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Total Laparoscopic Hysterectomy for Adenomyosis in a Patient Receiving Peritoneal Dialysis: A Case Report

DOI: 10.31038/IGOJ.2018125

Abstract

Peritoneal dialysis is a common supportive therapy for chronic renal failure, whereas laparoscopic surgery has rarely been performed. We herein report laparoscopic hysterectomy in a patient receiving peritoneal dialysis. A 44-year-old patient receiving peritoneal dialysis underwent laparoscopic hysterectomy due to a large amount of vaginal bleeding caused by adenomyosis. At surgery, the peritoneum turned whitish with inflammation. The small intestine was adhered to the peritoneum, omentum or both; however, no serious adhesion was found in the pelvic cavity. After hysterectomy, the peritoneal defect was completely repaired out of consideration of the need for peritoneal dialysis after surgery. There were no complications during or after surgery. No peritoneal leakage was observed. Laparoscopic hysterectomy was suggested to be safe and feasible in patients who are receiving peritoneal dialysis.

Keywords

peritoneal dialysis, hysterectomy, laparoscopy, total laparoscopic hysterectomy, adenomyosis

Introduction

Peritoneal Dialysis (PD) is an established management for patients with stage 5 chronic kidney disease [1]. Although laparotomy has been considered the standard treatment for PD patient candidates for intra-abdominal surgery to reduce the risk of complications, a high incidence of perioperative complications, including dialysate fluid leakage, wound dehiscence, incisional hernia, peritonitis and hemoperitoneum, has been reported [2,3]. A recent study showed that laparoscopic surgery was well accepted as being a conservative procedure associated with a less-invasive approach, lower peritoneal membrane stress and better preservation of the peritoneum integrity than laparotomic surgery [4–6]. However, few reports have been published concerning laparoscopic hysterectomy for patients with PD.

We herein report a case of total laparoscopic hysterectomy for adenomyosis in a patient who was receiving PD.

Case Presentation

A 44-year-old nulliparous woman had a large amount of vaginal bleeding caused by adenomyosis. The patient had completely lost her renal function due to chronic renal failure and had been receiving PD for 7 years. While receiving PD, the patient had an irregular menstrual cycle and had not menstruated for the past six months. Transvaginal ultrasound and magnetic resonance imaging revealed that the patient had an enlarged uterus (the size of that at 12 weeks’ gestation) that was suspected of being adenomyosis. An endometrial biopsy showed complex endometrial hyperplasia without atypia. After hospitalization, the patient received hemodialysis because she needed a blood transfusion and hydration. Laparoscopic hysterectomy was scheduled because the patient had a continuous large amount of vaginal bleeding despite hormone therapy.

Total laparoscopic hysterectomy with bilateral salpingo-oophorectomy was performed with pneumoperitoneum under general anesthesia. A 12-mm port was placed through the transumbilical incision for the operative laparoscope via the open method. Three ancillary 5-mm ports were positioned; two in each lower quadrant and one in the suprapubic area. The small intestine were found to be adhered to the peritoneum, omentum or both (Figure 1A); however, no serious adhesion was found in the pelvic cavity (Figure 1B). A catheter for PD had been placed through the left abdominal wall to the vesico-uterine pouch (Figure 1C). No adhesion was found around the PD catheter. Most of the peritoneum turned whitish. The peritoneum was dissected near the uterus in order to repair the peritoneum defect. At hysterectomy, a 5-cm transverse incision was made on the suprapubic area to remove the uterus. After hysterectomy, the opened peritoneum and retroperitoneum were completely sutured (Figure 1D). The operative duration was 183 min with an estimated blood loss of only a few milliliters. There were no perioperative complications, including dialysate fluid leakage, wound dehiscence, incisional hernia, peritonitis and hemoperitoneum.

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Figure 1. (A) At surgery, the small intestine was found to be adhered to the peritoneum, omentum or both.
(B) No serious adhesion was found in the pelvic cavity. The uterus was enlarged to the size of that at 12 weeks of gestation. (C) The catheter for PD had been placed through the left abdominal wall to the vesico-uterine pouch. (D) After hysterectomy, the opened peritoneum and retroperitoneum were completely sutured.

PD was restarted on postoperative day 16. Pathologically, the uterus was diagnosed with adenomyosis. Six months have passed since the treatment, and PD has been performed as before surgery without issue.

Discussion

In the current case, we performed laparoscopic hysterectomy for adenomyosis in a patient receiving PD. No perioperative complications were found because the peritoneal defect was completely repaired. PD was successfully restarted 16 days after surgery.

Generally, surgery in the peritoneal cavity for patients receiving PD is associated with complications, including leakage of dialysis fluid, infection and peritonitis. Some patients may have a decreased peritoneal clearance due to a postoperative peritoneal defect and leakage [7]. Laparoscopic surgery is well accepted as being a conservative procedure associated with a less-invasive approach, lower peritoneal membrane stress and better preservation of the peritoneum integrity than laparotomic surgery [5,6]. For these reasons, laparoscopic surgery has been a standard method for cholecystectomy, appendectomy and nephrectomy in patients with PD [7]. However, there are few reports concerning laparoscopic hysterectomy in patients receiving PD.

Kakuda et al. performed total laparoscopic hysterectomy for endometrial cancer in a renal transplant patient receiving PD. While they successfully performed the procedure, PD could not be restarted due to dialysate fluid leakage [8]. Lew et al. reported a case of robotic-assisted total laparoscopic hysterectomy for endometrial cancer in a PD patient, and PD was able to be restarted three days after surgery, although the patient suffered from perioperative complications, including opiate-associated constipation and peritonitis [9].

In the current case, the peritoneum turned whitish with inflammation, and the small intestine was found to adhere to the peritoneum, omentum or both at surgery; however, no perioperative complications were noted after surgery, and PD was able to be restarted 16 days after surgery.

In conclusion, we performed laparoscopic hysterectomy for adenomyosis in a patient receiving PD without unexpected complications. The lack of perioperative complications thanks to the complete repair of the peritoneal defect enabled the patient to restart PD without issue.

Acknowledgment

The authors report no conflicts of interest. The authors alone are responsible for the content and writing of the paper. This case report was approved by a constituted ethics committee of our hospital, and it conforms to the provisions of the 1995 Declaration of Helsinki (as revised in Brazil 2013). Written informed consent was obtained from the patient, and patient anonymity was preserved.

References

  1. Lukowsky LR, Mehrotra R, Kheifets L, Arah OA, Nissenson AR, et al. (2013) Comparing mortality of peritoneal and hemodialysis patients in the first 2 years of dialysis therapy: a marginal structural model analysis. Clinical journal of the American Society of Nephrology CJASN 8: 619–628.
  2. Moffat FL, Deitel M, Thompson DA (1982) Abdominal surgery in patients undergoing long-term peritoneal dialysis. Surgery 92: 598–604.
  3. Rais-Bahrami S, Romero FR, Lima GC, Kohanim S, Kavoussi LR (2006) Reinstatement of continuous ambulatory peritoneal dialysis after transperitoneal laparoscopic nephrectomy. Urology 68: 715–717. [crossref]
  4. Ha JF, Chandraratna H (2009) Laparoscopic cholecystectomy in chronic ambulatory peritoneal dialysis. The Ochsner journal 9: 17–19.
  5. Kleinpeter MA, Krane NK (2006) Perioperative management of peritoneal dialysis patients: review of abdominal surgery. Advances in peritoneal dialysis Confe on Peritoneal Dialysis 22: 119–123.
  6. Keshvari A, Fazeli MS, Meysamie A, Seifi S, Taromloo MK (2010) The effects of previous abdominal operations and intraperitoneal adhesions on the outcome of peritoneal dialysis catheters. Peritoneal dialysis international: journal of the International Society for Peritoneal Dialysis 30: 41–45.
  7. Mari G, Scanziani R, Auricchio S, Crippa J, Maggioni D (2017) Laparoscopic Surgery in Patients on Peritoneal Dialysis: A Review of the Literature. Surgical innovation 24: 397–401.
  8. Kakuda M, Kobayashi E, Tanaka Y, Ueda Y, Yoshino K, et al. (2017) Total laparoscopic hysterectomy for endometrial cancer in a renal transplantation patient receiving peritoneal dialysis: Case report and literature review. The journal of obstetrics and gynaecology research 43: 1232–1237.
  9. Lew SQ, Chernofsky MR (2016) Uninterrupted Peritoneal Dialysis after Robotic-Assisted Total Laparoscopic Hysterectomy. Peritoneal dialysis international: journal of the International Society for Peritoneal Dialysis 36: 349–350.

Is Metformin a Drug or a Buffer and why is this Significant? Further Evidence that the Brain Regulates the Autonomic Nervous System, in Particular Prevailing Levels of Intercellular pH

DOI: 10.31038/EDMJ.2018243

Abstract

This paper builds upon a body of research which illustrates that the main function of the brain is to modulate the coherent function of the organ networks more commonly known as physiological systems and hence ensure our optimum physiological stability and function. The aim of this article is to further develop this hypothesis and illustrate examples which support it.

Moreover the existence of the neurological paradigm i.e. the mechanism by which the brain regulates the coherent function of the physiological systems, by comparison to the contemporary biological paradigm, illustrates fundamental conceptual limitations of biomedicine and, in particular, of the most widely used diabetes drug metformin; in particular that at normal dosage metformin does not appear to function as a drug but instead as a biological buffer which regulates plasma pH at indicatively 6.9–7.1 thereby adversely changing plasma pH to a level which, for many, ensures that their diabetes persists for as long as they are taking this medication and which for the obese may defer the progression of more severe diabetic comorbidities.

Such an observation requires a fundamental rethink of what exactly is diabetes and has significant implications re what is diabetes, how it should be measured, and how it should be treated i.e. by dealing with the neurological origins of the condition or by treating the biomedical consequences, or by a combination of both approaches.

Keywords

stress, genotype, phenotype, autonomic nervous system, physiological systems, mathematical model, metformin, pH, acidity

Introduction

Stress is experienced through the senses, alters sense perception, and is often manifest as a myriad of pathological symptoms. This illustrates that the brain is intimately involved in the regulation of the body’s biochemistry [1]. Moreover that there are pathological changes at the molecular level indicates that there must also be changes at the cellular level, changes to the structure and function of organs, and also to the coherent function of the organ networks which are more commonly known as the physiological systems.

Medical research provides us with a range of biomedical indicators which can be used to characterise the patient’s health however a GP’s training, and their examination of their patient(s), is based upon a rudimentary understanding of the physiological systems.

  • The relationship between brain function and pathological onset has been extensively studied by clinical psychologists who recognise that stress causes pathological onset [1] i.e. exposure to stress, by magnitude or longevity, influences the stable and coherent function of the physiological systems.
  • Cognitive psychologists have recognised that changes of sense perception, in particular of colour perception, have pathological significance [2,3].
  • Neurologists increasingly recognise that there is a link between pathological onset and the EEG frequencies i.e. the synchronous and coordinated operation of the brain [4]. Although the link is recognised it remains experiential i.e. the fundamental relationship remains poorly defined * (see Note 1).
  • Sports physiologists recognise that the brain continuously regulates and adjusts the stable and coherent function of the body systems [5]. Accordingly ‘what are the nature of these physiological systems? [6]’ and ‘why is this so significant? [7,8]?’

That there is a feedback mechanism from the visceral organs to the brain is the fundamental basis for modern medicine and/or pharmaceutics (see figure 1) and, in particular the delivery of psychotropic substances to the brain. It also serves to explain how the various acupuncture modalities stimulate the network of acupuncture points/meridians, release endorphins which, in turn, and influence the coherent function of the neural components in the brain.

*Note 1: the author is CEO of Mimex Montague Healthcare: a company devoted to the commercialisation of the first technology (Strannik) to be based upon a precise and sophisticated mathematical model of how the brain regulates the autonomic nervous system and physiological systems.

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Figure 1. The Structural Nature of the Autonomic Nervous System

The problem faced by biomedicine is that it has developed a range of experientially derived markers in order to characterize various medical conditions e.g. the measurement of HbA1c, LDL and/or HDL cholesterol, etc; however such markers are the consequence of autonomic dysfunction and the failure of the brain to regulate the coherent function of the autonomic nervous system and physiological systems; and are often convenient compromises which contrast with the basic pathological processes involving (i) the rate of expression of particular proteins arising from the coherent function of a number of genes (genotype); and (ii) the rate at which the expressed protein in its reactive coiled form reacts with its reactive substrate (phenotype/the stress response). In addition, medicine has characterized the stress response – deviations from homeostasis of the autonomic nervous system – as the sympathetic nervous system and as the parasympathetic nervous system; and has also embraced genetic screening. Both are entirely logical and useful observations if considered fully i.e. the autonomic nervous system covers how the brain reacts to stress and alters normal biological processes with subsequent onset of changes to cellular and molecular biology i.e. pathological onset; however the focus upon genetics covers only an estimated 5–10% of pathological onset whereas phenotype (lifestyle/environment/the stress response) – upon which biomedicine is based – is responsible for the remaining 90–95% of pathological onset.

Biomedicine is completely dependent upon understanding, manipulating, and masking and/or otherwise modulating the function of the autonomic nervous system i.e. with the exception of antibiotics it often treats the physiological consequences of autonomic dysfunction rather than its cause(s). See Figure 1.

Behavioural psychologists have recognised that a person’s behavioural characteristics are influenced by their genetic profile [9]. If so, it follows that their behavioural, psychological and/or psychoemotional profile(s) must also be influenced by pathological onset i.e. their genotype AND phenotype (see figure 1). It follows therefore that the administration of drugs must materially influence how a person functions, thinks, etc. This has been referred to and/or variously recognized as their rationality and emotionality [10].

Various types of behaviours have been linked to genetically expressed proteins and hormones e.g. leptin, insulin and ghrelin are associated with feelings of appetite, hunger and satedness; therefore the extent of these behaviours must be associated with the rate of genetic expression of the particular protein or hormone (genotype) which is responsible for the particular behaviour and/or the rate at which the protein or hormone subsequently reacts with its reactive substrate(s) (the stress response/phenotype) [11]. This blurs the conventional distinction between the function of the brain and the function of the body/visceral organs i.e. both function in a biodynamic relationship.

Moreover, that genotype and phenotype are components in cells and organs in physiological systems which perform a physiological function illustrates how pathological onset must to some extent influences particular functions and associated thought patterns. For example emergent pathologies in any of the organs in the system which regulates sleep e.g. the brain, spinal cord [12], ears [13], nose [14], adrenal and thyroid glands; will influence the quality and quantity of sleep.

In addition, one person’s behaviour (sensory output) can be another person’s stress (sensory input) [15].

If we do not have good quality, or sufficient, sleep this may often disrupt our feelings of appetite, hunger and satedness to the extent that we become overweight or obese which influences our speed of action i.e. our vitality, function, and ultimately the state of our physiological and mental health. There is a biodynamic and structural relationship between the function of the brain, the senses [16–18] and molecular biology in which the brain regulates the coherent function of the organ networks which subsequently results in both genetic and phenotypic changes; and that emergent genetic and/or phenotypic changes influence brain function (which explains how psychotropic drugs influence brain chemistry and often results in changes of systemic stability e.g. of blood glucose levels, weight gain, etc). On the one hand, stress [1] influences how the brain regulates the body’s function and results in pathological onset (phenotype) and; on the other hand, how pathological and biological changes, perhaps introduced by gene-altering moieties, influence brain function.

In the case of diabetes, pathological onset in a wide range of physiological systems e.g. sleep [19], sexual function, pH [20], blood pressure [21], blood volume; each of which contributes to instability in the system which maintains optimal blood glucose levels [22]; and of pathological onset in the pancreas but also in the adrenal [23], pituitary [24], and thyroid glands [25]; kidneys [26], liver [27], small intestine [28], brain [28], and sexual organs [29]; influences blood glucose levels and thereby contributes to the onset of what is commonly known as diabetes mellitus. This supports the earlier observation that the regulation of blood glucoseis that of a neurally regulated physiological system which incorporates the maintenance of plasma pH at typically 7.35–7.45 [30], and the optimisation of blood glucose levels within normal regulated parameters of indicatively 4–8 mmol/litre.

