80%) reported HS improvement, however; some patients in this series stopped taking infliximab due to adverse events of pruritus, urticarial lesions, and dyspnea. The HS symptoms did worsen once the patients discontinued infliximab. One single-center randomized trial (N=38) showed improvement over 8 weeks in subjects receiving infliximab over placebo in the HS severity index. Although the primary end-point did not reach statistical significance, there was clinical and statistical significance of multiple secondary end-points [45]. Although our sample size was small, recent studies have shown that while both infliximab and adalimumab are effective at treating moderate-to-severe HS, adalimumab may be more tolerable [46, 47].

 Adalimumab was well tolerated and effective in our patient population, as 4 (80%) patients reported good responses and continued on treatment. Only 1 patient stopped treatment due to a self-limited leg edema. The best evidence supporting adalimumab use for HS comes from the PIONEER I and PIONEER II trials, which showed a significantly greater clinically meaningful improvement with weekly adalimumab (40 mg) compared to placebo [48]. Since the time of this review, additional biologics beyond the anti-TNF class are being explored for HS treatment including those targeting IL-1beta (anakinra) [49], IL-17 (secukinumab) [50, 51], and IL-12/23 (ustekinumab) [52, 53].

Intralesional corticosteroid injections: Although not a common form of treatment pre-dermatologic-consultation, ILC was the third most used form of therapy in our series, accounting for 49 (36.8%) patients. Injections were typically administered as concomitant therapy in localized inflammatory lesions. ILC injections are practical, simple, cost-effective, and readily available in dermatology clinics. Many reviews have advocated their use [2, 40, 54-56]. ILC injections, utilized as both monotherapy and adjunctive therapy, work effectively for localized lesions and acute flares. Specifically, ILC can cause rapid reduction of single recalcitrant inflammatory nodules typically within days [2, 57]. Complications, like superinfection, are rare and side-effects with the recommended treatment dosage are uncommon [54, 55].

Earlier studies have demonstrated intralesional triamcinolone as an effective treatment for acne cysts [58, 59]. ILC was used in one study to control existing lesions in one of four HS patients [31]. A case series made the observation that all 11 of their patients with concurrent HS and pyoderma gangrenosum had at least partial success with intralesional triamcinolone injections during the course of their treatment [60]. A more recent case series assessed the outcomes using ILC in 36 HS patients and found that the injections were successful in reducing pain after 1 day and inflammation after 7 days [57]. Despite this, the amount of clinical data based on the use of ILC for HS is currently lacking. Controlled studies would further support using ILC for HS.

Conclusions

This retrospective study determined the HS characteristics and treatments in a real-world Canadian dermatology practice. Epidemiology findings, similar to previous literature reports, were established. Topical and systemic antibiotics were common HS treatments in this study population. The dermatologist initiated several treatments such as ILC, spironolactone, biologics, and isotretinoin. Biologics are a feasible alternative for patients with moderate-to-severe HS, alone or with comorbidities. ILC is a suitable and easily available option for acute HS therapy. Biologics as primary therapy, and ILC as adjuvant therapy, achieved positive responses for HS management in the moderate-to-severe patient population. Additional studies are required to evaluate the impact of biologics and intralesional injections for HS management in controlled clinical trials.

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Addition of Chitin Nanoparticles improves Polylactic Acid Film Properties

DOI: 10.31038/NAMS.2018121

Abstract

Biodegradable plastics have caught a lot of attention for their potential to contribute to a more sustainable society. However, mechanical and barrier properties need to be improved to allow for applicability in e.g. food packaging. In the current paper, a composite film material consisting of chitin nanoparticles that can be produced at low cost from e.g. crustacean shells, and polylactic acid is presented.

A novel method was used to make nano-chitin in ethanol suspensions, which prevents polylactic acid hydrolysis during fabrication. With increasing concentration of nano-chitin particles, the film tensile strength and UV-blocking improved. Furthermore, the nanoparticles improved maximum heat tolerance, without altering the processing temperature. All these aspects contribute positively to the development of novel biodegradable packaging materials, and further it is expected that customers’ willingness to pay outweighs costs related to production for which only proven technology is needed, which brings this novel packaging concept a step closer to application.

Graphical Abstract

NAMS 2018-102 - Layla Broers Netherlands_F0

Highlights

  • Chitin nanoparticles can effectively be manufactured in ethanol
  • Nano-chitin suspensions in ethanol can be used to make composite polylactic acid (PLA) films.
  • Addition of chitin nanoparticles to PLA improves film tensile strength and Young’s modulus.
  • Addition of chitin nanoparticles to PLA improves UV-blocking.
  • Market prospects of PLA composites with chitin nanoparticles look promising.

Key words

Biodegradable plastic, chitin, nanocomposite, polylactic acid, mechanical properties, extrusion.

Introduction

For 2020, it is expected that almost one trillion food and drink packages will be thrown away in Europe alone; the growth rate being three percent on a yearly basis [1]. Most of these packages are made from plastics based on fossil fuels. Since these sources are finite, and the production and waste created by these packages have a large environmental impact, an alternative is needed to secure an economically and environmentally sustainable future.

Plastics that are both biobased and biodegradable provide a promising alternative. These plastics require less or no fossil fuels and their production leads to less greenhouse gas emissions than their petrol-based counterparts [2]. Moreover, biodegradable plastics can fully degrade in several weeks to a few years, compared to a period lasting up to ten centuries for regular plastics. For example, polylactic acid (PLA) is found to decompose within 3 weeks under the right conditions [3]. Additionally, bioplastics can be industrially composted with other biodegradable waste, such as food and garden waste, whilst petrol-based polymers are domestic waste and commonly end up in landfills or incineration ovens [4]. However, the properties of bioplastic packaging materials are not as good as those of their petrol-based counterparts: mechanical properties, thermal stability and barrier properties need to be further improved [5].

One way to meet this challenge is through the use of biodegradable nanoparticles, which are known to be effective structure elements decreasing the gas and water permeability [5] and altering the mechanical properties [6]. Ideally these nanoparticles can be made at low cost; therefore, we considered only proven technology for the investigations presented here. The component of choice for nanoparticle production is chitin, a biodegradable, non-toxic, hydrophobic compound that is the second most abundant polysaccharide in the world [7,8]. It is found in arthropod exoskeletons such as shrimp shells, and fungal cell walls, and it is estimated that one billion tons of chitin are naturally synthesized yearly [9]. Chitin nanoparticles can be formed by acid treatment which causes partial deacetylation, exposing amino moieties. Protonation in the acidic environment provides a positive charge to these moieties, stabilizing the colloidal suspension due to repulsive forces [10]. Part of the world chitin production is readily available, e.g. as waste from shrimp production of which the regular disposal is costly [11].

Research has shown that nano-sized chitin can improve barrier properties when embedded in a polymer matrix [12,13]. This is especially useful for food packaging applications, since barrier properties are related to the shelf life of food, which in turn is linked to a potential decrease of the amount of food that is wasted (currently ~135 kg per capita per year) [14]. In this respect, the effect on reduction of food waste may surpass the effect on plastic waste considerably, thereby also contributing to a sustainable society.

Polylactic acid is currently recognized as the most promising biobased and biodegradable polymer for food packaging applications [3,15,16], although mechanical and barrier properties are still sub- optimal. To improve this, Herrera et al [17] incorporated chitin nanoparticles into PLA, although we expect that the results that were obtained were less favourable due to hydrolysis of PLA at high temperatures [18]. In the current paper, this is circumvented by using ethanol in a novel preparation method for chitin nanoparticles. These particles were incorporated in PLA films produced through compression moulding, and further characterised amongst others for their mechanical and barrier properties, and compared to industrial standards. Lastly the economic feasibility of the new composite is evaluated, and the opportunities for large scale production are touched upon.

Materials & methods

Materials

Practical grade chitin powder (Sigma-Aldrich) was used for synthesis of chitin nanoparticles. For the composites the fabricated nanoparticles, PLA (PLA LX175, Corbion) and the plasticizer GTA (Sigma- Aldrich) were used at the concentrations mentioned in the respective sections.

Preparation of nanoparticles

To obtain chitin nanoparticles (nChit), the method by Revol and Marchessault [19] was adapted to enable a larger yield (typically around 10%) and obtain a suspension in ethanol. The chitin powder was hydrolysed in hydrochloric acid (3 M) using 1 gram per ml HCl, at 100 °C for 90 minutes. The mixture was cooled on ice and then put through several centrifugal steps. Each step consisted of a 5- minute centrifugation (Sorvall RC6+ centrifuge) at 8000 rpm, after which the supernatant was discarded. The tubes were refilled with demi-water and the pellet was resuspended. This procedure was repeated until the supernatant became cloudy at pH 1.8-2.0. At this point the tubes were not decanted but centrifuged again for 25 minutes at 12.000 rpm. The pellet was then oven-dried (Memmert UM100) at 100 °C, and re-suspended in ethanol.

After another 25-minute spin at 12.000 rpm, the five-minute centrifugation steps were repeated, now using ethanol instead of demi-water, until supernatant appeared cloudy. [Please note that freeze-drying of nChit/H2O suspensions was effective in terms of the removal of water, but the particles could not be re-dispersed in ethanol. Decreasing the moisture-content during the nChit production process by oven-drying appeared most efficient and time-saving.] This supernatant was collected (‘wash I’), as well as the supernatant from the following spin (‘wash II’), while the pellet was discarded. Wash I and wash II were concentrated using a rotary evaporator (Heidolph, 175 mbar, 45 °C); the actual concentration was determined by dry weight measurement of 1 mL nchit/EtOH suspension after oven-drying (Memmert UM100) at 100 °C for 2-4 hours.

The average moisture content of the nChit-suspension was measured by Karl Fischer titration (Mettler Toledo DL38) and determined to be 3.5%.

Preparation of PLA-composites

Nano-chitin (0.5-3 wt%) was mixed with PLA containing 20 wt% glycerol triacetate (plasticizer) using a rheocord kneader (Haake Polylab, Rheomix 3000p) at 180 °C, 50 rounds per minute, for 10 minutes. The resulting mass was pressed into films of about 1 mm thick using a Hot Press (PHI, Los Angeles, USA), at 190 °C and 15000 Pa. Equal distribution of nChit in the films was assessed using Scanning Electron Microscopy (SEM) (FEI, Magellan 400). Before mechanical and permeability testing, the films were conditioned at 20 °C, 55% relative humidity for 5-7 days.

Larger scale composite production was carried out with an extruder (Leistritz ZSE 18 HP-400, Extrusiontechnik GmbH Nurnberg, Germany). Using a plunger pump (Leistritz LSB17, 2016), the nChit in ethanol mixed with GTA was fed to the extruder simultaneously with PLA. Some of the ethanol left the extruder through a vent, or escaped at the backside, but these flows did not contain any nChit, so this did not affect the final product. The extruded strands were cooled in a water bath, pelletized and dried (Gerco DMT 96C, Gerco-Apparatenbau GmbH & Co, Sassenberg Germany) for about 60 hours (48 °C) and pressed into films by compression moulding.

The films were conditioned at 20 °C, and 55% relative humidity for approximately 24 hours before mechanical and optical tests were performed.

Particle characterisation

Dynamic light scattering

The size of chitin nanoparticles (nChit) in ethanol was characterized by dynamic light scattering. The following optical properties were used: refractive indices of 1.560 (chitin) and 1.360 (ethanol) and an absorption index of 0.01 was used (Mastersizer 2000, Malvern Instruments Ltd. v3.50, Malvern, Worcestershire, UK).

Scanning Electron Microscopy

Images of the dried nanoparticle suspension and various PLA nChit composite surfaces were made by Scanning Electron Microscopy (SEM; FEI-Magellan 400, 2.0 kV, 6.3 pA, 4.1 mm working distance) to investigate nanoparticles and their distribution in the plastics. The nChit suspension was dried at 40 °C for 30 minutes, and all other samples were dried under vacuum for at least 48 hours prior to imaging. Samples were sputter coated with tungsten (~15 nm, Leica EM SCD 500) to avoid charging.