The issue is further complicated by considering whether diabetes has genetic origins (type 1) or non- genetic origins (type 2) or a combination of both genotype and phenotype ** (See Note 2) i.e. which if misdiagnosed will influence the selection of therapeutic approach [31].

**Note 2: reduced expression of protein (genotype) is effectively a measure of physiological capacity whilst reduced protein reactivity (phenotype) is effectively a measure of psychophysiological demand i.e. the body becomes progressively less able to function if the level of psychophysiological demand exceeds the supply of a particular component. Every medical condition must therefore, to some extent, comprise a combination of genotype and phenotype.

Accordingly, the diagnosis and measurement of diabetes and diabetic comorbidities should determine whether pathological onset in any of these and/or other systems and organs materially contributes to unstable or abnormal blood glucose levels [32].

This raises a number of issues regarding the etiology of diabetes, the techniques used to measure diabetes, and the effectiveness of drugs used to treat diabetes. Furthermore, the onset of Diabetes is often accompanied by various comorbidities including depression [33–35], cardiovascular pathologies [36–39], kidney disease, cancer(s) [40], etc.

Current diagnostic methods are unable to precisely determine the onset of pre-diabetes, to determine the fundamental causal factors which are responsible for the onset of diabetes. They measure blood glucose levels – effectively seeking to establish how effectively the brain is regulating the level of the physiological system blood glucose i.e. they consider blood glucose as a molecular marker rather than a measure of systemic stability [21] and that type 1 and type 2 diabetes are separate conditions when both exist as comorbidities – which can often lead to misdiagnosis [41]; and there are no current tests (see Note 1) which are able to define, in significant detail, the complex correlates of what is now considered to be type 3 diabetes [42] yet which is the onset of the complex multi-systemic progression of the chronic condition [43,44].

The tests used to diagnose diabetes have significant limitations [41–49] e.g. blood glucose test results can vary according to sample storage temperature; exposure of samples to sunlight, pH; levels of Haemoglobin (in most situations the test is based upon the observation that only 60–80% of the available Hb is glycated); HbA1c test results may be ca 40% irreproducible after one month [42]; whilst the accuracy of the test is poor in hypoglycaemia e.g. the true frequency of hypoglycaemia is often difficult to determine [43]; and increases with hyperglycaemia.

Erroneous results are associated with a wide range of factors e.g. opiate addiction, alcoholism; levels of iron, vitamin B9 (folate), B12, C and E; medications e.g. dapsone, antiretrovirals, methylene blue, phenacetin, nitrites, salicylates, etc; and a range of medical conditions including liver disease, splenectomy, hysterectomy, rheumatoid arthritis, lymphocytic leukaemia, haemolysis, hyperbilirubinaemia, hypertriglyceridaemia, haemodialysis, etc. If taken to its logical and exhaustive conclusion i.e. checking patients for such issues, this leads to a situation of enormous complexity and cost.

The Limited Success of Diabetes tests and Drugs

It is an inescapable observation that the incidence of diabetes continues to increase throughout the world. In 2005 333 million persons were recorded with diabetes and by 2015 this had increased to 435million.

Medicine evolved over hundreds of years during which many different techniques have been used to treat the patient, sometimes with disastrous outcomes. It is an experiential paradigm. By the 19th and early 20th centuries modern medicine i.e. the doctor’s physical examination and/or consultation, was based upon a rudimentary understanding of the physiological systems. Indeed it remains the case that the doctor will often seek in his consultation to establish the stability or otherwise of the patient’s physiological systems in their forensic efforts to establish what ails the patient e.g. by measuring body temperature, pH of their urine, whether the patient’s excrement is well formed, whether the patient’s posture is satisfactory, their blood pressure, blood glucose, heart rate, temperature, etc.

By the early-mid 20th century the advent of biomedicine originated out of the realisation that drugs could be delivered which could eradicate a bacterial infection, that insulin could be used to treat diabetes, that some herbal medicines had medicinal properties, etc. This has led to the proliferation of biomedical test methods which, it is assumed, can be used to characterise the patient’s health and hence select an appropriate drug treatment. Such an observation assumes that the measured parameters are the cause of the condition – it follows the precedent set re bacterial infection and antibiotics – however research conducted in the late 20th and early 21st century have questioned the fundamental basis of this assumption e.g. (i) If someone is stressed as a result of a bereavement the symptoms arising from the stress are merely the consequence of this problem, not its cause. The symptoms will recede when the stress is managed by the patient. (ii) If someone eats and drinks too much of the wrong things and becomes diabetic and obese ‘why do we think that giving a drug will stop them being diabetic or obese?’ Becoming diabetic and/or obese is the consequence of eating and drinking too many of the wrong things. If we give a drug to treat diabetes and/or obesity this will have very little effect upon their health and will merely delay the date when more significant, invasive and costly interventions are required unless the patient reduces their calorific intake. The biomedical consequences of the problem have been widely researched however the neurological origins of the problem remain poorly researched.

Moreover the steadily increasing numbers of diabetic and obese patients, despite the immense amounts of medications which have been administered over the last 25–50 years, have done little to address the problem [50–53]

“there is no conclusive evidence that improved glucose control with oral agents leads to a decrease in the complications of type 2 diabetes.[53]”

If diabetes and the occurrence of diabetic comorbidities and complications continues to escalate, as is clearly the case, it appears reasonable to question the effectiveness of diabetes medications i.e. (i) Are diabetes medications merely masking the incidence of diabetes? (ii) What are the numbers and/or % of patients being successfully treated by medications i.e. who are no longer considered to be diabetic? (iii) Are diabetes medications merely masking diabetes until the emergence of diabetic comorbidities of ever greater complexity and cost? and (iv) What are the fundamental issues responsible for the ever-increasing levels of diabetes? Is it due to calorific control i.e. the balance between calorific intake and energy expenditure, as most people now recognise?

Perhaps the issues are most glaringly exposed by recognising the limitations of the biomedical tests which are used to diagnose a particular medical condition and which lead to claims of misdiagnosis; the adverse use of drugs which lead to claims of misprescribing; and more generally the limitations of biomedicine and healthcare; arising from inadequate etiology of many medical conditions due to the rigid adherence to the reductionist principles upon which the biomedical paradigm is slavishly based e.g.

  1. The idea that one gene produces one protein – upon which the genetic paradigm was originally based – is a discredited concept. In most cases many genes cooperate in the expression of a particular protein. There are few, if any, examples whereby only one gene is responsible for the expression of a single protein.
  2. That the chemical structure of the genes explains the expression of a particular protein. Replacing a gene by gene editing techniques often has very low levels of success therefore a broader phenomenon, including gene morphology, has to be taken into account [54].
  3. That a particular protein reacts with another protein or substrate ignores the complex range of factors which influence this process and determine the rate at which this reaction proceeds e.g. pH, levels of essential minerals, the coiled or uncoiled nature of proteins [32], and their reactive substrates, etc;
  4. That the body’s inorganic chemistry is largely ignored in favour of considering mainly its biology [55] yet the prevailing levels of essential minerals clearly influence genetic expression, the rate at which coiled proteins react with their reactive substrates, metabolic rate;
  5. That the body’s function proceeds independently of the brain, upon which biomedicine is based, is now recognised to have significant limitations [7]. The brain functions as a neuromodulator.
  6. The significance of the body’s physiological systems [56] i.e. of body temperature, osmotic pressure, rate of blood circulation, blood viscosity; influence the body’s function;
  7. How stress – either as a psychological or psychophysiological phenomena – adversely influences the body’s function [57] and, in particular, autonomic stability;
  8. The influence of protein coiling/uncoiling [58] and/or the photostimulating effect of light [59] i.e. proteins are visually active. Light provides the energy which raises proteins to their reactive state and enables the protein to react with its reactive substrate.

Consequently, irrespective of the cause(s), the health services are faced with an epidemic of diabesity which is resulting in ever greater demand for the most expensive interventions i.e. cancer treatments [60], cardiac interventions, bariatric surgery, prostate cancer interventions [61–62], etc.

Metformin is Eliminated Unmetabolised

The most commonly prescribed anti-diabetes medication is metformin yet it is eliminated from the body almost completely unmetabolised. It is the most widely prescribed medication for diabetes yet the evidence to support its use is elusive [63] and suggests that it is not a drug. Indeed, if it were a drug it would be metabolised! Despite this observation various novel and elegant pathways have been proposed [64,65]. Nevertheless the generally accepted mechanism of metformin’s effect is that it stimulates Adenosine Monophosphate (AMP)-Activated Protein Kinase (AMPK) i.e. AMPK is directly activated by an increase in AMP:ATP ratio in metabolic stress conditions including hypoxia and glucose deprivation.

Drugs depend upon the autonomic nervous system for their effect therefore understanding how the autonomic nervous system functions and, in particular, is regulated will lead to a greater understanding of diabetes and thereby explain how metformin influences the function of the autonomic nervous system by a mechanism which does not ‘directly’ act upon the function of the autonomic nervous system and, in particular, its biology.

The body is regulated to function at a plasma pH of 7.35–7.45 however this applies mainly to the adult population, and less to young children, the elderly, and/or many who have chronic autonomic dysfunction. Irrespective, maintenance of pH is one of the body’s essential functions [20] and is carried out by a network of organs, a physiological system, involving the coherent function of the brain, pituitary gland, thyroid gland, adrenal glands, liver, pancreas, blood and peripheral blood vessels, lungs and bronchi, skin, stomach, duodenum, small Intestine, large Intestine, kidneys.

Accordingly, deviations from optimal pH are indicative of the stress response commonly known as the sympathetic nervous system.

Long-term or large magnitude exposure to conditions which elevate the sympathetic nervous system e.g. to psychological or psychophysiological stress; leads to the situation whereby the brain often considers the elevated state, of autonomic dysfunction, to be the stable ‘chronic’ state. It is an acidifying process which lowers plasma pH [20]. So too is excess weight – the weight being largely comprised body fat (the accumulation of fatty ‘acids’ e.g. triglycerides, glycated proteins, etc). As we age we become physically less active and less able to eliminate CO2 (which binds with water to form carbonic acid).

We consume carbonated and acidified (often acidified with phosphoric acid) beverages, and alcoholic beverages which are, directly or indirectly, acidifying; demineralise the body of essential minerals; and influence the metabolic rate of all body systems. These are some of the fundamental factors which influence the stable function of the autonomic nervous system and are ultimately expressed as a plethora of lifestyle-related pathologies.

This is significant because Metformin appears to exhibit the characteristics of a biological buffer or secretagogue i.e. a chemical which ‘secretly’ influences metabolic processes.

It is a biguanide with the chemical structure (CH3)2–N–C(=NH)–NH–C(=NH)–NH2

EDMJ 2018-113 - Graham Wilfred Ewing UK_E1

Metformin is not metabolised in the liver, does not bind to proteins to any significant extent, is eliminated in urine in an almost completely unmetabolised form [66] and has a pKa value of 12.33 [67]. The pH of a 1% aqueous solution of metformin hydrochloride is 6.68 therefore the pH of an 0.1% solution can be expected to be more typically in the range 6.9–7.1.

By contrast other diabetes medications e.g.

Glimepiride

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Glibenclamide

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Glipizide

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Gliclazide

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are extensively bound to proteins and metabolised in the liver. It is considered that they stimulate the production of insulin, which reduces plasma levels of blood glucose, and enhances insulin reactivity [68]; however sulphonyl urea drugs are ineffective on patients with type 1 diabetes. If so the main effect is more likely to be to enhance the reactivity of insulin, perhaps by elevating pH and/or enhancing the levels of coiled reactive insulin [69,70] i.e. reducing insulin-resistance; rather than stimulating the expression of insulin.

Note 3: insulin is a polar substance which is characterised by –COOH and –NH2 groups. Accordingly it’s structure and function is pH dependent. At neutral pH it is a coiled protein however the degree of coiling starts to change as pH declines.

One report highlighted that there was no conclusive evidence of efficacy of this new generation of anti-diabetes medications [71] and questioned the focus of metformin upon the management of blood glucose levels whilst another [72] indicated, paradoxically, that all of the drugs were equally good at lowering glucose and were better than diet alone; but that despite lowering blood glucose levels the patient’s weight increased (typically – over the study period – a 5kg weight gain with sulphonyl ureas, a 7kgs weight gain with insulin, and a 1 kg weight gain with metformin) which is quite extraordinary when considering that >90% of type 2 diabetes is considered to be due to excess weight and that the use of metformin is to assist patients to manage their blood glucose levels and their weight.

The most widely accepted explanation is that sulphonyl ureas bind to ATP-sensitive K (Katp) channels which has the effect of preventing the departure of potassium, opening calcium channels, which leads to increased secretion of insulin. Moreover the ratio of ATP to ADP is a Magnesium dependent reaction [73,74], and levels of Mg are largely pH dependent, therefore the ratio of ATP to ADP must also be pH dependent.

These diabetes medications exhibit a minor structural similarity to biological buffers [75] which exert a buffering effect upon biological systems however with metformin this structural similarity is most striking. The idea that metformin functions as a buffer is intriguing. It is a very stable molecule in which there is a core with delocalised electrons across five nitrogen atoms whereas the sulphonyl ureas have a core -C6H4-SO2-NH-CO-NH- structure which is intrinsically more reactive. This is intriguing because [68] some researchers argue that the levels of the sulphonyl urea, glibenclamide, are too low to explain the drug’s effect. Is it conceivable therefore that such drugs have a mild buffering effect before being metabolised and binding to ATP-sensitive K (Katp) channels?

The body is buffered by three individual buffers: the carbonic Acid/bicarbonate buffer exuded by the pancreas into the duodenum which maintains pH at levels which maintain the bioavailability of Zn (also Magnesium, Calcium and Chromium) and hence facilitates the release of CO2 by carbonic anhydrase in the lungs and bronchii, and neutralises excess stomach acidity, thereby ensuring appropriate digestive motility in the intestines; the phosphate buffer system which neutralises excess alkalinity in the intercellular environment; and the protein buffer system which helps to neutralise intercellular acidity. Each acts upon different species and thereby influences the normal regulated level of plasma pH. Accordingly, it is entirely plausible that various drugs have a mild and temporary buffering effect (until metabolised) due to their unique chemistry which, for example, influences the levels of microbiotic species in the intestines [76]. Moreover several chemotherapy drugs are co-administered with Sodium Bicarbonate [77] – which is also used to treat severe ketoacidosis [78–80]. If so, how much of the effect of the drug is actually due to the effect of the bicarbonate?

There has been a heated debate over this issue for decades since the publication of texts promoting the use of sodium bicarbonate as a therapeutic modality yet the body eliminates acidity via the kidneys and urine [81–83], skin [84], lungs and saliva. Excess acidity is associated with obesity/excess body fat, metabolic syndrome, the consumption of alcoholic and acidic beverages, stress, etc. To illustrate the point: urine with acidity <5.5 is often encountered in type 2 diabetes patients [81–83]. See Note 4.

Note 4: pH is used as a measure of the hydrogen ion concentration. pH= -log10[H]. It should be noted that pH7 is equivalent to zero hydrogen ion concentration; pH6 is therefore equivalent to 10, and pH5 to 100. Accordingly the use of pH – by 1unit – can overlook the actual increase of acidity and its biochemical significance. That the body favours a pH of 7.35–7.45 illustrates that it prefers a low level of hydroxyl ion concentration i.e. that hydrogen ion concentrations are inherently pathological.