Atomic Force Microscopy

This technique (Bruker Multimode 8-HR, NanoScope Analysis software) was used for 3D-imaging of a dried nChit suspension on silica wafers from which the length and diameter of individual chitin nanoparticles could be deduced.

FTIR

Fourier transform infrared spectroscopy (FTIR) (Thermo Scientific, Nicolet iN10 MX Infrared Imaging Microscope) was used to ensure chitin structure was not altered due to the nanoparticle preparation process. Crude chitin powder was compared to dried nano-chitin.

Film characterisation

Optical properties

CIELAB analysis (ASTM E308, Elrepho 2000 datacolor) was performed at three different positions in each sample to assess colour values of the films. Transparency and UV-blocking properties of the films were measured in duplicate by UV/VIS (Beckman Coulter DU720) spectrometry at 200-700 nm.

Mechanical properties

Standard tensile tests (19 °C, 44% relative humidity: ASTM D638) were performed 5-fold using a universal testing machine (Zwick/Roell G80L30, 10 kN cell load, grip distance 80 mm, gauge length 40 mm, speed 200 mm/min). Samples were cut using a bone shaped press mould, and their tensile strength (TS, in MPa), Young’s Modulus (YM, in GPa) and Elongation at break (EAB, in %) were determined. Mean values and standard deviation were corrected for differences in thickness, and compared using ANOVA and Dunnett two-sided t-test assuming equal variance (a=0.05).

Barrier properties

Water vapour transmission (ASTM E96, 21 days at 20 °C, 55% RH) was measured in duplicate with kneader-prepared films. Using silicone sealant, 1.4 mm thick films were fixed in test cells (85 mm diameter) filled with water, leaving a layer of air between the water and the film. Weight loss was measured at least three times a week for 21 days. The water vapour transfer rate, WVTR (g • mm • m-2 • day-1) determined using [17]:

WVTR = (ml) / A (1-RH)

Where m is the weight loss in g/day; l is the thickness of the film in mm; A is the film area in m2; and

RH is the relative humidity outside the cup. Data was analysed using a one-sided t-test assuming equal variances (a = 0.05).

Thermal properties

Thermal behaviour was studied by differential scanning calorimetry (DSC) (ASTM D3418, PerkinElmer DSC 8000). From this test, the melting point (Tm, in °C) of the plastics was calculated.

Antimicrobial properties

Antimicrobial properties of plastic films were tested using an agar diffusion method adapted from Rhim [20] and Fernandez-Saiz [21]. PLA discs (15 mm diameter) were sterilized by submerging in 70% ethanol, and dried in a closed sterilized petri dish. These discs were placed on Brain Heart Infusion (BHI) agar (Becton & Dickinson (BD) BBL BHI, Agar Bacteriological, LP0011, Oxoid) (pH 7.4) streaked with either Escherichia coli W1605 (Gram negative) or Bacillus subtilis (Gram positive), and tested in triplicate. As controls a plate without sample and a plate with dried, agglomerated nChit flakes were used. The plates were incubated at 35 °C for 24 hours, and antimicrobial activity was determined from the inhibition zone diameter.

Biodegradation

To determine whether nChit influences biodegradation of PLA, films (120 × 135 × 1 mm) were buried in a home compost heap (125 × 75 × 75 mm) at a garden site in The Netherlands (latitude 52° 7’ 15” N, longitude 4° 39’ 6” E, altitude -1.5 m). The compost consisted of organic home and garden waste, such as leaves, branches, and vegetable waste. Films were placed vertically in the middle of the compost, with sufficient spacing (10 cm) between samples. Samples consisted of a film with 2 wt% nano-chitin, a film with 2 wt% crude chitin powder, and a control (PLA + 20 wt% GTA). Samples remained in compost for 12 weeks, in the period from October 22 to January 15. Mean outside temperatures dropped from 9.7 °C in October to 3.6 °C in January. Total precipitation ranged from 0.4 mm in October,
75.3 mm in November, to 13.8 mm in December and 48.8 mm in January. Average atmospheric pressure was 1015 mbar, and ambient humidity was approximately 85%. Excavated samples were tissue cleaned, and dried for 8 hours at room temperature prior to weighing.

Results and discussion

Morphology and structure

SEM and AFM imaging revealed the rod-shaped morphology (fibres or ‘whiskers’) of nChit (Fig. 1). The average length was 150-200 nm, the diameter is 10-20 nm, as measured by AFM [10].

NAMS 2018-102 - Layla Broers Netherlands_F1

Figure 1. SEM-image (100.000x magnification, working distance 4.1 mm) of nano-chitin particles, that arranged in typical whiskers.

The mixing method used was of great influence on the homogeneity of the films. In kneader prepared films, homogeneity was only found at 0.5% nano-particles while the use of extrusion in combination with compression moulding consistently yielded uniform films (see figure 7 for some impressions). FTIR analysis (details not shown), revealed that the chemical structure of PLA remained intact after processing, indicating that preparation and process conditions used were suitable.

Optical transparency and visual appearance

For PLA films, the CIELAB-measurements showed increased transmission at higher wavelength, and this behaviour was also found for films with nano-chitin, albeit at slightly lower values. The effect became stronger when GTA was added, and increased with increasing number of nanoparticles (see figure 2). The biggest effect was found for yellow and magenta transmission, which also lowers transparency of the films, that appear more brown, and opaque.

NAMS 2018-102 - Layla Broers Netherlands_F2

Figure 2. Transmission (%) in the UV-spectrum of films of 1 mm thickness. Lines indicate (from top to bottom): PLA (solid grey line), PLA + 1% nano-chitin (dashed grey line), PLA + GTA (solid black line), PLA + GTA + 1% nano-chitin (dot-dashed black line), and PLA + GTA + 3% nano-chitin (dashed black line).

Hydrolysis of chitin (N-acetyl-D-glucosamine; see nano-chitin preparation section) results in a high yield of glucosamine products [22], that are believed to be responsible for the colour change through Maillard reactions, similarly as observed in other work for glucosamine-derived products [23][24]. It is good to mention that the brown colour is hardly visible in thin (<0.1mm) films, but it does distinguish the films presented here from low density polyethylene, which show near complete transmission of UV [25]. The UV-blocking effect was also not found for crude chitin powder composites (results not shown). This indicates that through the choice of nano-chitin, e.g. food packaging could be supplied with an intrinsic protective effect that is expected to reduce photochemical processes such as photo-oxidation [26]. However, this is only relevant if the mechanical properties can meet the requirements of food packaging, as discussed next.

Mechanical properties

Tensile strength

The tensile strength of PLA was not negatively affected by addition of nChit (Fig. 3); at 3% nChit there was even a significant increase compared to PLA without nChit (+4.9 MPa (±1.05), p<0.05). For most films, no necking behaviour was observed, indicating homogeneity at the scale of a few hundred nm3 [27].

NAMS 2018-102 - Layla Broers Netherlands_F3

Figure 3. Tensile strength (MPa) of PLA composites for various nano-chitin concentrations. Solid dots indicate the composites prepared using the kneader, the open dot indicates the composite made using the extruder. Triangular marker indicates film with 2% crude chitin powder. Values are averaged for five independent sample measurements.

Elongation at break

In figure 4, the elongation at break is shown for various nChit concentrations. For the films produced with the kneader, the difference was not significant but the 2% nChit composite manufactured by extrusion was less deformable ~40% (p<0.05); while a 2% crude chitin PLA composite had the same elongation at break as the PLA films. This may be caused by a difference in dispersion of the nanoparticles in the PLA [28]. Nonetheless, a decrease in EAB upon addition of nanoparticles has been frequently reported [28-30] and the results found in our study are still within the range of what otherwise has been reported in literature [17].

NAMS 2018-102 - Layla Broers Netherlands_F4

Figure 4. Elongation at break (%) of PLA composites with various nChit concentrations. Solid dots indicate the composites prepared using the kneader, the open dot indicates the composite made using the extruder. Triangular marker indicates film with 2% crude chitin powder. Values are averaged for five independent sample measurements.

We previously observed that in the 2% film produced by extrusion, the nanoparticles are much more homogenously distributed, and this is corroborated by the fact that no necking occurred during the tensile test, which is typical for films homogeneously mixed at a scale of a few hundred nm3 [31]. Possibly, the nanoparticles induce stress concentration points, causing crazes that ultimately result in break at the interface between PLA matrix and nanoparticles [32]. In films with crude chitin powder, in which the number of particles is much lower, behaviour similar to PLA was found.

Young’s Modulus

Since the Young’s Modulus (YM), increased with increasing nChit concentration (Fig. 5), it can be concluded that a more rigid PLA composite is formed. Compared to LDPE, the industrial standard, of which the average YM is 0.24 GPa [33], the nano-chitin composites compare well, with the 3% composite even exceeding LDPE considerably (average YM 0.89 ± 0.28 GPa, p<0.05).

NAMS 2018-102 - Layla Broers Netherlands_F5

Figure 5. Young’s Modulus as function of nano-chitin concentration. Solid dots indicate the composites prepared using the kneader, the open dot indicates the composite made using the extruder. Triangular marker indicates film with 2% crude chitin powder. Values are averaged for five independent sample measurements.

Barrier properties

The Water Vapour Transmission Rate (WVTR) was assessed over a period of three weeks and seems to show a slight decrease with increasing nanoparticle concentration (Fig. 6). In literature, this is connected to tortuous pathway theory, predicting a greater effective water vapour diffusion length with nanoparticle incorporation [34, 35], although it should be kept in mind that the amounts of particles used are very low, and that other effects may have played a role.

NAMS 2018-102 - Layla Broers Netherlands_F6

Figure 6. Water vapour transmission rate measured at 20.0 °C, and 45 % relative humidity, for films -with different nano- chitin concentration. The solid dots indicate samples containing PLA and 20%plasticizer. The open squares indicate samples without plasticizer.

The films prepared at low nChit concentration (0.5 wt%), had significantly higher water vapour transmission rate compared to films containing 1 or 3% nChit (p<0.05). Research carried out elsewhere, found no significant effect on WVTR upon 1% nChit addition to PLA [17], hence the results presented in the current paper are favourable. We were aware of the negative effects connected to PLA hydrolysis, and adjusted the fabrication method to bypass these effects.

Thermal properties

The melting temperature (Tm) of the films decreased with addition of GTA, but increased slightly upon addition of nChit (Table 1).

Table 1. Melting temperature (Tm) of PLA films with added glycerin triacetate (GTA) and different percentages of chitin nanoparticles (nChit) or crude chitin powder.

NAMS 2018-102 - Layla Broers Netherlands_T1

Antimicrobial test

All kneader-prepared films in addition to a dried nChit flakes were subjected to a 24-hour agar diffusion test to assess antimicrobial activity. No inhibition zones were observed with any of the samples, which is in contrast to findings by others, who found a bacteriostatic effect of nano-chitin on Gram-negative bacteria [36] and a fungistatic effect on Aspergillus niger [37,38]. Most probably, the nano-chitin has very low mobility and solubility [39], and as diffusion is a prerequisite for antimicrobial effects this most probably did not occur, which in turn is positive news in regard to film integrity, and for application in food in which packaging material diffusion is mostly not appreciated.

Biodegradability

After 12 weeks in a compost heap, the plastic films showed weight reduction, discoloration, and breakage (Fig. 7, Table 2). The control (PLA+GTA), nChit composite and crude chitin powder composite showed 12.5%, 13.8% and 7.5% weight reduction respectively. In addition, the nChit film showed more discolouration and breakage compared to the other films, of which the crude chitin film showed highest integrity.

The exact mechanisms by which nanoparticles affect polymer biodegradation are poorly understood [39]. Fortunati et al (2014) [40] found an inhibiting effect of cellulose nanocrystals on PLA degradation, which was explained by increased crystallinity and decreased water diffusion. Calcium alginate composites with chitin nanowhiskers have shown accelerated biodegradation under in vitro conditions [41], which was attributed to the catalysing effect of hydroxyl groups [42], in which chitin is rich. It is clear these effects are of great relevance for practical application of nano-composite materials, and will decide the overall sustainability of the approach, which is part of follow-up research.