Metformin exists as hydrophilic cationic species at physiological pH whereas sulphonylurea drugs are insoluble anionic species. The pKa of 11.5 (and 2.8) makes metformin a stronger base than many other drugs [see Table 1], which conceivably explains why lactic acidosis occasionally occurs after the administration of metformin, and is characterised by decreased plasma pH, associated electrolyte disturbances, etc [85]. It does not stimulate insulin secretion, or cause hypoglycemia or hyperinsulinemia which are common side effects associated with other antidiabetic drugs [86]. It increases glucose metabolism, increases insulin reactivity/signaling, decreases fatty acid and triglyceride synthesis, and increases fatty acid metabolism. It may also increase glucose metabolism in peripheral tissues [87], reduce appetite, and reduce glucose absorption in the intestines. If taken with alcohol, or a sulphonylurea, metformin could trigger a ‘hypo’glycaemic event.

Table 1. pKa values of Common Diabetes Medications Acidic Basic

Acidic

Basic

References

Metformin

11.5

2.8

https://www.drugbank.ca/drugs/DB00331[67]

Glibenclamide

4.32

-1.20

https://www.drugbank.ca/drugs/DB01016

Glimepiride

2.23

-0.36

https://www.drugbank.ca/drugs/DB00222

Glipizide

4.32

-0.059

https://www.drugbank.ca/drugs/ DB01067

Gliclazide

4.07

1.38

https://www.drugbank.ca/drugs/DB01120

If, as outlined in this paper, metformin acts as a buffer which influences plasma pH, typically in the range of 6.9–7.1*, it can be expected to have a differential effect between the normally functioning and healthy patient, in particular between the pre-diabetic patient, the typical type-2 diabetic, and the heavily type 2 diabetic and/or obese patient i.e. with patients who have levels of plasma acidity which is above or below the pH of metformin.

It is not possible to give clear delineations between diabetic patients. The precise level of plasma pH which accompanies their diabetes differs for many reasons e.g. the amount of food consumed, the nature of the food consumed, the level of daily exercise, what they drink, how much they drink, their exposure to stress, etc. Figure 2 is meant only to illustrate the point raised in the text i.e. that metformin can reasonably be expected to worsen type 2 diabetes in the prediabetic and improve the management of diabetes in the severely diabetic and obese patient but also that metformin does not, and cannot, relieve a patient of their diabetes and hence should not therefore be considered to be a long-term solution.

EDMJ 2018-113 - Graham Wilfred Ewing UK_F2

Figure 2. Prevailing levels of pH in the Diabetic patient/expected influence of Metformin

There is increasing interest in the use of metformin, a drug commonly used to lower blood glucose levels and treat diabetes, as a drug for the treatment of heart disease [88,89] e.g. to lower systolic BP in prediabetic and obese patients, cancer [90–93], and immunoregulation; improve the management of PCOS [94], depression [95], schizophrenia [96], dementia and the anti-aging process, suicide and alcohol-related matters; yet despite its widespread use – it is the major drug for the treatment of type 2 diabetes – the etiology of this drug remains poorly defined.

Metformin worsens the occurrence of prostate cancer [97] yet improves outcomes in colorectal cancer [98]. This is intriguing because if, as stated earlier, metformin buffers plasma at an estimated pH of 6.9–7.1 it stimulates the stress response i.e. the sympathetic nervous system, and thereby contributes to pathological onset in the pre-diabetic patient but lessens the stress response in the diabetic [99] and in diabetic comorbidities including cancer [40,100–102].

Discussion

The etiology of metformin appears to be marked by contradictions which are difficult to explain if metformin is considered to be a drug which acts upon a specific pathological process; however metformin has numerous applications which illustrates that it has a broad spectrum of activity, more typical of a systemic level intervention rather than as a solely biological intervention i.e. as a biological buffer regulating pH, rather than that of a drug.

As illustrated in the earlier research metformin does not stimulate insulin secretion or cause hypoglycaemia or hyperinsulinemia [88]. It reduces glucose levels by increasing the activity of insulin [87], reduces the absorption of glucose from the intestines, and reduces the glycation of plasma proteins. Such observations are consistent with metformin’s mode of action as a biological buffer and with pH being a neurally regulated physiological system which regulates plasma acidity at a normally regulated pH (indicatively 7.35–7.45 in the adult male) and which is adversely influenced by pathological onset which alters brain function, the stable and coherent function of the physiological systems, and subsequently the normal regulated function of the organs in each physiological system, and the cellular and molecular processes therein which are manifest as inflammatory processes [103]. This conceivably explains the often contradictory observations associated with metformin i.e. how it can be effective in one set of patients and yet by ineffective or damaging to another subset of patients. One subset has a higher level of intercellular acidity whilst the other subset has a lower level of intercellular acidity.

Metformin stabilises plasma acidity at indicatively 6.9–7.1 so (i) for patients with pre-diabetes and plasma acidity in the range 6.9–7.1 to 7.35–7.45 the administration of metformin enhances their predisposition to diabetes i.e. instead of being prediabetic they can be expected to develop the symptoms of diabetes; (ii) for patients with plasma pH indicatively 6.9–7.1 there is likely to be little effect; however (iii) for patients with much greater levels of diabetes i.e. plasma acidity below pH 6.9, which are characterised by high levels of diabetes markers e.g. blood glucose and HbA1c levels, their prevailing level of plasma pH will be increased to circa 6.9–7.1 and they can be expected to exhibit lower levels of diabetes markers e.g. blood glucose, HbA1c. Their insulin resistance (and also leptin resistance and ghrelin resistance) [32] will decline and they will have more normal appetite and satedness, and be less hungry.

This highlights the need for a more complete and rigorous scientific understanding of how the body regulates its functions [103] which can be applied to improve the quality of healthcare and thereby reduce misdiagnoses, misprescribing of drugs, unnecessary prescribing of drugs, etc. Indeed this limited understanding leads to a wide range of misconceptions e.g. which lead to the use of anti- depressants and induce weight gain [104]; which reduce heart rate in order to reduce blood pressure but subsequently have the knock-on effect of effectively reducing metabolic rate and leads to the effect which the drug was intended to prevent – weight-gain [105, 106] and the onset of diabetic comorbidities, in particular cardiovascular disease(s); the use of bariatric surgery and complications which arise therefrom [107, 108]; the occurrence of cancer [109], etc.

Acknowledgement

The author recognises the contribution of the many researchers who through their research have made this article possible, in particular Dr Igor Gennadyevich Grakov, developer of the Strannik technology; and encouragement by Dr Syed Hasan Parvez, Professor Paolo Pozzilli, Professor Shahidul Islam and others.

Abbreviations

EEG: Electroencephalograph, GP: General Practitioner, HbA1c: Glycated Haemoglobin.

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Klinefelter Syndrome in a Patient with Type 1 Diabetes and Growth Arrest: An Atypical Combination

DOI: 10.31038/EDMJ.2018242

Abstract

Klinefelter Syndrome (KS) occurs in about 1 in 1,000 males. Affected individuals with this condition have an additional X chromosome or 47, XXY. Clinical findings are usually not evident at birth and are non-specific such as tall stature, learning disabilities and gynecomastia during childhood. Diagnosis is commonly made in adulthood when they present with infertility or gynecomastia. Tall stature is also one of the most common findings in affected individuals. Patients are also at increased risk of developing autoimmune conditions such as type-1 diabetes, thyroiditis and rheumatological disorders. We present a case of a patient with type-1 diabetes subsequently diagnosed with Klinefelter syndrome after presenting with growth arrest. Physical exam revealed testicular volume of 5ml bilaterally with sexual maturity rating of 5. This emphasizes the importance of pubertal exam in every adolescent patient.

Introduction

Klinefelter Kyndrome (KS) occurs in about 1 in 1,000 males. Affected individuals with this condition have an additional X chromosome or 47, XXY. Clinical findings are usually not evident at birth and are non-specific such as tall stature, learning disabilities and gynecomastia during childhood. Diagnosis is commonly made in adulthood when they present with infertility or gynecomastia. Patients are also at increased risk of developing autoimmune conditions such as type-1 diabetes, thyroiditis and rheumatological disorders. We present a case of a patient with type-1 diabetes subsequently diagnosed with Klinefelter syndrome after presenting with growth arrest.

Case

Informed consent: No patient identifiers will be included in this paper. Patient is not part of any experiment. Patient is a 15 year old Hispanic male with type-1 diabetes since he was 7 years of age. He has been followed in Diabetes clinic since diagnosis. Patient’s diabetes has been poorly controlled with a hemoglobin A1c of 9%-10% over the past 2 years. During regular diabetes follow up, growth velocity was noted to have slowed down to 1–2 cm/yr. Previous growth velocity was noted to be 5–6cm /year (Figure 1). Pubertal exam revealed testicular volume of 5 ml bilaterally with sexual maturity rating of 5 for pubic hair. Over the previous year, there had been no progression in testicular size. On physical exam, the patient was found to have minimal acne and no gynecomastia. Upper to lower segment and arm span were within normal limits. Laboratory work up revealed FSH of 31.3 MLU/ML (1.5–14), LH 12 MLU/ML (1.4–7.7) and testosterone of 358 ng/dL (194–783). His IGF-1 level was normal at 292ng/mL (102–520). A bone age was read as 15 years old which was consistent with the chronological age of 15. Chromosomal analysis showed each cell contained XXY (Figure 2). On further review with the family, mom reported patient to be having difficulties in school as well as difficulties with managing his insulin pump. The patient also appears to be introverted with difficulty in communicating and this has negatively affected his grades in school.

Discussion

Clinical features of KS are usually caused by testosterone deficiency such as decreased facial hair, gynecomastia and microphallus. Men with KS also tend to have small testicles and infertility. In children, work up is usually done in patients with tall stature and gynecomastia in combination with a learning disability. Although tall stature, with slender body habitus is one of the most common clinical finding of patients with KS, some uncommon variants are associated with short stature (49 XXXXXY, isochrome Xq) [1]. Few reported cases of KS has been reported in patients with short stature due to growth hormone deficiency [1,2]. These patients presented pre-pubertal. KS is usually not diagnosed until adolescence or adulthood when men present with effects of hypogonadism or infertility. Patients with KS are frequently able to initiate puberty. However, pubertal arrest happens as testosterone level declines towards mid to late puberty [3,4]. In most cases, the most important therapeutic measure is testosterone supplementation. Testosterone replacement therapy not only help stimulate male pubertal development, improve sexual function and increase bone density, but it also produce in KS-associated increased risk for metabolic syndrome and cardiovascular disease [5]. Early diagnosis is vital for patients’ quality of life and better medical treatment.

EDMJ2018-110- Jacqueline Chan USA_F1

Figure 1. Patient’s growth chart showing decrease in growth velocity

EDMJ2018-110- Jacqueline Chan USA_F2

Figure 2. Patient’s karyogram showing 47XXY

We report a case of unusual presentation of 47 XXY Klinefelter Syndrome with growth arrest as well as Type-1 diabetes. This emphasizes the importance of pubertal exam in every adolescent patient.

Authorship Contribution

Dr J Chan wrote the manuscript.

Dr C. Boucher Berry reviewed and edited the manuscript

References

  1. Bahíllo-Curieses MP, Fournier-Carrera M, Morán-López J, Martínez-Sopena MJ (2011) Klinefelter syndrome and short stature: an unusual combination. Endocrine 39 3: 294–295.
  2. Ramesh, Jayanthy, Mudiganti Nagasatyavani, Javvadii Venkateswarlu, Jakka Nagender (2014) An Unusual Combination of Klinefelter Syndrome and Growth Hormone Deficiency in a Prepubertal Child. Journal of Clinical Research in Pediatric Endocrinology 187–189.
  3. Simpson, Joe Leigh, Felix De La Cruz, Swerdloff RS, Carole Samango-Sprouse, et al. (2003) Klinefelter syndrome: Expanding the phenotype and identifying new research directions. Genetics in Medicine 5: 460–468.
  4. Bonomi M, Rochira V, Pasquali D, Balercia G, Jannini EA, et al. (2016) Klinefelter syndrome (KS): genetics, clinical phenotype and hypogonadism. Journal of Endocrinological Investigation 40: 123–134.
  5. Vignozzi L, Corona G, Forti G, Janini EA, Maggi M (2010) Clinical and Therapeutic Aspects of Klinefelters Syndrome: Sexual Funtion. Molecular Human reproduction 16: 418–424.

Customer Requirements for Natural Food Stores – The Mind of the Shopper

DOI: 10.31038/NRFSJ.2018113

Abstract

Consumer acceptance of natural or organic food products are a widely researched area due to its increasing importance to public health and economic/personal wellbeing. Their positive effects have been identified and introduced by several authors and studies, however, the hardest task is always to get reliable knowledge about consumer minds. Getting information about the key factors driving consumer decisions about natural products may help producers and authorities creating better products and increase the consumption of natural products. The presented study introduces a new methodology, a new science, which gives a straightforward workflow and easy-to-interpret results about consumer minds. This new science, called Mind Genomics, uses simple questions (silos) and answers (elements) to create theoretical situations (vignettes) which are rated by respondents recruited online. Three distinct clusters, or mind sets, were found, each having a special mind genome about natural food products. Mind-set C1 (It’s all about the food) responds to food, food freshness, and everyday low prices. Mind-set C1 is the largest mind-set, comprising more than half of the respondents (28 of 51), and shows the lowest additive constant (8). Mind-set C2 (It’s all about customer focus), is much smaller, about one fifth of the respondents. Mind-Set C3 (It’s about convenience and sales), is also much slower, 12 of the 51 respondents. This group does not really respond to strongly to the special attractions of organic products, whether that be a café which serves the store’s products, or the selection. Mind-Set C3 seems to respond most strongly to price and convenience, as if they are shoppers in a hurry. For them, just make it easy.

Keywords

Organic Food; Consumer Segmentation; Conjoint Analysis; Natural Food; Bimileap

Introduction

In the world of natural foods, personalized nutrition, and health, conversations around consumer packaged goods that focus only on the goods themselves are significantly lacking in context. The key concerns tend to focus on the impact on the individual using the product, the physical characteristic of the product, or, perhaps, the sensory characteristics that can be used for the purposes of messaging and sales. However, when researchers focus solely on the product itself, with little connection to the placement of these products within the store that sells them, or how they fit within the marketplace, significant opportunities are lost.

We know that the food trade is enormous – and good groceries make for big business. In most of the world, people buy food products from stores and either prepare the food themselves or purchase the food ready-to-serve. We also know that there are an increasing number of stores which feature ‘good food’ as the core of their business model. In the United States, for example, we have the very successful Whole Foods chain of stores, with a value high enough to warrant a $13.4B acquisition price when they were purchased by Amazon in 2017. The idea at the time of purchase was that the demand for healthy food was so great that only distribution chains like Amazon’s could bring Whole Foods fully to scale. Market expectations were that the power of Amazon’s global network would drive Whole Foods prices down to a level that made the products they carried (including their own ‘generic’ store-brand) more accessible to an even greater number of consumers. While prices have mostly stayed the same over the past year, the wider impact is that Whole Foods is now joined by an increasing number of other, larger natural foods chains in an ever-expanding market– including stores like Mrs. Green’s, Fresh Thyme, and Trader Joe’s – as they fight for the healthfully-focused consumer [1].

Added to this struggle for the grocery dollar in ‘whole’ and ‘health’ food stores, there is a growing interest in what has been called the ‘locavore’ movement – dedicated to local produce, focused on the aim of eating only what can be procured within a specific mile radius of one’s own home. This has resulted in both an expanded interest in the commodification of farmer’s markets and a growing collection of (both ‘real’ and pretentious) community-supported agricultural ventures (or CSAs). These kinds of specialized market interests were a concern among food systems devotees and food trend analysts for decades, but only since the beginning of the twenty-first century has the conversation entered the mainstream discussions about access to healthy foods as a global health concern. As organizations like the World Watch Institute [2], the distance our food travels is a concern of epic proportions – and what was once a niche market has taken up a much more significant aspect of the global conversation about food, leading more of us to question the assumptions that healthy food is truly healthy, and that food labeled as organic or natural is actually better for you, whether it comes right down the road from your local farmer, or not.