NAMS 2018-102 - Layla Broers Netherlands_F7

Figure 7. PLA films before and after 3 months in a compost heap. From left to right: PLA+GTA, PLA+GTA+2% nano-chitin, PLA+GTA+2% crude chitin powder.

Table 2. Weight loss of PLA films incorporated with 2 wt% (nano)chitin after 12 weeks of composting.

NAMS 2018-102 - Layla Broers Netherlands_T2

Economic and technical feasibility

From the previous sections, it is clear that PLA with chitin nanoparticles has promising properties, and the fact that we explored only proven technologies brings technical production closer. Whether this also holds for economic feasibility is to a large extent decided by consumer perception, which is discussed next, including a short outlook on technical feasibility.

Nowadays, conventional plastics are cheap due to the relatively low oil price, that is still recovering from a 10-year low of 27.96 dollars per barrel in February 2016 [43]. PLA producers find it difficult to compete against conventional plastic producers, as the costs of producing PLA are substantially higher. Nevertheless, the global demand for bioplastics packaging is expected to grow to over 2 million tons by 2020, with a compound annual growth rate of ~ 25% [1]. This growth can be explained by increased consumers’ awareness of the negative environmental impact of petrol-based plastics.

In the composite materials presented here, also nano-particles are present, and consumer’s attitude towards the application of nanotechnology in the food industry is somewhat ambiguous. According to Giles et al. (2015) [44] consumers find agri-food related nanotechnology acceptable when clear benefits could be identified and perceived benefits would outweigh perceived risks. Furthermore, they concluded that consumers are more likely to accept nanotechnology when it is used for food packaging compared to integration in food products. The additional production costs need to be covered by consumers’ willingness to pay more for biobased and biodegradable food packaging compared to petroleum-based packaging. This willingness has been confirmed in several studies and even reached 86% in Swedish consumers[45-47].

While production costs of PLA are higher, disposal costs are lower, since PLA can be industrially composted for around €45 per ton [48]. Common methods to process post-consumer petrol-based plastics waste are much more expensive; recycling does not take place because the costs transcend those of making new plastics [49]. Furthermore, costs of incineration and landfills reach and transcend €100 per ton due to taxes in Western and Northern Europe [48], whereas for Southern and Eastern Europe this is between zero and €60 [50]. This makes Western and Northern Europe a great market for biodegradable composites, where the quality of waste management is already high.

Regarding technical feasibility of the process, some comments need to be made. Although a considerable amount of ethanol is used in the process, this has been verified to be recyclable. Furthermore, high pressure homogenization can be considered since it has shown effective in obtaining chitin nanoparticles [51], and could even be more effective than the techniques used here. For both nanoparticle synthesis as well as film preparation, the necessary equipment such as stirring tank reactors, decanting centrifuges and extruders is proven technology on an industrial level [52], but compression moulding is not. Instead, film blowing can be used, which is even expected to better align the chitin whiskers within the PLA matrix, therewith positively affecting the permeability characteristics.

Conclusions

The nanocomposite biodegradable plastics presented in this paper mostly compare favourably to PLA-films without nano-chitin (table 3). The novel production method based on ethanol prevents PLA hydrolysis, which has greatly contributed to the positive effects that were found. In principle, the approach can technically be carried out at larger scale, and consumer perception seems to be boosting the bioplastics market which helps tackling socio-environmental challenges.

Table 3. Summary ofproperties of PLA films with GTA and nChit compared to PLA films with GTA. + + : consistent improvement with increasing nChit concentration, +: general improvement, ±: no significant change, -: general decline.

NAMS 2018-102 - Layla Broers Netherlands_T3

Authorship

Layla Broers, Sjoerd van Dongen, Veerle de Goederen, Marijn Ton, and Joep Spaen all contributed to the conception and design of the study. The first three authors contributed in data collection, interpretation, and analysis. The first four authors contributed in writing of the article. The last three mentioned authors contributed significantly in article revision. All authors approved the final version of the article.

Acknowledgements

The authors like to thank: Guus Frissen, Herman de Beukelaer, Sharon Chu, Jos Sewalt and Maurice Strubel who helped out during the practical work in the laboratories of FBR and the FPE group, and Frans Kappen, who assisted us in the Innovation Plant. Mieke Kleijn and Jacqueline Donkers, who helped us with AFM and SEM measurements. Philippe Puylaert, who provided material to perform antimicrobial tests. Peter de Goederen, who provided space and materials for biodegradation tests. Corbion for providing the polylactic acid.

This research was financially supported by the Netherlands Organisation for Scientific Research (NWO), through a Top Sector Chemistry Student Competition 2016 grant (700.001.516.56.11). There were no conflicts of interest.

List of abbreviations

Materials

nChit      Nano-chitin

GTA        Glycerol triacetate (plasticizer)

PLA         Polylactic acid

Tests

AMT       Anti-Microbial Test

EAB        Elongation at Break

TS           Tensile Strength

WVTR    Water Vapor Transmission Rate

YM          Young’s Modulus

Competing interests: The authors declare that they have no competing interests.

Funding information: This research was financially supported by the Netherlands Organisation for Scientific Research (NWO), through a Top Sector Chemistry Student Competition 2016 grant (700.001.516.56.11). There were no conflicts of interest and no involvement in the study design, data collection, analysis and interpretation, writing of the report, or in the decision to submit the paper for publication.

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Relationship between Breast, Formula and Combination Feeding on Childhood in Italy

DOI: 10.31038/EDMJ.2018222

Abstract

To investigate the relationship between breastfeeding, formula and combination feeding on weight childhood. The feeding group assignment was based as reported by medical records. Infant feeding was defined using three variables: breastfeeding duration, time until formula was introduced and infant weight. Number of Observations was equal to 294 (n=154 girls and n=140 boys). The data were analyzed using the ANOVA procedure. Results were considered significant at P< .01. The trend of the weight according to the feed type in the first 12 months of age between the data reported by the WHO and those collected. In addition, up to 4 months of life, to the growth curves appear similar to those reported by the WHO. In the first four months, about the girls and the boys, fed with milk formula grow equally. Differences are evident when subjects are fed at the breast. With breastfeeding, the differences between boys and girl are even more evident. The girls confirm the increased tendency to obesity than boy especially when breastfed. The results obtained different types of power supply could affect the tendency to overweight more in females than in males. The novelty of this study is focused on investigation about the relationship between breastfeeding, formula and combination feeding on weight in Italian childhood.

Keywords:

breast; formula; childhood

Introduction

Breast milk provides an optimal source of nutrition for infants [1,2]. Many organizations, including the World Health Organization (WHO), recommend that healthy term infants be exclusively breastfed for the first 6 months of life [1,3,4]. This is, in part, because breast milk is easily digested and strengthens the infant’s immune function [3,5,6]. Exclusive breastfeeding may also be modestly protective against excessive early infant gain and later obesity, whereas formula feeding may increase the risk of obesity in childhood [7]. Several biological mechanisms have been postulated to explain the potential differences between breastfed and formula fed infants — including postnatal effects of the intrauterine environment, the putative malleable metabolic environment in early infancy, and the permeability of the infant gut [8]. Another important benefit is the potential role of breastfeeding in preventing childhood obesity.

Melissa et al., [9] reported that breastfeeding, in the absence of formula feeding, appears to have a protective effect on childhood obesity. While combination feeding confers less benefit than exclusive breastfeeding, it is more desirable than formula feeding alone.

The findings underscore a need to support strategies and social policies that promote exclusive and longer breastfeeding duration as part of comprehensive strategies to prevent excess body weight and to reduce the burden of chronic diseases in the long term.

Potential biological explanations of the breastfeed obesity association have centered on differences in the nutritional composition of human milk versus formula, focusing in particular on the comparisons of human milk and formula in terms of protein and fatty acid composition [8]. For example, differences in the ratio of omega 3 and omega 6 fatty acids between human milk and formula have been associated with adipose tissue growth in infants [10] and insulin response in animal models [11]. A causal role for milk composition in promoting or protecting against obesity beyond infancy, however, has yet to be established [12].

Both maternal and infant behaviors differ based on whether an infant was fed from the breast [direct breastfeeding] or bottle-fed human milk and/or formula. It was suggested that direct breastfeeding supports the development of appetite regulation given its inherent dependence on infant-centered feeding behaviors by the mother [13]. This process relies heavily on the infant’s response to satiation rather than on visual cues, as a breastfeeding mother does not know how much milk is being offered, how much the infant is taking in and also knows little about the rate with which their infant is drinking. Thus, direct breastfeeding requires the mother to focus on infant cues to gauge the child’s interest in feeding (e.g. increased alertness to caregiver, moving head towards caregiver) and satiety (e.g. reduced sucking, drowsiness, relaxed state, arms close to the body). In contrast, bottle-feeding, involving either human milk or formula, provides explicit visual information about infant intake to the caregiver based on the amount of milk or formula remaining in the bottle.

Controlling feeding practices in infancy have an impact on children’s weight at 2 years. The use of restrictive child feeding practices during infancy predicts lower child weight at age 2 years, which may reinforce mothers’ use of this strategy in the longer term despite its potential association with disinhibition and greater child weight in later childhood [14].

Fisher et al., [15] found that prolonged breast-feeding throughout the first year of life was associated with higher toddler energy intake at age 18 months, and that this relationship was mediated by breast-feeding mothers reporting that they were less over-controlling when feeding their infants (i.e. pressuring to eat and restricting food less). Moreover, this relationship was found to be independent of the potentially confounding variables of maternal education, child gender and weight. Over controlling feeding techniques such as pressuring the child to eat or restricting child intake of foods are associated with greater feeding problems; pressure to eat is associated with reduced food preference, whilst restriction (generally of fat laden foods) is conversely linked with greater intake of the restricted foods [15]. Presumably, the impact of breast-feeding, mediated by maternal control, upon toddler energy intake, is accounted for by fewer aversive feeding interactions and less child refusal of food, but no data are available to explore this potential explanation.

This study aim to investigate the relationship between breastfeeding, formula and combination feeding on weight childhood.

Methods

This study employed a retrospective cohort design. Infant feeding group assignment was based as reported by medical records. Child growth data were assessed via medical records.

Infant feeding was defined using three variables:

  1. Breastfeeding duration;
  2. Time until formula was introduced.
  3. Infant weight

Have been taken consider two modes of infant feeding:

  • Breast
  • Formula

Infant feeding was then categorized by examining the response to both variables. Exclusive breastfeeding, defined by the WHO as no other food or drink except breast milk for the first 6 months of life, could not be determined in this study because of the lack of information around introduction to solids. Many of the children were both breastfed and formula fed, thus, a combination variable—representing breastfeeding together with formula feeding—was derived. Only formula fed was considered for mothers who breastfed for a 1 week or never. Standing height was measured, without shoes, to the nearest 0.1 cm and body weight to the nearest 0.1 kilogram on calibrated digital scales.

Descriptive statistics were used to characterize the population by weight status. In univariate regression we evaluated the association between breastfeeding duration and weight status as well as the association between the combination feeding variable and weight status. Odds ratios were calculated separately for normal weight versus overweight/obese, normal weight versus obese and normal weight versus overweight. ANOVA was carried out to evaluate significant differences between the two feedings (breast vs formula). The Pearson’s correlation was used to evaluate the relationship among parameters. The data were analyzed using the General Linear Models procedure of Ref. [16].

Results and Discussion

Table 1 presents a description of the sample.

Table 1. Number of observations (n) of type of feeding, all genres, ranges of observation age.

Feeding

Number of observation (n)

%

Breast

109

37.1

Formula

185

62.9

Genres

294

Girl

154

52.4

Boy

140

47.6

Range of observation age

294

1 – 3 months

88

29.9

4 – 6 months

52

17.7

10 – 12 months

36

12.2

Over 12 months

118

40.1

An examination of table 1 clearly shows that 32% of the samples analyzed was fed with formula, 18% was fed at the breast, while about 3% had a mixed feeding. Children fed with formula or with mixed feeding were weaning with other milk at the age of four months, while those fed breast were weaning at the age of six months.