Even with these conversations in play on a much wider scale, researchers in the food industry, especially those focusing on the measurement of physical characteristics of food products (e.g., food scientist, food engineers) or those focusing on the biological consequences of such foods (e.g., nutritionists, physiologists), do not pay attention to the so-called ‘trade, ’ because it does not seem to be relevant to them. There is little mental linkage in the minds of these professionals between the stores where the foods are purchased, and the nature of the people or products that they study.

This study attempts to bridge the gap in one way, looking for the existence of different types of people (mind-sets) who would design a natural-products store. We focus on responses of a small group of respondents (51) to different combinations of descriptions of a natural-food store, with the aim of uncovering just what is important. We move away from food and nutrition, per se, and into the nature of where the food items are sold. In a sense, we bridge the gap between product and sales, focusing on where the sales occur.

Method

In order to understand what is important to the consumer with respect to a natural foods store, we used the method of conjoint measurement [3], which presents respondents with combinations of messages, vignettes, and instructs the respondents to rate each combination on a scale. Rather than having the respondent rate each message in the vignette, we force the respondent to integrate all the information, and assign a single number to the vignette. This approach more typically resembles what a consumer might see in the outside world, namely a combination of elements to which the consumer must respond with a single judgment [4].

Underlying the different combinations, the test stimuli, also called vignettes, lies an experimental design, which dictates the composition of the vignettes. That is, although to a respondent the combinations might seem to have been thrown together haphazardly, the reality is that the vignettes have been selected in such a way as to make sure that the different elements, the messages, appear in a statistically independent way. This statistical independence allows us to apply the method of OLS (Ordinary Least-Squares) regression, to the ratings, and from the OLS estimate the part-worth contribution of each of the elements in the vignette. The respondent may not be able to articulate the reason why she or he assigns a rating to the combination, and in fact may not be able to directly compare the elements in the vignette because they are of different types, but the OLS regression will immediately reveal the contribution.

Forcing the respondent to answer at an intuitive, ‘gut level,’  rather than allowing the respondent to edit the answers to be ‘politically correct’ is becoming an increasingly important benefit of conjoint measurement. With the ever-increasing focus on health, many respondents select the answer that they believe will please the interviewer. By mixing and matching the elements or messages in a vignette, the researcher defeats the respondent’s effort to be politically correct. Faced with 48 vignettes of 3-4 messages, the typical respondent soon stops trying to be politically correct, and simply answers in an intuitive, gut way, more typical of what happens when the respondent is faced with these types of combinations in a non-test situation.

Messages – The raw material

The conjoint approach used here, Mind Genomics [5-7], can be considered to be a set of questions and answers. The specific design comprises six questions which tell a story, shown in table 1. Each question generates six answers, for a total of 36 answers. The answers are short, single-minded thoughts.

Table 1 shows the six questions, and the six answers to each question. The answers or elements deal with a range of topics of the shopper experience, ranging from pricing to professionalism to customer-facing amenities and customer convenience. The key question will be which of these aspects, food versus the shopping experience, will be most important for a natural foods store, where the positioning up front is of a store which is a ‘Natural Supermarket’ (not further defined in the respondent instructions)

Table 1. The six questions which tell a story and the six answers (elements, messages) to each question.

Question A – How are the products priced?

A1

We have everyday low prices

A2

Weekly sales with extra discounts on popular items

A3

We offer a wide variety of items at competitive prices

A4

We always have what you’re looking for in stock

A5

We guarantee the lowest price or it’s free

A6

You can purchase gift cards as a gift for someone special in your life

Question B – What products are stocked, and how can consumers discover them?

B1

A wide range of fresh and high-quality products is available

B2

We restock frequently so we always have what you need

B3

We have both organic and non-organic products available

B4

Fresh produce is delivered daily

B5

Free food samples so you can try before you buy

B6

We have a fresh juice stand so you can be hydrated while you shop

Question C – What is special about the stores?

C1

We have many destinations throughout the country

C2

We’re always nearby and close to your home

C3

All of our stores are powered by solar energy

C4

Special carts for children and toddlers are available

C5

We have special entrances and carts for the disabled

C6

We’re open 24 hours a day and 7days a week

Question D – What are the features of the loyalty program?

D1

The membership to our rewards program is free

D2

We give exclusive discounts and coupons to members

D3

Points earned from shopping never expire

D4

Points can be used for store credit based on out points to dollar system

D5

We reward customers for using recyclable and non-plastic bags

D6

Monthly gifts are awarded based on how much you spent that month

Question E – What are the customer-facing amenities?

E1

Our staff is friendly and always ready to help

E2

Free delivery is available for your convenience

E3

We have an easy and simple return/exchange policy

E4

Free parking is available for our customers

E5

Our staff is updated in nutritional and health benefits of our products

E6

We have a café that serves dishes made fresh from our products

Question F – What makes the store professional?

F1

We support small businesses and local farms

F2

We have a high overall customer service rating

F3

We handle mistakes and recalls in a professional manner

F4

We are serious and efficient in our efforts to ensure quality and service to our customer

F5

We have always passed our health inspections with high marks

F6

We have been successful in the business for 50 years

Creating the Test Stimuli – Combinations of Answers

Mind Genomics uses a basic experimental design, i.e., a set of pre-defined combinations. For this particular study, the experimental design comprised 48 vignettes, each vignette specifying either four answers (36 of the 48) or three answers (12 of the 48), respectively. A single vignette is allowed at most one answer from a question, ensuring that a vignette could not present two mutually contradictory answers from the same question.

Each of the 51 respondents evaluated vignettes (viz., combinations) created by different permutations of the basic experimental design [8, 9]. That is, the same experimental design was used throughout but the specific vignettes changed. The mathematics remained the same. Across of the 51 different permuted experimental designs, each respondent evaluated every one of the 36 answers five times, against different background. In the end, for each respondent, every element appeared five times in the 48 vignettes, and was absent 43 times.

The strategy of permuting the experimental design ensures that the research covers a wide range of alternative vignettes (so-called space-filling), and that there need be no initial knowledge about the topic. In contrast, most conjoint studies of this type create a limited, fixed, number of vignettes. These vignettes are then tested by the respondents. The traditional methods cover very little of the available ‘space’ defined by the many vignettes, relying instead on the precise measurement of the limited number of vignettes that are created.

Figure 1 shows an example of a four-element vignette. In the Mind Genomics studies, no effort is made to connect the elements. The elements are presented as single rows of text, centered and double-spaced. This arrangement makes it easy for the respondent to scan the vignette, visually ‘grazing’ and picking up information that is relevant. Respondents exposed to these types of stimuli find it easy, and not onerous. In earlier efforts, none published; respondents were shown vignettes of these elements, but in paragraph form. The respondents found that format to be difficult, and daunting.

NRFSJ 2018-103 - Howard Moskowitz USA - Revised Version_F1

Figure 1. Shows an example of the vignette for a four-element vignette.

The vignette alone only provides information. It is the job of the researcher to focus the mind of the respondent on a specific issue. In this study the research focused on two issues. The first issue involves interest in shopping at the organic supermarket. The second issue involves the emotion that the respondent experiences. Emotions are becoming a key focus in consumer research [10, 11]. Mind Genomics deals with emotions by linking the emotions to the specific answers, the test messages. Figure 2 presents the two questions. The computer program constructed the vignette, and presented the respondent with the first question, likelihood to shop. The respondent answered the question. Immediately upon transmitting the rating, the Mind Genomics program changed the rating question but kept the vignette, allowing the respondent to rate the vignette on the second question, dealing with emotion.

NRFSJ 2018-103 - Howard Moskowitz USA - Revised Version_F2

Figure 2. The orientation page.

The Classification Questionnaire

At the end of the on-line interview, the respondent completed a self-profiling questionnaire, dealing with WHO the respondent is, and HOW the respondent shops. This data allows us to look at subgroups defined by how the respondents describe themselves. With 51 studies, the classification questionnaire revealed that most subgroups were too small to analyze by themselves, other than males versus females, complementary subgroups that we will consider below.

Running the Study

The respondents were recruited from Amazon Mechanical Turk [12] Mechanical Turk represents a ready pool of respondents, who act as test subjects. They represent a good source of respondents for Mind Genomics studies because the focus of these studies is the discovery of basic mind-sets in the population, linked to a specific topic. A good analogy is the discovery of color primaries, red, yellow, and blue, which can be done from most colored objects, where the objects are multi-colored. One does not need a so-called representative sample to discover these color primaries, although one does need a representative sample to determine the distribution of these color primaries in population of interest. The same logic applies to the ‘primaries’ or mind-sets to be uncovered by Mind Genomics. It suffices for a so-called convenience sample to uncover the nature of these primaries, but not to estimate their distribution in a target population.

The respondents who agreed to participate clicked on a link embedded in the email invitation, and were taken to the first page, the orientation page, shown in Figure 2. The orientation page shows only the name of the study, and then what is expected from the respondent. The important things to notice are:

  1. The only information provided about the topic is the name of the study. This paucity of information is deliberate because we want all the information about the natural supermarket to come from the vignettes that the respondents will evaluate. The words ‘natural supermarket’ is, however, included in every question, to remind the respondent about the context of the question.
  2. The orientation page provides the respondent information relevant to the process. One of the most important sentences in the orientation page concerns the fact that all the vignettes differ from each other. It is a natural thing for respondents to feel that they have ‘seen these vignettes’ before in the evaluation, since the same messages or elements repeat. The sentences assuage this response, often an irritated response.
  3. The orientation page then presents the two rating questions and the answers, but does not explain the meaning of the questions. The lack of explanation is deliberate, to prevent biasing the respondent by possibly leading with expected answers.
  4. The last section tells the respondent the expected time for the interview. This is an important piece of information. Respondents do not like interviews which last a long time. It is better for a respondent to drop immediately when the respondent knows that the interview time is 15 minutes. When the respondent moves through the interview and then drops in the middle, the result is a very disgruntled panelist, who is less likely to participate in the future, in any interview, no matter how short. Telling the respondent that the study will last 15 minutes is simply good research policy in terms of the ongoing relationship with the respondent.

Data Analysis and Results for Question 1 (Likelihood of Shopping)

The fundamental analysis in Mind Genomics is uncovering the relation between the set of the 36 answers, the independent variables, and the rating assigned by the respondent.

First, a Binary transformation is necessary: For each tested vignette, the 9-point rating is replaced by either 0 (ratings 1-6) or 100 (ratings 7-9). This binary transformation traces its heritage to the world of consumer research. Most researchers do not know what the points on the scale mean. The reality in consumer research is that the focus on a simple response, either ‘no’ or ‘yes.’ Managers understand that. The only issue afterwards is to identify the region of the scale corresponding to the ‘no, ’ and complementary region of the scale corresponding to the ‘yes.’ Historically, we have divided the scale into these two specific regions, although on occasion, for countries and respondents who use the upper part of the scale very frequently, the practice may be to divide the scale into two parts as follows: 1-7 transformed to 0, 8-9 transformed to 1. That is not the case here.

A small random number is added to each transformed rating, with the number around 10-5. This random number ensures that the subsequent analysis by regression will not ‘crash, ’ even when the respondent limits the ratings to the low portion of the scale, 1-6, or limits the ratings to the high portion of the scale, 7-9. The random number does not materially affect the results.

The statistical method of OLS (Ordinary Least-Squares) regression is used, which relates the presence/absence of the 36 elements (coded as 1 when present, coded as 0 when absent), to the binary rating. The OLS regression is done at the respondent by respondent level. The OLS regression always ‘runs’ because the experimental design ensures that the 36 answers or elements, our independent variables, are statistically independent of each other, and because adding the small random number to every binary value ensures that there is the requisite variation in the dependent variable.

For each respondent an equation of the form:

Binary Value = k0 + k1(A1) + k2(A2) … k36(F6) is generated.

The corresponding parameters are averaged, either across the total panel, or across the relevant respondents, which for our study will be, respectively, gender (male vs female), and three mind-set segments emerging from the clustering.

Table 2 presents the results for the total panel, and for males versus females. The 36 answers, the independent variables, are sorted in descending order by total.

Table 2. Parameters of the additive model for Natural Supermarket, for Total Panel, and Gender (Male versus Female). The numbers of in the body of the table are the average coefficients from the relevant individuals that the model comprises.

 

Natural Supermarket

Total

Male

Female

Base Size

51

22

29

Additive constant

16

29

5

A5

We guarantee the lowest price or it’s free

34

39

29

B5

Free food samples so you can try before you buy

25

24

26

B6

We have a fresh juice stand so you can be hydrated while you shop

21

20

21

E6

We have a café that serves dishes made fresh from our products

19

14

23

A1

We have everyday low prices

18

12

22

B3

We have both organic and non-organic products available

17

14

20

B1

A wide range of fresh and high-quality products is available

17

6

25

B2

We restock frequently so we always have what you need

17

7

24

A4

We always have what you’re looking for in stock

15

11

18

C6

We’re open 24 hours a day and 7days a week

15

6

21

F6

We have been successful in the business for 50 years

14

8

20

E2

Free delivery is available for your convenience

14

13

15

F4

We are serious and efficient in our efforts to ensure quality and service to our customer

14

8

18

E1

Our staff is friendly and always ready to help

13

4

21

C3

All of our stores are powered by solar energy

13

8

17

D6

Monthly gifts are awarded based on how much you spent that month

12

6

17

A2

Weekly sales with extra discounts on popular items

11

7

13

F5

We have always passed our health inspections with high marks

11

6

14

F1

We support small businesses and local farms

10

2

17

F3

We handle mistakes and recalls in a professional manner

10

8

11

D3

Points earned from shopping never expire

9

5

11

C2

We’re always nearby and close to your home

8

7

9

E3

We have an easy and simple return/exchange policy

8

8

9

F2

We have a high overall customer service rating

8

-1

15

B4

Fresh produce is delivered daily

8

8

7

E4

Free parking is available for our customers

7

4

10

E5

Our staff is updated in nutritional and health benefits of our products

6

5

7

D2

We give exclusive discounts and coupons to members

6

12

2

A3

We offer a wide variety of items at competitive prices

6

-3

12

D5

We reward customers for using recyclable and non-plastic bags

4

5

4

D4

Points can be used for store credit based on out points to dollar system

4

2

6

A6

You can purchase gift cards as a gift for someone special in your life

3

-3

7

C5

We have special entrances and carts for the disabled

2

8

-3

C4

Special carts for children and toddlers are available

2

7

-2

D1

The membership to our rewards program is free

2

-1

4

C1

We have many destinations throughout the country

-4

-6

-2

The examination begins with the additive constant. The additive constant tells us the estimated percent of respondents who would rate a vignette 7-9 in the absence of elements, i.e., the 36 answers. Of course, all 48 vignettes comprised either three or four answers, by design. The additive constant is thus an estimated baseline. It is 16 for the total panel, meaning that only one out of six respondents might rate the basic idea of a natural supermarket 7-9. It is what the supermarket carries and does which makes the difference.

Continuing with the total panel, we see many of the answers or elements enjoying very high coefficients, several elements with coefficients of 15 or higher. Historically, these are extremely high, suggesting real interest in these features of the store. As we see below these very strong performers convey different types of messages, ranging from price to convenience to freshness. There is no single theme uniting the winning elements, but as we will see below, the themes emerge when we cluster the respondents on the basis of their response patterns. For right now, we need simply recognize that despite the low additive constant, it is the specifics which are important to drive interest in shopping. The simple notion of a natural market is not, by itself, compelling, and certainly not to women, as we will see.

We guarantee the lowest price or it’s free
Free food samples so you can try before you buy
We have a fresh juice stand so you can be hydrated while you shop
We have a café that serves dishes made fresh from our products
We have everyday low prices
We have both organic and non-organic products available
A wide range of fresh and high-quality products is available
We restock frequently so we always have what you need
We always have what you’re looking for in stock
We’re open 24 hours a day and 7 days a week

In many of these studies, we find few differences by gender, and the differences which emerge are minor. When we deal with the natural supermarket, however, we find dramatic differences between the genders, both in terms of the additive constant, and in terms of the particular answers or elements which perform well.