In Table 2 we report the correlation matrix among the type of feed and weight of infants.

Table 2. Correlation matrix among the type of feeding and weight of infants.

Feeding

Weight

Feeding

Pearson Corr.

1

-0.222 (**)

Sig.

.

.007

Weight

Pearson Corr.

-0.222(**)

Sig.

.007

** Correlation is significant at the 0.01 level.

Table 2 shows that were the negative correlation between types of feeding and weigh of infants.

Jing Yan et al., [17] reported a protective effect of breastfeeding for childhood obesity, and prolonged breastfeeding is directly related to a decreasing risk of obesity. In particularly, children being breastfed for ≥7 are significantly less likely to be obese in later childhood.

Figure 1 shows the trend of the weight according to the feed type in the first 23 months of age between the data reported by the WHO and those collected in the present study (Figure 1).

Figure 1 shows that up to 4 months of life, leaving aside the type of power supply, to the growth curves appear similar to those reported by the WHO. Then the difference becomes increasingly apparent with increasing age. This difference can be justified by the fact that in Italy, probably, it are anticipated, often, the age of weaning age resulting in greater weight gain.

EDMJ2018-102-FiorellaSarubbiItaly_f1

Figure 1. Trend of the weight according to the breast feed type in the first 23 months of age between the data reported by WHO and those collected in the present study.

In Figure 2 we reported the increase in weight in function of age by the different types of feeding.

EDMJ2018-102-FiorellaSarubbiItaly_f2

Figure 2. Mean weight curves according to feeding status in function of age (until 12 months).

There were no significant differences between different feeding. In the first 4 months, the increase in weight appears to be faster in those who are breastfed with formula than those fed to the breast. This trend disappears in the following months.

In Figure 3 reported the trend of the weight according to the feed with formula in the first 12 months of age according to the gender.

EDMJ2018-102-FiorellaSarubbiItaly_f3

Figure 3. Trend of the weight according to the feed with formula in the first 12 months of age according to the gender.

Figure 3 shows that the trend of grow was equally in the boy and girl. The boy shows that an increased weight in every control. This difference can be justified by the different metabolism begins to diversify between boy and girl.

Figure 4 shows the trend of the weight according to the feed with formula in the first 12 months of age according to the gender.

EDMJ2018-102-FiorellaSarubbiItaly_f4

Figure 4. Trend of the weight according to the feed with breast in the first 12 months of age according to the gender.

The figures shows, also, that while in boy the increased weight trend is linear, both with breast than with the milk formula, in girl, feeding with the formula, appears more swinging in the first months of life. This trend does not take statistical significance, so it can be considered random.

From the figures we can see that those who were breastfed show an increase in more weight than those fed with formula. Also the trend is not very linear. The increase in weight is linear in individuals breastfed than those fed with formula, almost overlapping in the final part of the graph. If we compare Figure 3 and 4, in the first 4 months of age, we can see that the girl confirm the increased tendency to overweight than boy especially when formula.

We can conclude that the results obtained different types of power supply could affect the tendency to overweight more in girl than in boy. It is also clear that such tendency toward also depends on other cofactors which may act by increasing and / or decreasing this risk.

Implications

There are several studies aimed to investigate the relationship between breastfeeding duration, combination feeding on overweight and obesity in children. Other papers reported that excessive protein intake in the first two years of infants’ life — potentially through baby formula — could be contributing to childhood obesity. The novelty of this study is focused on investigation about the relationship between breastfeeding, formula and combination feeding on weight in Italian childhood. Differently to other works found in literature, this study has pointed its attention on the different trend of the increase in children’s weight according to the sex.

Acknowledgements

We are grateful to Mr. Giuseppe Grazioli for his technical support.

References

  1. World Health Organization (2011) Media Centre Statement 15 January 2011. Exclusive breastfeeding for six months best for babies everywhere http://www.who.int/mediacentre/news/statements/ 2011/breastfeeding_20110115/en/
  2. Twells L, Newhook LA, Ludlow V (2012) Can breastfeeding reduce the risk of childhood obesity? In S. A. Yuca (Ed.), Childhood Obesity pp. 53–78.
  3. Health Canada, Canadian Paediatric Society, Dietitians of Canada, Breastfeeding Committee for Canada (2012) Nutrition for healthy term infants: Recommendations from birth to six months. Food and Nutrition. Retrieved from Health Canada website: http: //www.hc-sc.gc.ca/fn-an/nutrition/infant-nourisson/recom/index-eng,php#a5.
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  9. Rossiter MD, Colapinto CK, Khan MKA, McIsaac JLD, Williams PL, et al. (2015) Breast, Formula and Combination Feeding in Relation Childhood Obesity in Nova Scotia, Canada Matern Child Health J 19: 2048–2056.
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  16. SPSS 12.0 Package software (2003)
  17. Jing Yan, Lin Liu, Yun Zhu, Guowei Huang, Peizhong Peter Wang (2014) The association between breastfeeding and childhood obesity: a meta-analysis. BMC Public Health 14: 1267–1277.

Targeting of the Wnt/β-Catenin Pathway in Chronic Lymphocytic Leukaemia may adversely affect CTLA-4 expression and function

DOI: 10.31038/IMROJ.2018311

Abstract

In chronic lymphocytic leukemia, overexpression of CTLA-4 may be associated with a good outcome, whereas the Wnt/β-catenin-regulated transcription factor LEF1 is a pro-survival factor and is markedly overexpressed compared to normal B cells. In this study, peripheral blood B cells from 20 patients with CLL were purified and a strong correlation between gene expression levels of CTLA-4 and LEF-1 was found. This suggests that CTLA-4 expression in CLL may be a target of Wnt/β-catenin signalling.

Keywords:

CLL; CTLA-4; Wnt/β-catenin pathway; LEF1; CD38

Highlights

Percentage surface expression of CD38 and CTLA-4 and gene expression levels of CTLA-4, CCND1, LEF1 and STAT3 were measured in 20 patients with chronic lymphocytic leukemic. A strong positive correlation was found between gene expression levels of CTLA-4 and LEF-1.