We begin our comparison with the additive constant. It is 5 for women, and 29 for men, a difference which tells us that for women there is no interest in the market without specification, whereas for the men there is some interest. Specification of the market features is far more important for women in order to interest them, and far less important for men. For women, the vignette which achieves a score off 70, for example, must comprise answers which add to 65 points, with the remaining 5 points contributed by the additive constant. Not so for men. The same score can be achieved by combining answers which add to 41 points, not 65.

Men and women show similar strong responses to two messages. The common message is ‘free’

We guarantee the lowest price or it’s free
Free food samples so you can try before you buy

One more element drives the men’s response. Women show a strong response to this element as well

We have a fresh juice stand so you can be hydrated while you shop

Women respond strongly to many more elements. There is no single theme among these very strong performing answers. The answers range from statements about price (we guarantee the lowest price or it’s free), to social consciousness (Our staff is friendly and always ready to help), to assortment (We always have what you’re looking for in stock), to ecology-minded (All of our stores ae powered by solar energy.)

We guarantee the lowest price or it’s free
Free food samples so you can try before you buy
A wide range of fresh and high-quality products is available
We restock frequently so we always have what you need
We have a café that serves dishes made fresh from our products
We have everyday low prices
We’re open 24 hours a day and 7days a week
Our staff is friendly and always ready to help
We have both organic and non-organic products available
We have been successful in the business for 50 years
We always have what you’re looking for in stock
We are serious and efficient in our efforts to ensure quality and service to our customer
All of our stores are powered by solar energy
Monthly gifts are awarded based on how much you spent that month
We support small businesses and local farms
Free delivery is available for your convenience
We have a high overall customer service rating

The patterns of coefficients differ dramatically across the genders. It’s not just that women begin with a lower additive constant, and show a constant increase in their coefficient versus the comparable coefficients emerging from the men’s data. Rather, the patterns are not correlated. What women find to be most important men may or may not find to be as important. The correlation between the two sets of 36 coefficients is only, lower than the correlation often observed when we compare the pattern of coefficients across genders.

Mind-Sets in the Population – The Contribution of Mind Genomics Thinking

We have seen that there are certainly differences among the elements based upon the data from the total panel, as well as substantial differences between genders on the same message. We also have seen that there is no single overriding description of what drives a strong positive coefficient. Rather, the data suggests a mélange of different answers, or different ideas.

The premise of Mind Genomics is that within any aspect of human experience we can dimensionalize the experience to define different aspects, which we call ‘questions.’ The aspects or questions (also called silos) tell a story. The task of Mind Genomics research is to provide reasonable answers to those questions, and then determine the degree to which each ‘answer’ drives the rating, doing so at the level of the individual respondent. We have seen how this approach generates estimates of the contribution of each answer, when we look at the total panel, as well as males versus females.

Mind Genomics makes its major contribution by identifying different groups of people, clustered together by the way they respond to these answers. That is, Mind Genomics uncovers possibly hitherto-unexpected groups of people, similar in the way they respond to a situation, rather than considered to be similar by the pattern of WHO THEY ARE, or by the pattern of WHAT THEY DO, or WHAT THEY BELIEVE. In a sense, the metaphor we use is mental genomes and mental alleles. Mind Genomics creates a world of mental genomes, each mental genome comprising alternative ways of responding to the same elements, i.e., mental alleles.

The process to uncover these mental genomes follows well-accepted statistical methods, encompassed by the methods know as clustering [13], and specifically k-means clustering [14]. The Mind Genomics philosophy to uncover the aforementioned clusters or mind-sets is presented as follows.

An array of 36 coefficients emerging from the modeling is created. Each respondent generates an equation with an additive constant (not considered), and 36 coefficients, one coefficient corresponding to each answer or element.

A measure of distance between pairs of respondents is defined. Clustering algorithms use many different measures of distance. Our selection is the quantity (1-Pearson R). The Pearson R assesses the degree of a linear relation between two sets of observations. The Pearson correlation varies from a high of 1 when there is a perfect linear relation between the two sets of observations. This highest correlation, +1, corresponds to a perfect relation, and thus to a 0 distance between the two respondents (1 – 1 = 0.)

The full set of respondents (here 51)is divided into two groups, with the property that the variability within the group is small, and the variability across groups is large. There are specific mathematical criteria for establishing the best division.

The mean coefficients for each group, or cluster are examined (here also referred to as mind-set) to determine:

Interpretability: Do the clusters tell; a coherent story, or does it seem that there are too many different ‘stories’ which define the cluster. Interpretability is a subjective criterion, left up to the researcher.

Parsimony: The fewer the number of clusters, the “better” the segmentation. It is always desirable to have a simpler solution with fewer groups than a more complex solution with more groups. However, parsimony must be considered along with interpretability.

The results of this study suggested that two clusters generated an unclear segmentation. The clusters seemed too diffuse. A three-cluster solution seemed far better, as shown in table 3. We show the clusters, i.e., mind-sets, sorted by the winning elements of each cluster.

Table 3. Parameters of the additive model for Natural Supermarket, for Total Panel, and the three Mind-Set segments. The numbers of in the body of the table are the average coefficients from the relevant individuals that the model comprises

Natural Supermarket

Total

Mind-set C1

Mind-set C2

Mind-set C3

Base Size

51

28

11

12

Constant

16

8

13

35

We guarantee the lowest price or it’s free

34

35

32

33

Mind-set 1 – It’s about the food

Free food samples so you can try before you buy

25

43

-5

11

We have a fresh juice stand so you can be hydrated while you shop

21

34

1

7

We have everyday low prices

18

22

4

19

We have both organic and non-organic products available

17

20

16

11

A wide range of fresh and high-quality products is available

17

20

26

2

We restock frequently so we always have what you need

17

19

15

13

We have a café that serves dishes made fresh from our products

19

19

33

8

All of our stores are powered by solar energy

13

18

5

10

Mind-set 2 – It’s about trust and customer focus

We are serious and efficient in our efforts to ensure quality and service to our customer

14

4

49

5

We have been successful in the business for 50 years

14

11

46

-6

We handle mistakes and recalls in a professional manner

10

11

35

-16

We support small businesses and local farms

10

5

34

0

Our staff is friendly and always ready to help

13

10

33

2

Monthly gifts are awarded based on how much you spent that month

12

8

31

5

Points can be used for store credit based on out points to dollar system

4

-5

27

5

Free parking is available for our customers

7

4

20

2

Points earned from shopping never expire

9

6

17

7

We have a high overall customer service rating

8

2

16

14

We’re always nearby and close to your home

8

7

15

5

Fresh produce is delivered daily

8

13

15

-12

We reward customers for using recyclable and non-plastic bags

4

-1

15

8

Mind-set 3 – It’s about convenience and sales

We have an easy and simple return/exchange policy

8

-3

9

33

We always have what you’re looking for in stock

15

12

9

29

Free delivery is available for your convenience

14

14

3

26

We’re open 24 hours a day and 7days a week

15

13

8

24

Weekly sales with extra discounts on popular items

11

6

8

24

You can purchase gift cards as a gift for someone special in your life

3

4

-13

17

Not very strong for any group

Our staff is updated in nutritional and health benefits of our products

6

8

-2

10

We offer a wide variety of items at competitive prices

6

7

-2

8

We have always passed our health inspections with high marks

11

12

13

5

The membership to our rewards program is free

2

1

0

4

We give exclusive discounts and coupons to members

6

6

9

4

We have special entrances and carts for the disabled

2

3

-2

4

Special carts for children and toddlers are available

2

13

-24

0

We have many destinations throughout the country

-4

4

-21

-5

Before we look in detail at the three mind-sets, we should note that one answer does extremely well among all mind-sets, ‘We guarantee the lowest price or it’s free.’ We have pulled that out of the segmentation. Mind-set C1 (It’s all about the food) responds to food, food freshness, and everyday low prices. Mind-set C1 is the largest mind-set, comprising more than half of the respondents (28 of 51), and shows the lowest additive constant (8). For Mind-set C1, it is the messages which do the work to drive interest.

Wants everyday low prices
Excited by free food samples and juice stands
Likes a selection of both organic and non-organic products
Don’t care about rewards and point systems
Not concerned with special services

Mind-set C2 (It’s all about customer focus), is much smaller, about one fifth of the respondents. This segment also shows a low additive constant (8). The coefficients for this mind-set are exceptionally large, six in the 30’s and 40’s. Those coefficients are some of the largest ever observed in a Mind Genomics study. It is not clear about the degree to which the study taps into the ‘hot topic’ of natural and shopping.

Wants efficient service
Professionalism is very important
Not concerned with child accessibility
Don’t care about multiple locations
Not interested in buying gift cards
Prefers small business tactics over large companies

Mind-Set C3 (It’s about convenience and sales), is also much slower, 12 of the 51 respondents. The additive constant for this mind-set is much large, 35, so that they are similar to typical shoppers. This group does not really respond to strongly to the special attractions of organic products, whether that be a café which serves the store’s products, or the selection. Mind-Set C3 seems to respond most strongly to price and convenience, as if they are shoppers in a hurry. For them, just make it easy.

Wants a clear simple return/exchange policy
Product availability for low prices is very important
Prefers convenient store hours and delivery
Not interested how mistakes are handled
Not concerned with fresh produce

The segments are not correlated at all as:

Pearson correlation Mind-set C1-C2 = -0.04
Pearson correlation Mind-set C1-C3 = +0.16
Pearson correlation Mind-set C2-C3 = -0.18

Linking Answers/Elements to Emotions

The experienced advertising professionals and consumer research professionals have recently discovered that beyond the messages themselves to which consumers respond, there are also emotions to be understood. Simply knowing that one of our answers appeals to a person, a gender, or a mind-set does not tell us the emotion which may be operating. Understanding the emotions and linking the emotions to the messages comprises one of the next big opportunities for sensory and consumer research.

Mind Genomics addresses the topic of emotion by instructing the respondent to select one of a limited number of feelings/emotions to describe the response to a vignette. Admittedly, the selection of 5-9 emotions is a limited number, compared the large number of emotions that have been enumerated in the literature [10, 11]. On the other hand, with 48 vignettes to evaluate, and the need to find a linkage between each emotion and each of the 36 answers/elements, it is prudent to reduce the number of feelings/emotions to a reasonable set. Five suffices to begin the process

Our objective here is to link each of the emotions to each of the messages. Following is presented our approach to establish the numerical value of the linkage.

Question 2 required the respondent to select one of the five emotions as appropriate for the particular vignette. A respondent had to select one of the emotions, and could not continue unless the selection was made. The five-point scale of emotion is not one of the typical numerical scales one encounters in research, but is an example of the so-called nominal scale, where each number corresponds to a (possibly) unrelated choice. There is no need for the five points to have any relation whatsoever. The single scale is expanded to five binary scales, one scale for each emotion. For the one emotion selected for the vignette, we put in the number ‘100’ plus a small random number (<10-5). For the four emotions not selected for the vignette, we put in the number ‘0’ plus a small random number.

All of the data are then combined into one file. The data comprises the 36 independent variables, the five dependent variables, across 2448 cases, one per vignette (48 vignettes x 51 respondents = 2448). OLS (ordinary least-squares) regression is used to estimate the coefficients of the equation below. Each of the 36 answers or elements is an independent variable, which generates a coefficient. The equation does not have an additive constant. The assumption is that without any elements there is no emotion selected.

Emotion Selected = k1(A1)+k2(A2)…k36(F6)

The coefficient shows the ‘linkage’ between the element and the selection of the emotion. Our norms suggest values around 10 as indicating a meaningful linkage.

Table 4 shows the elements sorted by linkage to the five emotions. For example, when we look at the feeling/emotion ‘curious’ we find the following strong linkages, and possible insights into the mind of the respondent that would not have emerged from the coefficients for interest (Question #1.) Although three of these seven answers/elements are the normal messages that a store might advertise (e.g., c, d, e), the other four are relatively unique.,

  1. Fresh produce is delivered daily
  2. We are serious and efficient in our efforts to ensure quality and service to our customer
  3. Our staff is friendly and always ready to help
  4. Free parking is available for our customers
  5. The membership to our rewards program is free
  6. We have a fresh juice stand so you can be hydrated while you shop
  7. We have a café that serves dishes made fresh from our products

Table 4. Likage of the five feelings/emotions to the 36 answers/elements. Linkages of 10 or higher are considered to be strong and relevant.

 

Interested

Uninterested

Curious

Uncertain

Excited

Interested

A2

Weekly sales with extra discounts on popular items

13

4

3

3

4

B5

Free food samples so you can try before you buy

12

0

7

2

6

A1

We have everyday low prices

11

5

6

3

2

A5

We guarantee the lowest price or it’s free

11

-3

-3

8

16

D4

Points can be used for store credit based on out points to dollar system

11

2

10

3

1

A3

We offer a wide variety of items at competitive prices

10

6

5

4

4

C2

We’re always nearby and close to your home

10

6

3

4

2

Disinterested

C1

We have many destinations throughout the country

3

17

6

1

0

A6

You can purchase gift cards as a gift for someone special in your life

2

14

4

4

3

F3

We handle mistakes and recalls in a professional manner

3

13

3

8

1

C4

Special carts for children and toddlers are available

1

11

6

8

-1

Curious

B4

Fresh produce is delivered daily

6

2

16

2

0

F4

We are serious and efficient in our efforts to ensure quality and service to our customer

1

4

12

5

6

E1

Our staff is friendly and always ready to help

4

3

12

4

1

E4

Free parking is available for our customers

4

8

11

6

-2

D1

The membership to our rewards program is free

7

2

11

3

3

B6

We have a fresh juice stand so you can be hydrated while you shop

7

2

10

5

4

E6

We have a café that serves dishes made fresh from our products

3

0

10

5

7

Excited

E2

Free delivery is available for your convenience

1

0

8

5

11

C6

We’re open 24 hours a day and 7days a week

8

0

2

5

10

Answers not strongly linked to any emotion

D5

We reward customers for using recyclable and non-plastic bags

7

2

8

4

7

D6

Monthly gifts are awarded based on how much you spent that month

8

2

4

6

7

B3

We have both organic and non-organic products available

3

8

7

4

6

F1

We support small businesses and local farms

3

5

9

5

5

B2

We restock frequently so we always have what you need

6

4

7

5

5

E3

We have an easy and simple return/exchange policy

5

4

7

4

5

D3

Points earned from shopping never expire

9

3

7

2

5

C3

All of our stores are powered by solar energy

7

4

9

3

4

A4

We always have what you’re looking for in stock

7

1

8

6

4

F5

We have always passed our health inspections with high marks

8

8

4

3

4

B1

A wide range of fresh and high-quality products is available

7

5

8

4

3

D2

We give exclusive discounts and coupons to members

7

5

7

4

3

F2

We have a high overall customer service rating

9

8

3

5

3

F6

We have been successful in the business for 50 years

7

6

2

8

2

E5

Our staff is updated in nutritional and health benefits of our products

3

5

9

5

1

C5

We have special entrances and carts for the disabled

6

9

4

6

0

Further Use of the Obtained Knowledge

Similarly to many scientific fields, results of Mind Genomics studies are also ready to be used as the input data of prediction models. Prediction models are generally used in every scientific area to forecast unknown qualitative or quantitative information from some measured variables using a predefined model. In our case, the raw data of the presented study gives two important information:

  1. The coefficients of the respondents
  2. The known memberships of the respondents

These information enables us to create so-called classification models which need continuous data to classify (or predict) the segment membership of the participants. The presented data is used for model training, e.g. to create the classification model. This classification model defines the 6 most important elements, which differentiate the segments the most. The 6 key elements are defined by so-called distance measures and the highest between-group distances are calculated. The obtained 6 key elements are then collected and ordered under each other on a newly created webpage (Figure 3). New participants, who never took part in this test before, then are asked to answer one question about the six elements using a binary scale with tow endpoints named “not likely” and “very likely”. The obtained answers are then passed to the classification model which is able to predict the most likely segment membership of this new participant.