Targeting of the Wnt/β-catenin pathway in CLL may result in unwanted effects on CTLA-4 expression and function.

Introduction

Chronic lymphocytic leukemia (CLL) is a clonal proliferation of mature CD5+ CD19+ CD23+ B lymphocytes, characterized by progressive accumulation of leukemic cells in peripheral blood, bone marrow and lymphoid tissues. Cytotoxic T-lymphocyte-associated antigen 4 (CTLA-4, CD152) is a member of the CD28 receptor family and is mainly expressed on CD4+ T-cells. In CLL, overexpression of the CTLA-4 gene is associated with lower CD38-expression and, therefore, perhaps a better outcome [1]. CLL cells also exhibit aberrantly active Wnt signaling and Wnt/β-catenin-regulated transcription factor lymphoid enhancer binding factor-1 (LEF1) has been shown to be a pro-survival factor in CLL [2]. In this study, we wished to further investigate the relationship between CD38 and CTLA-4 in CLL and their potential relationship with transcription factors LEF1, signal transducer and activator of transcription 3 (STAT3) and cyclin D1. In purified peripheral blood B cells from 20 patients with CLL, a strong positive correlation between gene expression levels of CTLA-4 and LEF1 was found, suggesting that CTLA-4 expression in CLL may well be a target of Wnt/β-catenin signalling.

Material and methods

After ethical approval and signed written consent, 20 patients with CLL (9 previously treated, 11 untreated) donated peripheral blood for this study. No patient had active therapy for CLL in the 3 months prior to blood donation. All patients had FISH analysis performed. CD19+ B lymphocytes were isolated using a magnetic bead separation technique (Invitrogen-Dynabeads). The percentage surface expression of CD38 and CTLA-4 was measured by flow cytometry. Total RNA was isolated from the B cells by the RNeasy Mini Kit (QIAGEN). Gene expression levels of CTLA-4, cyclin D1 (CCND1), LEF1 and STAT3 were measured using RT-PCR (ABI 7500 Fast-Applied Biosystems). GAPDH was used as a reference gene. Statistical analyses of data were performed using Spearman rank correlation and Mann-Whitney U tests. Differences of P < 0.05 were considered statistically significant.

Results

Median (range) CD19+ B cell purity was 93.8 (84.8-98.5) %, with CD19+ B cell purity > 90% in 19/20 cases. Median (interquartile range) percentage surface expression of CD38 and CTLA-4 was 8.36 (26.45) % and 43.32 (50.22) % respectively. Median (range, interquartile range) ∆CT gene expression levels of CCND1, CTLA-4, LEF1 and STAT3 were 11.89 (1.81), 4.79 (2.35), 4.82 (0.89) and 9.12 (0.75) respectively. Gene expression of LEF1 showed significant positive correlations with gene expression levels of CTLA-4 (rs=0.572, p=0.008), CCND1 (rs=0.61, p=0.004) and STAT3 (rs=0.587, p=0.006). There was also a significant positive correlation between gene expression of CCND1 and of STAT3 (rs =0.486, p=0.03). No significant correlations were found between percentage surface expression of CTLA-4 and gene expression levels of either CTLA-4 or of LEF1. Although we found a negative correlation between percentage surface expression of CTLA-4 and CD38, this was not statistically significant. Comparing untreated and previously treated patients or comparing patients with poor risk cytogenetics (17p or 11q deletions: n = 6) to those without, there was no significant difference in gene expression levels of CTLA-4, CCND1, LEF1 and STAT3 or in surface expression of CTLA-4 and CD38.

Discussion

The Wnt signalling pathway has been shown to be activated in CLL cells and uncontrolled Wnt/β-catenin signalling contributes to defective apoptosis in CLL [3]. Importantly, Wnt pathway activation leads to upregulation of β-catenin and subsequently LEF1 activation, which is markedly overexpressed in CLL compared to normal B cells [4] and appears to play an essential role in the leukaemogenesis of CLL [2]. Furthermore, cyclin D1, a downstream target of LEF-1, is overexpressed in CLL. Targeting of LEF-1 has been shown to induce apoptosis in CLL cells both in vitro and in vivo [5].

In CLL, CTLA-4 expression is higher on the leukemic cells that on their normal B cell counterparts. A recent study has shown that CTLA-4 inhibits the proliferation/survival of CLL cells via regulation of the expression/activation of STAT1, NFATC2, Fos, Myc and Bcl-2 [6] and CTLA-4 blockade induces pro-survival signals in leukemic cells from CLL patients exhibiting high CTLA-4 expression [7]. However, CTLA-4 expression was also found to be the most highly induced gene following treatment with recombinant Wnt-3a in melanoma cell lines and CTLA-4 expression appeared to be directly regulated by the Wnt/β-catenin pathway as the β-catenin responsiveness of CTLA-4 promoter region required a T-cell factor-1/LEF-1 consensus site [8]. In our study, CTLA-4 and LEF-1 gene expression levels were strongly correlated, suggesting that CTLA-4 expression in CLL may well also be a direct target of Wnt/β-catenin signalling. Although the relationship between CTLA-4 and the Wnt/β-catenin pathway in CLL requires further study, the findings of this study suggest that targeting of the Wnt/β-catenin pathway in CLL may result in unwanted effects on CTLA-4 expression and function.

This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.

Conflicts of interest: none

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  7. Ciszak L, Frydecka I, Wolowiec D, Szteblich A, Kosmaczewska A (2016) Patients with chronic lymphocytic leukemia (CLL) differ in the pattern of CTLA-4 expression on CLL cells: the possible implications for immunotherapy with CTLA-4 blocking antibody. Tumour Biol 37: 4143–4157. [Crossref]
  8. Shah KV, Chien AJ, Yee C, Moon RT (2008) CTLA-4 is a direct target of Wnt/β-catenin signaling and is expressed in human melanoma tumors. J Invest Dermatol 128: 2870–2879. [Crossref]