NRFSJ 2018-103 - Howard Moskowitz USA - Revised Version_F3

Figure 3. Personal viewpoint identification opening screen. Participants are forced to answer each six questions and need to add their e-mail addresses before submitting their answers.

Here, the personal viewpoint identification process can be divided. In our case, we use the segment membership as information presented to the respondent (Figure 4). However, the segment memberships can be also used to suggest personalized products, advertisements or services. Possible usage of this information is almost endless due to the vast opportunities of the World Wide Web.

NRFSJ 2018-103 - Howard Moskowitz USA - Revised Version_F4

Figure 4. Result screen of personal viewpoint identification. In this example, the segment membership (It’s all about the food) and a small description of it are presented to the participants.

Discussion and Conclusion

As we consider the results of this study, it’s clear that consumers place a premium value on price, which has been identified by other authors [15]. All factors being equal, freshness will be sacrificed for price – convenience will be sacrificed for price – and features like universal access, customer convenience, and even positive aspects of store service will be sacrificed for price. However, it has been shown that consumers usually prefer local food or food originated from a geographically closer country [16], our study raises the attention to the significant effect of price; hence our results are not surprising. It would be reasonable to expect that economic drivers would be a high priority, if not the highest priority, for a consumer. However, it’s the factors that came in under price that create the greatest opportunity for exploration. If price is equal – or at least comparable – then what consumers want is freshness, convenience, and rewards for consumer loyalty. A new study from Istanbul, Turkey reports that retailer innovativeness and perceived food healthiness positively affect both store prestige and store trust [17]. In a market, then, where stores like Whole Foods offer a nationally recognized brand, a wider distribution channel, and a sense of convenience (online ordering, consistency from store to store, and loyalty programs), those who are dedicated to healthful eating will likely look first for the best “deal” first – and then for other factors like freshness and national brand recognition, even if they are more inclined to tell others that they seek quality first.

For the same reason, CSAs and farmer’s markets exist more in the mindset of consumers as an opportunity that serves either a quaint or exotic space than they serve as legitimate competitors to groceries that offer healthful or local foods. Simply put, if a consumer can get their groceries (including reasonably healthful foods) in the same location as their other household supplies, they will choose first by overall pricing and value, even if that means foods that aren’t quite as fresh, or stores that aren’t specifically known for having a national presence.

The presented methodology is suitable to scale up the presented results. A newly developing app, called BimiLeap (needs a reference or a link !!), aims to bring the presented research methodology to every mobile phone user all around the world. Using BimiLeap, users will be able to create a series of studies all dealing with organic food acceptance. By collecting the results of numerous studies dealing with organic products, mapping of consumer minds about organic food products will be available in a short time.

Acknowledgement

AG thanks the support of Premium Postdoctoral Research Program of Hungarian Academy of Sciences.

References

  1. Bustillos B, Sharkey JR, Anding J, McIntosh A (2009) Availability of more healthful food alternatives in traditional, convenience, and nontraditional types of food stores in two rural Texas counties. Journal of the American Dietetic Association 109: 883–889.
  2. Halweil B (2002) Home grown: The case for local food in a global market. (T. Prugh, Ed.). Washington D.C.: Worldwatch Institute.
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  7. Porretta S, Gere A, Radványi D, Moskowitz H (2018) Mind Genomics (Conjoint Analysis): The new concept research in the analysis of consumer behaviour and choice. Trends in Food Science and Technology, in press.
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  10. King SC, Meiselman HL (2010) Development of a method to measure consumer emotions associated with foods. Food Quality and Preference 21: 168-177.
  11. King SC, Meiselman HL, Carr BT (2013) Measuring emotions associated with foods: Important elements of questionnaire and test design. Food Quality and Preference, 28: 8-16.
  12. Buhrmester M, Kwang T, Gosling SD (2011) Amazon’s Mechanical Turk: A New Source of Inexpensive, Yet High-Quality, Data? Perspect Psychol Sci 6: 3-5. [crossref]
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  17. Konuk FA (2018) The impact of retailer innovativeness and food healthiness on store prestige, store trust and store loyalty. Food Research International.

Biomaterials for Periodontal Regeneration: A Comprehensive Discussion of its Merits and Demerits

DOI: 10.31038/JDMR.2018121

Abstract

Treatment of periodontal diseases is becoming more prevalent and one of the treatment methods is to regenerate periodontal tissues. Over the period many biomaterials have been developed many of which are currently being used and more research is still in progress. Such a range of biomaterials choice makes it a challenging ordeal for Dentists to weigh the pros and cons of the popular biomaterials. This manuscript attempts to be a comprehensive document that discusses the merits and demerits of various biomaterials to aid in the decision making of biomaterial choice for periodontal disease treatments.

Key words

Dental Biomaterials, Periodontal Disease Biomaterials, Biomaterials for Intra-bony Defects.

Introduction

Periodontal diseases are one of the common dental problems among adults in the US population. According to the American Academy of Periodontology (AAP) it is defined as a chronic inflammatory disease that affects the gum tissue and bone supporting the teeth. 47.2% of adults aged 30 years and older have some form of periodontal disease and it increases with age, 70.1% of adults 65 years and older have periodontal disease [1]. It’s well known that if not treated, it will lead to dental (tooth loss due to alveolar bone destruction) and medical complications (heart diseases ,aggravate/worsen existing systemic conditions like diabetes by raising its Hba1c level due to entry of oral bacteria in to blood stream). So, it is inevitable to treat periodontal diseases and there are many treatment modalities available depending on the nature of bone destruction and symptoms of periodontal diseases. This paper will specifically explore the biomaterials emerging and being used to regenerate periodontal tissue as one of the treatment options.

Calcium Phosphate

Advantages of Calcium phosphate- it has a similar composition to bone mineral. It will promote cellular function and has a bioactivity meaning it will form the bone like material when used for regeneration. As CP has a high affinity for proteins, it will act as ideal carriers for peptides, bone growth factors etc. So, once it is bonded with circulating bone morphogenic proteins, it will promote osteo-induction [2]. Also has osteo-conductive property [3]. All these properties combined make this material more suitable for tissue regeneration and it could be used in gene therapy, cancer therapy and osteoporosis therapy. There are no known adverse effects associated with using material.

Hydroxyapatite (HA)

Advantages – Like calcium phosphate, HP also has a similar composition to natural bone mineral [4]. When it is implanted, it chemically bonds to bone [5]. The biocompatibility, tolerance and biologically active property of HA makes it ideal material for bone substitutes [6]. Disadvantages – it is long term outcome is not ideal as it has inconsistent cell reactions which limits its application in clinic [7]. A variant of HA called nano-HA has good biocompatibility, increases protein synthesis of PDL cells, improves alkaline phosphatase activity, induces cell differentiation, promotes periodontal tissue regeneration and forms new teeth attachments [8]. But the only disadvantage is limited bone regeneration (Li Shue, Biomaterials for periodontal regeneration: A review of ceramics and polymers, 2012) [3].

Tri Calcium Phosphate (TCP)

Advantages – It has been used for the past few years after thoroughly investigated as a bone substitute. The two crystallographic forms of TCP include; Alpha TCP, Beta TCP. Beta TCP shows the characteristics of good biocompatibility and osteo-conductivity [9]. When it comes to bone regeneration potential, β-TCP grafts have been shown to be like autogenous bone, FDBA, DFDBA and collagen sponge [10]. It can be used to repair periapical and marginal periodontal defects, as well as alveolar bony defects [10] however; some studies in the literature suggest that β-TCP could also be utilized for alveolar ridge augmentation in vertical and horizontal dimensions with variable results .Although it produces substantial clinical improvements in treating intra bony defects, it does not seem to regenerate cementum, PDL or bone (disadvantage) [11].

Calcium Polyphosphate (CPP)

Advantages – Calcium-Polyphosphate (CPP) is another good bone substitute as the mechanical properties are like trabecular bone. It has controlled degradability which is essential in tissue regeneration and El Sayegh et al. demonstrated that the degradation rate of CPP did not substantially affect the interactions of human gingival fibroblasts compared with titanium alloy substrates. CPP shows very good integration to host bone when implanted in vivo [12]. According to Nelson et al. CPP has a good bone regeneration potential after finding its ability to repair canine mandibular alveolar defects.

Brushite (Di Calcium Phosphate Dihydrate (DCPP))

Advantages – it has been shown that injectable brushite has the capability of regenerating bone. Potential applications of this material include vertical bone augmentation, buccal dehiscence defects. The only disadvantage associated with using brushite bone grafts is that after implantation, it will convert to HA which would limit its resorption rate. To overcome this advantage, a variant of Brushite called Monetite which will not convert to HA. By doing so, the resorption rate of Monetite is higher than Brushite [9].

Bioactive glass (BG)

Advantages – BG graft materials usually contain silicon dioxide, calcium oxide, sodium oxide, and phosphorus pentoxide. Studies have demonstrated that bioactive glass could induce bone formation as it enhances the expression of type I collagen, osteocalcin and alkaline phosphatase gene expression and osteocalcin protein [13]. Bioactive glass nanoparticles have been shown to induce cementoblasts to proliferate in an in vivo study [14]. BG grafts can be used as a supplement when the mount of the harvested autogenous grafts is not sufficient [15]. According to Mengel et all, BG produced a significant improvement in the parameters PD, CAL and distance from alveolar crest to defect base [16]. The disadvantage is that it has limited regenerative outcomes based on Nevins et all who conducted histological analysis [17].

Calcium Sulphate

Advantages – CS is used as a barrier material and it has greater compressive strength than cancellous bone and will resorb in 5-& 7weeks [18]. It inhibits the epithelial and connective tissue in-growth to produce a predictable regenerative response [19]. CS easily adapts and adheres to the root surface, including root concavities [20]. In addition, CS is readily available, it can be easily sterilized, inexpensive (economic alternative to collagen), completely resorbable, and biocompatible, and in the presence of bone and periosteum, it becomes osteogenic [21]. No specific disadvantages have been found when this material was used.

Enamel Matrix Protein

Enamel Matrix proteins consist of three primary proteins which are similar to amelogenin, enamelin and sheathaline respectively with two enzymes and it is derived from porcine teeth. A wide range of in vitro and in vivo studies have demonstrated that EMD and amelogenins stimulate growth of multiple mesenchymal cell types including fibroblasts, cementoblasts, osteoblasts, and stem cells [22]. In addition, it inhibits epithelial downgrowth. Although there are some controversies around using this EMP, some studies stated that it helps to repair bony defects in advanced intra bony defects. Recently, American Academy of Periodontology concluded that EMD is generally comparable with demineralized freeze-dried bone allograft and GTR in improving clinical parameters in the treatment of intra bony defects (Zeeshan Sheikh, Natural graft tissues and synthetic biomaterials for periodontal and alveolar bone reconstructive applications: a review, 2017) [9].

Platelet Rich Plasma and Platelet Rich fibrin

As these both (PRP & PRF) contains high platelets concentrate, these two play a role in augmentation of tissue healing, antimicrobial activity, modification of host defense mechanisms and immune reaction. The potential benefits of PRP is not consistent in the literature review because some authors reported significant improvements in tissue healing and bone formation using PRP [23, 24]. others failed to observe improvement [25, 26]. The technical and regenerative limitations of PRP restrict its applications. On the other hand, PRF has many advantages; completely autogenous, extended growth factor release for 7 days, simple and faster technique, in-expensive, no requirement of any additive constituent such as bovine thrombin, no biochemical handling involved no associated immune reactions and no associated infections [27]. The limitation of PRF is that a dried glass tube or glass coated plastic tube should be used. In addition, quantity and quality of PRF with aging, influence of systemic diseases such as thrombocytopenia, bleeding disorders etc, nutrition, blood profile, autoimmunity and genetic predisposition may influence the nature of PRF but not confirmed yet [27].

References

  1. CDC (2015) Center for Disease Control and Prevention. Retrieved from What is Periodontal Disease?: https://www.cdc.gov/oralhealth/periodontal_disease/index.htm
  2. Racquel Z, LeGeros JP (2006) Calcium Phosphate Biomaterials: An Update. International Journal of Oral Medicine and Science 4: 117–123.
  3. Shue L, Yufeng Z, Mony U (2012) Biomaterials for periodontal regeneration: a review of ceramics and polymers. Biomatter 2: 271–277. [crossref]
  4. Wang H, Li Y, Zuo Y, Li J, Ma S, et al. (2007) Biocompatibility and osteogenesis of biomimetic nano-hydroxyapatite/polyamide composite scaffolds for bone tissue engineering. Biomaterials 28: 3338–3348. [crossref]
  5. Bagambisa FB, Joos U, Schilli W (1993) Mechanisms and structure of the bond between bone and hydroxyapatite ceramics. J Biomed Mater Res 27: 1047–1055. [crossref]
  6. Sanjay Gupta, Vandana KL (2013) Evaluation of hydroxyapatite (Periobone-G) as a bone graft material and calcium sulfate barrier (Capset) in treatment of interproximal vertical defects: A clinical and radiologic study. Journal of Indian Society of Periodontology 17: 96–103.
  7. Deligianni DD, Katsala ND, Koutsoukos PG, Missirlis YF (2001) Effect of surface roughness of hydroxyapatite on human bone marrow cell adhesion, proliferation, differentiation and detachment strength. Biomaterials 22: 87–96. [crossref]
  8. Yancong Zhang, Hanwen Sun, Xinfeng Song, Xiangling Gu, Chunyan Sun (2015) Biomaterials for Periodontal Tissue Regeneration. Review of Advanced Materical Journal 209–214.
  9. Sheikh Z, Hamdan N, Ikeda Y, Grynpas M, Ganss B, et al. (2017) Natural graft tissues and synthetic biomaterials for periodontal and alveolar bone reconstructive applications: a review. Biomaterials Research 21: 9. [crossref]
  10. Nakajima Y, Fiorellini JP, Kim DM, Weber HP (2007) Regeneration of standardized mandibular bone defects using expanded polytetrafluoroethylene membrane and various bone fillers. International Journal of Periodontics and Restorative Dentistry 27: 151–159. [crossref]
  11. Stavropoulos A, Windisch P, Szendröi-Kiss D, Peter R, Gera I, et al. (2010) Clinical and histologic evaluation of granular Beta-tricalcium phosphate for the treatment of human intrabony periodontal defects: a report on five cases. Journal of Periodontology 81: 325–332. [crossref]
  12. Grynpas MD, Pilliar RM, Kandel RA, Renlund R, Filiaggi M, et al. (2002) Porous calcium polyphosphate scaffolds for bone substitute applications in vivo studies. Biomaterials Journal 23: 2063–2070. [crossref]
  13. Varanasi VG, Owyoung JB, Saiz E, Marshall SJ, Marshall GW, et al. (2011) The ionic products of bioactive glass particle dissolution enhance periodontal ligament fibroblast osteocalcin expression and enhance early mineralized tissue development. J Biomed Mater Res A 98: 177–184. [crossref]
  14. Carvalho SM, Oliveira AA, Jardim CA, Melo CB, Gomes DA, et al. (2012) Characterization and induction of cementoblast cell proliferation by bioactive glass nanoparticles. Journal of Tissue Engineering and Regenerative Medicine 6: 813–821. [crossref]
  15. Yadav VS, Narula SC, Sharma RK, Tewari S, Yadav R (2011) Clinical evaluation of guided tissue regeneration combined with autogenous bone or autogenous bone mixed with bioactive glass in intrabony defects. J Oral Sci 53: 481–488. [crossref]
  16. Mengel R, Soffner M, Flores-de-Jacoby L (2003) Bioabsorbable membrane and bioactive glass in the treatment of intrabony defects in patients with generalized aggressive periodontitis: results of a 12-month clinical and radiological study. Journal of Periodontology 74: 899–908. [crossref]
  17. Nevins ML, Camelo M, Nevins M, King CJ, Oringer RJ, et al. (2000) Human histologic evaluation of bioactive ceramic in the treatment of periodontal osseous defects. The International Journal of Periodontics and Restorative Dentistry 20: 458–467. [crossref]
  18. Sukumar S, Drízhal I, Paulusová V, Bukac J (2011) Surgical treatment of periodontal intrabony defects with calcium sulphate in combination with beta-tricalcium phosphate: clinical observations two years post-surgery. Acta Medica 54: 13–20. [crossref]
  19. Sottosanti J (1992) Calcium sulfate: a biodegradable and biocompatible barrier for guided tissue regeneration. Compendium 13: 226–228. [crossref]
  20. Anson D (1996) Calcium sulfate: a 4-year observation of its use as a resorbable barrier in guided tissue regeneration of periodontal defects. Compendium of Continuing Education in Dentistry 17: 895–899. [crossref]
  21. Shilpa Budhiraja, Neeta Bhavsar, Santosh Kumar, Khushboo Desai, Sareen Duseja (2012) Evaluation of calcium sulphate barrier to collagen membrane in intrabony defects. Journal of Periodontal and Implant Science 42: 237–242.
  22. Rathva VJ (2011) Enamel matrix protein derivatives: role in periodontal regeneration. Clinical Cosmetic and Investigational Dentistry 3: 79–92. [crossref]
  23. Sánchez AR, Sheridan PJ, Kupp LI (2003) Is platelet-rich plasma the perfect enhancement factor? A current review. The International Journal of Oral and Maxillofacial Impants 18: 93–103. [crossref]
  24. Ross R, Glomset J, Kariya B, Harker L (1974) A Platelet-Dependent Serum Factor That Stimulates the Proliferation of Arterial Smooth Muscle Cells In Vitro. Proceedings of the National Academy of Sciences of the United States of America 71: 1207–1210. [crossref]
  25. Raghoebar GM, Schortinghuis J, Liem RS, Ruben JL, van der Wal JE, et al. (2005) Does platelet-rich plasma promote remodeling of autologous bone grafts used for augmentation of the maxillary sinus floor? Clinical Oral Implants Research 16: 349–356. [crossref]
  26. Hamdan AA, Loty S, Isaac J, Bouchard P, Berdal A, et al. (2009) Platelet-poor plasma stimulates the proliferation but inhibits the differentiation of rat osteoblastic cells in vitro. Clin Oral Implants Res 20: 616–623. [crossref]
  27. Muthukumaraswamy Arunachalam, Shaju JP, Nath Sonia (2016) Platelet Rich Fibrin in Periodontal Regeneration. Open Dent Jour 10 (Suppl 1- M4): 174–181.

About a Case of Aberrant Path of the Duplicity of the Cisternal Portion of the Trigeminal Nerve Revealed by Perceptive Deafness

DOI: 10.31038/IMCI.2018112

Summary

Trigeminal nerve is a mixed nerve with a contingent of sensory fibers for integuments of the face, a contingent of driving fibers for the masticatory muscles and a contingent of autonomic fibers. Its nuclei are disseminated on the brainstem and it emerges from the middle of the pons, at the lateral surface of the brainstem by 2 driving and sensory roots that merge to the trigeminal ganglion.

We report an unilateral duplicity of the trigeminal nerve causing a sensorineural hearing loss caused by the conflict of the aberrant root and the vestibulocochlear nerve.

Keywords

Aberrant Emergency Nerve, MRI, Sensorineural Hearing Loss, Trigeminal nerve.

Introduction

The trigeminal nerve is the largest cranial nerve. It is a mixed nerve with a contingent of sensory fibers for integuments of the face, a contingent of driving fibers for the muscles of mastication and a contingent of autonomic fibers. Its nuclei are disseminated on the brainstem and it emerges from the middle of the pons, at the lateral surface of the brainstem by 2 driving and sensory roots that coalesce to form the trigeminal ganglion at the Meckel’s cave. Even if the variations of the path brain vessels are usual, the abnormalities of cranial nerves emergence are rare (Hypoglossal Nerve).

We report an unusual case of cisternal portion of trigeminal nerve duplicity, with aberrant emergency of one bundle responsible of a conflict with vestibulocochlear nerve.

Observation

Mr SD, 35, consulted for a unilateral left hearing loss since childhood without recent worsening. He does not feel tinnitus nor dizziness. The otoscopy is normal. The acoumetry is a unilateral left perception of hearing loss. The right ear is normal. Audiometric testing shows a sensorineural hearing loss of on average 60dB. The precocious Brainstem Auditory Evoked Potential (BAEPs) show a flat layout, without wave V, meaning a severe damage of cochlear nerve. A MRI (Siemens Avento 1,5Tesla) has already been realized with 3D Ciss, T1EG sequences with and without gadolinium injection and a TOF sequence. The MRI shows duplicity of cisternal portion of the left trigeminal with a upper bundle emerging from the middle of the pons, at the lateral surface of the brainstem. The lower bundle has an aberrant origin between pons and brainstem at the same level of the acousticofacial nerve bundle. Moreover, it compresse the cochleovestibular nerve from its origin, realising a nervous conflict (figure 1 and 2). TOF et 3DT1 weighted sequences after injection erase the vascular origin of this abnormalities
(figure 3). No vestibulocochlear nerve tumor was noted. The contralateral trigeminal nerve has a modal disposition. The signal of ear inner fluid and vestibular aqueduct fluid are normal.

Discussion

Variations of birth or cranial nerves directions are extremely rare anatomic situations. The trigeminal nerve is a mixte nerve with a sensory nucleus spreaded from the midbrain to the medulla in the general sensory column located laterally. Its motor nulei is located in the branchial motor column, which is shared with the other branchial motor nuclei in particular the VII [1]. In its modal position, the trigeminal nerve emerge from the antero-lateral side of pons at the upper and medium third junction by 2 roots: the largest sensory root and medium then lower one. The two roots cross the pontine cisterne in a vertical and lateral way to the Meckel’s cave [2,3]. There are aberrant or incidental radicels emerging separately from the main sensory root at the antero-lateral side of the pons in half cases [4]. This situation explains the persistence of sensitivity after rhizotomy of the main sensory root of trigeminal nerve [5]. Theses incidental radicels meet the sensory root in its first centimeter after its emergency in 90% cases. The driving root is composed by 7 to 8 radicels on average, born separately and that meets usually at 1 cm from the pons. Incidentals sensory fibers are closer to the sensory root than the motor root [4,5,6].

IRCI-102-Mbengue Ababacar_Africa_F1

Fig S1. 3D MRI Ciss, axial MinIP. Double emergence of the left trigeminal nerve.

The upper beam with normal emergence at the anterolateral side of the pons (a). The inferior beam with an aberrant origin at the level between the pons and the medulla, pushing back the vestibulocochlear nerve at his origin.

IRCI-102-Mbengue Ababacar_Africa_F2

Fig. S2. MRI 3D Ciss reconstruction coronal (a) and sagittal (b). Illustration of the 2 beams of the left trigeminal (double arrow). Modal anatomy of the right trigeminal (arrow).

IRCI-102-Mbengue Ababacar_Africa_F3

Fig. S3. IRM TOF MPR axial (a) and coronaleT1 (b) with injection eliminate vascular origin.

If duplicity of trigeminal nerve are reports in the anatomical study [4], they have never been described in imaging literature to our knowledge. The other particularity of our case is that aberrant emergency from of one bundles, at the same level of the acousticofacial nerve.

The aberrant bundle, probably the motor root of V, whose the original nucleus is located in the same column than the facial nerve (branchial motor column) explaining the emergency at the same level of the acousticofacial nerve bundle. The compression of cochlear nerve by motor fibers of the trijumeau would explain sensorineural hearing loss observed on the patient. Conflicts at cerebellopontine angle concern the most often Anterior Inferior Cerebellar Artery (AICA) and the acousticofacial nerve bundle or the trigeminal nerve. A conflict between two nervous structures is a rare situation. It very likely that the conflict is the cause of the hearing loss due to the presence of a mass effect on the vestibulocochlear nerve and the absence of other abnormalities that could explain the symptomatology.

Conclusion

Emergence anomalies of cranial nerves on the brainstem are rare. In our knowledge this would be the first case of trigeminal nerve duplicity described in the imaging literature.

References

  1. Kahle W (2007) Anatomie, Tome 3 Système nerveux et organes des sens – Flammarion Médecine-Sciences: 423.
  2. Wilson-Pawels, Akeson, Stewart. Cranial nerves: anatomy and clinical comments. Toronto, Philadephia: B.C. Decker Inc.; 1998.
  3. Leblanc A. Encephalo-peripheral nervous system-vascularization, anatomy, imaging. Berlin, Heidelberg, New York: Springer-Verlag; 2001, 79–210, Trigeminal nerve.
  4.  Gudmundsson K, Rhoton AL Jr, Rushton JG (1971) Detailed anatomy of the intracranial portion of the trigeminal nerve. J Neurosurg 35: 592–600. [crossref]
  5. Dandy WE (1929) An operation for the cure of tic douloureux: partial section of the sensory root at the pons. Arch Surg 18: 687–734.
  6. Jannetta PJ, Rand RW (1966) Microanatomy of thetrigeminal nerve. Anat Rec 154: 362.

The Molecular Basis of Neural Memory. Part 10: The Sins and Redemption of Neurobiology

DOI: 10.31038/JNNC.2018121

Abstract

Cajal, the “father” of neurobiology, used Golgi’s silver stain to visualize neurons, which he represented as extended, arborized cells with indirect, synaptic contacts to one another (1900–1914). But he represented the neuron as floating in space (“naked neuron”). By contrast, Golgi claimed a Perineural Net (PNN) around the neuron, which Cajal dismissed as a “staining artifact”. Notwithstanding, modern analytic and microscope techniques revealed an Extracellular Matrix (nECM) around the neurons, through which non-synaptic signals could pass.

Cajal also enunciated 4 principles of neural signaling. The neurobiologist Hebb [1] interpreted these as “Synaptic Plasticity” (SP). He ascribed the basis of learning and memory to the increased number and functionality of synaptic contacts. Subsequently, Arshavsky [2] accused Hebb of 7 sins”, of failing to address many issues critical to modeling neural memory. We note that Hebb and following generations of neurobiologists continued Cajal’s “original sin”, of ignoring the implications of neural shape, thereby overlooking the presence of nECM.

As unction to redeem these sins, we offer a tripartite mechanism whereby cognitive units of information (cuinfo) are encoded as metal-centered complexes within the nECM, the “memory material” around the neurons. Neurotransmitters (NTs) permit the “chemo-coding” of emotive states, not available to any other coding scheme (Baudot, Braille, binary, trinary, Morse, electronic).

One can no longer evade the inadequacies of the Cajal/Hebb model of exclusive synaptic signaling, which require a rethinking the canons of neurobiology. The novel tripartite mechanism, augments the concept of “synaptic plasticity” and provides a chemo-dynamic model of neural coding of memory.

Keywords

Cognitive information, Metal complexes, Emotions, Neurotransmitters

Background

“Memory is a mystery as deep as any that psychology can propound.”

 – William Bateson

“It is obvious that nerve impulse is somehow converted into thought, and that thought can be converted into nerve impulse. And yet, all this throws no light on this strange conversion.”

– Roger Penfield

Modern neurobiologists posit that memory results from the cumulative performance of sets of synaptically connected neurons, predicated on the neural model first described by Cajal [1–10]. The terms “Synaptic Plasticity” (SP), “Long Term Potentiation” (LTP), “connectivity” and the like, are currently used to describe the ability to recall. However, such terms lack biochemical definition and do not suggest a coding system. To regain focus, we reexamine the origins of neurobiology.

History

Essentially, Cajal used Golgi’s silver stain method to visualize neurons. Cajal saw and drew the neuron as an arborized cell with indirect, synaptic contacts to others. But the neuron’s exquisite shape was presented as if it were floating in space, with nothing surrounding it (“naked neuron”). By contrast, Golgi claimed a Perineural Net (PNN) around the neuron, which Cajal dismissed as a “staining artifact”.

Technical aside: The chemistry of silver salt underlies its utility as a stain for neurons. It is based on the affinity of soluble Ag+ for the hydrophobic lipid bilayer of the neural membrane, where it is reduced to insoluble Ag, which oxidizes to form insoluble black Ag2O [11, 12]. The stain thus reveals neural membrane shape at high b&w definition, effectively a photograph.

Silver Staining Equation

JNNC 2018-106 - Gerard Marx Israel_FC1

But as the silver stain does not react with polysaccharides of the nECM or most proteins, it did not reveal the nECM web enshrouding the neuron, which remained invisible and unconsidered.

Chemistry aside, Cajal did not infer the reality of the nECM from neural morphology. He did not recognize that the neural shape itself “spoke” about the cell’s intimate contact with its surroundings
(Figure 1A). It was as if he were a gardner who wanted to understand plant biology, but ignored the soil around the roots or the air around the leaves of the plant (Figure 1B).

JNNC 2018-106 - Gerard Marx Israel_F1

Figure 1. Reverse/ transpose panels A to B and B to A.

A. Cajal drawing (circa ~1911) of a neural net with dendrites extending into the surrounding area, many with no synaptic contact. The nECM is ignored (as “back­ground”), with no function relating to signaling between neurons; hence “naked neurons”. B. Contrast-image

Consequently, Cajal ruled out non-synaptic signaling through the nECM. Based on his vision of neural connectivity, he proposed 4 principles of neural signaling.

Cajal’s 4 Principles [13]

  1. The neuron is the elementary signaling unit of the nervous system.
  2. The axon of the neuron communicates with other neurons only at specialized, non-contact regions, gaps called “synapses”.
  3. A given neuron will only signal with some specific cells but not with others.
  4. A neural signal travels in only one direction.

A schematic of Cajal’s idea of a neural net is provided in
Figure 2 A.

Based on Cajal’s principles, McCullogh and Pitts [14] mathematically described sets of synaptically connected neurons, uni-directionally signaling in binary modes (Equation 1).

Equation 1:

JNNC 2018-106 - Gerard Marx Israel_FC2

Pioneers of the “Information age”, von Neumann, Shanon and Schroedinger, attended McCullogh’s lecture at the 1948 Hixon Symposium [14, 15]. Ironically, this mathematical approach helped establish the theory and practice of electronic microprocessor memory at the core of modern computer chips. Though impressive, the equations did not throw much light on biological neuron mentation.

Continuing in the “Cajalian” vein, the neurobiologist Hebb [1] also ignored the nECM. He formulated a theory of “Synaptic Plasticity” (SP) wherein the basis of learning and memory was due to the increased number and functionality of neural synaptic contacts. An example of Hebb’s mathematical approach (Equation 2), reads:

Equation 2:

JNNC 2018-106 - Gerard Marx Israel_FC3

JNNC 2018-106 - Gerard Marx Israel_F2

Figure 2. A: Schematic of Cajal’s neural net composed of 4 cells in synaptic contact with one another. Note that the neural environment is ignored i.e. “naked” neurons. B. A corrected tripartite schematic of a neural net, enmeshed in a surrounding “neutrix” ( nECM + metals and neurotransmitters (NTs)), engaged in non-synaptic, as well as synaptic signaling.

The “Hebbian” model of memory [1, 15–20] ascribed to the following precepts:

  1. Memory is represented by the joint activation of (sparse) groups of synaptically connected neurons.
  2. Learning results from the strengthening (increased function) of neural synaptic connections, termed plasticity or Long Term Potentiation (LTP).

“Mechanisms of learning and memory reside not in the special properties of the neuron itself, but in the connections it receives and makes with the neural net.”

– Kandel [12]

But saying that synaptic connection between neurons are “strengthened” or “tagged” [18] does not describe the molecular details whereby they encode and store persistent memory in accessible form.

Consider the reality of the brain’s neural nets. Since the early 1960’s and onward,

Golgi’s PNN, now called nECM, was rediscovered, characterized by analytic techniques and visualized by Scanning and Transmission Electron Microscopy (SEM and TEM respectively) [20–26]. Today, all neurobiologists admit that neurons are encased in a 3D matrix. Thus, the reality of the nECM has been recognized, but not yet internalized as having functional significance for learning or memory.

Reservations have been raised about the Cajal/Hebb model of neural signaling [2, 26–31]. In particular, it was noted that there are non-synaptic signaling pathways through the ubiquitous extracellular matrix (nECM) around all neurons [32–34]. Still today, most neurobiologists attempt to correlate learning and memory simply with changes of synapse number and functionality, termed Long-Term Potentiation (LTP), and do not account for the non-synaptic dendrites.

Hebb’s 7 “Sins”

In the light of the inadequacies of the LTP model, Arashavsky accused Hebb of 7 “sins” [3], of failing to address many issues critical to modeling neural memory.

  1. The synaptic plasticity hypothesis cannot explain the long-life persistence of memory.
  2. The suggestion, that the same mechanism operates for memory storage and recall, is seriously flawed
  3. Memory acquisition and storage have different localizations.
  4. ‘‘Synaptic’’ and ‘‘system’’ memory consolidations have different temporal characteristics.
  5. Reconsolidation of memory is not ‘‘predicted by traditional theories of memory consolidation”. Persistent declarative memory, stored in the brain through structural modifications in synaptic connections, “is incompatible with the phenomenon of memory reconsolidation after retrieval”.
  6. Neurogenesis occurs in the adult brain. Replacing old neurons with new neurons which still retain memory is puzzling; something basic in LPT must be missing.
  7. The synaptic plasticity hypothesis does not explain the specific memory impairments present in Alzheimer’s disease.

We note other failings:

  • The neuron should be described as a polyvalent electro-chemical cell, not a binary (on/off) electrical devise.
  • Mathematical descriptions of neural code cannot encode emotions, the basis for mentation.

Doctrinal Guidelines

It is generally accepted that neural mental processing is governed by the laws of chemistry and rules of biology. In today’s dogma of neurobiology, Synaptic Plasticity (SP) enshrines the ideas of Cajal and Hebb and many other neurobiologists [35, 36]. But it is hard to devise a synaptic connectivity code that would persist beyond a few seconds and provide emotive context.

One asks: What can a scientist refer to when advocating a mechanism for coding an emotive event experienced by a neural net?

Just like “information”, “cognitive information” requires a physical embodiment to achieve persistence [36], not simply a dynamic connection between neurons. What is the physicality of the memory trace, the engram?

As we grope for enlightenment, we realize that we require a specific language to comprehend the linkage between the physiology of our bodies and the psychic talents of our brains. To that end, we do not enlist the equations of mathematics [38, 39] or the algorithms of the computer model, but the concepts and iconography of chemistry [40, 41], which has been successfully used to clarify many other, previously mysterious aspects of our biological being, like metabolism, breathing, (i.e. Krebs cycle, hemoglobin) [39], blood coagulation (i.e. cascades of Factors) [42, 43] and reproduction (i.e. DNA → RNA → protein) [44].

What are the doctrinal guidelines that a scientist can refer to when advocating a mechanism for a psychic state experienced by the neural net of any creature?

The 7 characteristics and traits that one needs to address include:

  1. Process: A credible encoding mechanism for neural memory based on generally accepted biochemical principles, with components available to neurons in an aqueous milieu.
  2. Kinetics: Molecular-scale encoding/decoding process, faster than the rate of neural firing (<100 ms).
  3. Capacity: Large storage capacity for physically encoding cog-info.
  4. Energy: Low energy requirements (<400 cal/day).
  5. Storage: of cog-info for short and long durations.
  6. Loss: Forgetting as a loss of memory code.
  7. Universality: Applicable to all animals with neural circuitry.

Tripartite Mechanism of Memory

We propose that the neurons employ their surrounding nECM (Figure 1B) as a “memory material”. The diffusible metals and Neurotransmitters (NTs) perform as dopants to encode cognitive information (cog-info), at select addresses within the nECM to form “cognitive units of information” (cuinfo, (singular/ plural), metal-centered complexes represented as chemographic icons (Figure 3) detailed by Marx & Gilon [45, 46].

JNNC 2018-106 - Gerard Marx Israel_F3

Figure 3. Chemographic representation of the encoding of cog-info. An nECM address can react with a metal resulting in a cuinfo, which can be tagged. The cuinfo can form a ternary complex by binding NT to the metal, sunsequently crosslinked (route a), or the cuinfo can be derivatized by chemical reactions (route b). Both pathways add unique encoding tags. The NTs add psychic dimensions to the cuinfo; the cross-links ensure stability.

Monovalent metals form relatively unstable complexes; polyvalent metals are generally more stable. Some could also engage in redox (Fenton) reactions, with attendant covalent modifications involving new condensation or cross-linking reactions. Thus, these reactions provide the neuron with a large encoding repertoire. Such a system was contemplated by Fodor [47], but not detailed. We present a chemographic shorthand in Figure 3.

Feelings, Emotions and Memory

The terms “feeling” and “emotion” are often used interchangeably [46]. However, we employ them as distinct terms referring to different physiologic reactions and psychic states:

  • Feelings” (often considered psychically [48]), actually relate to body sensations (light, sound, pain, balance, hunger, thirst, etc.) generated by specifc sensors to outside stimuli, which are accompanied by body reactions and corresponding psychic states. They are mediated with biologic modulators, called neurotransmitters (NTs) (Table 1) [49–52]. Astrocytes also release neuroactive molecules (gliotransmitters) to modulate neural signaling [52, 53].

The “meaning” of any stimulus set in memory, is based on its immediate “sensate value”, established by NTs. Any sensation (mild or acute) is “felt” physiologically and psychically, concomitant with the release of NTs during neural signaling (Table 1).

Table 1. Neurotransmitters (NTs), which effect both Physiologic reactions and Psychic States

Neurotransmitter (NT)

Physiologic Reactions*
(Sensation Feelings)

Psychic Effects!

Biogenic amines (8)

Amino acids (>10)

Neuropeptides (>70)

Acetylcholine (1)

NO (1)

Endocannabinoids (>10)

Breathing

Blinking

Blood Pressure

Cold

Contraction Muscles

Coughing

Crying

Dilation of Muscles

Dilation of Pupil

Drooling

Erection

Evacuation

Fever

Goose Bumps

Heart Beat

Heat

Hunger

Pain

Seeing

Smell

Thirst

Touch

Anxiety

Aggression

Awareness

Depression

Dreams

Fear

Hate

Joy

Love

Paranoia

Sadness

Sex Drive

Sociability

*No Memory required          ! Emotions require memory

  • “Emotions” are remembered “feelings”, “chemo-coded” with neurotransmitters (NTs), as represented in Figure 3 and detailed elsewhere [45, 46]. NTs can attach to a cuinfo via a metal complexation bond and endow it with emotive (subjective) quality.

Accordingly, “feelings” do not require memory, whereas “emotions”, psychic states based on recalled feelings, do.

The “chemo-coding” options available to the neural net involve more than (>) 10 diffusible trace metals, >90 NTs and >5 endocannabinoids , collectively >100 “dopants” (Table 1), used by the neuron to encode/decode emotive cog-info within the nECM, with combinatorially explosive encoding options [49–55].

The formation of various sets of cuinfo of varying stability presented in equation 3, is the quantal basis for the engram, the trace of memory [56, 57].

Equation 3:

JNNC 2018-106 - Gerard Marx Israel_FC4

The 1st formed, original unstable cuinfo are the templates, which are “transcribed” to various anatomic compartments of the brain, where they are established as stable forms, available for decoding and consolidating into long term, persistent memory.

Discussion

The concepts of “Synaptic Plasticity” (SP) and “long term potentiation” (LTP), have been developed on the basis of Cajal’s description of the neuron and its synaptic connections to other neurons. Cajal’s model was the basis for the mathematical treatments of neural signaling by McCullogh & Pitts and adopted by Hebbs in his LTP description of neural memory. These have been adopted by the community of neurobiologists and form the basis for most current research in memory. However, serious objections were raised, the Hebbian model was accused of the 7 “sins” enumerated above.

We take a wider view of Hebb’s transgressions which stemmed from the limitations of their staining technique. Cajal used Golgi’s silver stain, which however, could not stain the nECM around neurons (see above discussion). Thus, he drew “naked neurons”, suspended in empty space. Though later generations of neurobiologists (after 1960) could no longer deny the reality of the nECM [57], they still ignored it’s possible consequences for neural signaling, as well as the “message of neural shape” (Figure 1A). Most textbooks and current articles still present images of “naked neurons” without qualifying statements about the background. Thus, later generations of neurobiologists perpetuated Cajal’s “original sin”.

Without belaboring the point, we simply state that the neuron is neither mathematical nor “naked”. But it is emotional. We propose that memory is physically encoded as a collection of cuinfo within the nECM, the neuron’s “memory material” [59–60]. The NTs could be considered the molecular coding symbols for psychic states [15–19]. Equation 3 describes the formation of sets of cuinfo with different NTs, which permit the “chemo- coding” of emotive states not available to any other coding scheme (Baudot, Braille, binary, trinary, Morse). Nor can emotive states be simulated by binary-coded algorithms [61, 62]. We suggest that the earliest formed cuinfo become the templates for those formed later, which are transduced and stored in different anatomic compartments of the brain. The consolidation of these dispersed but entangled cuinfo into seamless memory is like the cloud computing of the internet. In the interest of space, we defer a more detailed discussion of the neural “read” / “write” mechanisms for another venue.

Paradigm Shift

The acquisition of a paradigm is a sign of maturity in the development of a scientific field [63]. And exchanging one paradigm for another with greater explanatory power, signals greater maturity. One can no longer evade the aforementioned anomalies of the Cajal’s and Hebb’s model of synaptic signaling, which require atonement, a rethinking of the canons of neurobiology.

The tripartite mechanism permits one to redeem the “sins” of Cajal and Hebb, by providing a molecular rationale with 7 virtues, as follows:

7 Virtues of the tripartite mechanism

  1. Employs available physiologic components (neuron, nECM, metals, NTs).
  2. Rapid, little energy requirements (< 400 cal/day human brain).
  3. High (near limitless) capacity (combinatorials of Avogadro 1023 number).
  4. Permits the neural encoding of cog-info, with NTs as emotive signifiers.
  5. Describes both short and long term memory in terms of chemical stability.
  6. Reveals connection between memory, its loss, and inherited or drug-induced malfunctions.
  7. Provides a chemographic representation of cognitive units of information (cuinfo), the basic “bits” from which memory is consolidated.

Essentially, we posit that memory is physically embodied by metal-centered complexes employed by the neuron to encode, store and recall cog-info in the nECM around the neurons. This mechanism permits neural function in regard to augmented learning and memory, interpreted as SP. The tripartite mechanism of neural memory provides a context in which SP is rendered operative as for example, the functioning of “engram neurons” [62].

Conclusion

It is said that God as well as the Devil are in the details. And so too for scientists who desire molecular-scaled details of mental processes. Modern neurobiologists can redeem their “guilt” over Cajal’s “original sin” and Hebb’s lapses, by confessing that the neuron’s shape and environment are relevant to its unique mentation talent, expressed as emotive memory, stored as engrams but without Ryle’s ghosts or Augustine’s spirits
[64–66].

Hebbs assigned increased learning/memory to the phrase “Synaptic Plasticity” (SP), the improved connectivity between two neurons in synaptic contact, which are consolidated by the neural net into coherent recall (learning and remembering). Recent literature also ascribes SP to connectivity between various anatomic compartments (i.e. hippocampus, thalamus, cortex, temporal lobe, etc.) of the brain. Thus, SP has anatomic aspects as well as neural network qualities. But underneath all, lies a molecular-scaled “chemo-coded” reality which must be confessed to atone the past “sins” of neurobiology, those of ignoring the nECM and the “message” of neural shape.

The tripartite mechanism complements the observed plasticity of neural nets that become modified as a result of learning. It adds molecular definition to the talent of neural recall. In addition to clarifying the underlying function of the extended neural shape (i.e. exposure to the nECM), it identifies a coding system for emotions in the form of NTs, molecules that elicit both physical reactions and psychic states from neural creatures (Table 1) that must learn and remember to survive.

We continue to mine the rich vein of published literature to cite works which support this tripartite mechanism of neural memory with emotive qualities. In following that vein, we employ the concepts and iconography of the chemist, to propose a chemo-coding process that underlies the most obscure qualities of our being, our ability to learn and to forget.

JNNC 2018-106 - Gerard Marx Israel_F4

Figure 4. Schematic representation of neuron surrounded by cog-info in the form of cuinfo (JNNC 2018-106 - Gerard Marx Israel_FC5) with different colors representing different NTs) formed in the nECM .

Acknowledgement

(By GM). A memorium to my wife and fan, the artist Georgette Batlle (1940–2009), whose inspired my graphic approach to molecular reality. Thanks to friends, Lilly Rivlin (New York, N.Y.) and the late Bill Needle (Eastchester, N.Y.) for their early encouragement and financial support in the period 1980–1984. Thanks also to Karine Ahouva Leopold (Paris, Jerusalem) for many discussions on emotions and subjective states. Thanks to my brother Rabbi Dr. Tzvi Marx (Amsterdam, Jerusalem) for being a sounding board and for critical reading of the manuscript.

Conflict of Interest

GM is a founder of MX Biotech Ltd., with the commercial goal to develop new memory materials and devices.

CG is a professor emeritus of HUJI. He is active in inventing and developing of peptides and proteins-based drugs.

Not with standing, the ideas forwarded here are scientifically genuine and presented in good faith, without commercial clouding of the concepts expressed here.

References

  1. Hebb DO (1949) The Organization of Behavior. Wiley, New York.
  2. Costandi M (2017) Neuroplasticity. MIT Press, Massachusetts, USA
  3. Arshavsky YI (2006) ‘The seven sins’’ of the Hebbian synapse: Can the hypothesis of synaptic plasticity explain long-term memory consolidation? Progress in Neurobiology 80: 99–113.
  4. Willis WD Jr1 (2007) The somatosensory system, with emphasis on structures important for pain. Brain Res Rev 55: 297–313. [crossref]
  5. Cajal SR, Swanson N, Swanson LW (1995) Histology of the nervous system of man and vertebrates. Oxford University Press, Oxford, United Kingdom ISBN: 9780195074017.
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Very Rare a Coronary Anomaly: Anomalous Origin of the Right Coronary Artery from the Left Side of the Ascending Aorta

DOI: 10.31038/IMCI.2018111

 

A 52-year female was admitted with a complaint of palpitation. On current admission to our hospital, she is mildly dyspneic, impaired heart sounds and blood pressure of 95/60 mmHg. Electrocardiography revealed atrial fibrillation with heart rate of 120/min. She did not have any chronic illness, such as diabetes mellitus, hypertension. Transthoracic echocardiography was performed and found normal. Transesophageal echocardiography was performed for electrical cardioversion and there was no thrombus in left atrial appendage.

The rhythm of atrial fibrillation returned to sinus rhythm after cardioversion. Coronary angiography was performed because of suspected ischemia. In coronary angiography, left anterior descending artery and circumflex artery was normal and Right Coronary Artery (RCA) arose from the ascending aorta with a high takeoff (approximately 5 cm above sinotubuler junction, Figure 1). RCA seemed such a saphenous graft (Figure 2).

IRCI-101-YahyaIslamoglu_Brazil_F1

Figure 1. Right Coronary Artery (RCA) arose from the ascending aorta with a high takeoff.

IRCI-101-YahyaIslamoglu_Brazil_F2

Figure 2. RCA seemed such a saphenous graft

In studies RCA origin abnormality, 0, 04-0, 46% frequency has been found [1, 2]. Ayalp et al found that frequency of occurrence of the anomalous RCA in the Turkish population is 0, 09% [3]. However, anomalous origin of the RCA from the left side of the ascending aorta is very more rare and only a few cases have been reported [4]. In our case, RCA was arising from the left side of the ascending aorta, approximately 5 cm above the sinotubuler junction.

In anomalous origin of the RCA might be compressed between the aorta and pulmonary trunk and may the reduction of coronary blood flow. As a result, cardiac arrhythmia and sudden death can be seen.

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Medical Marijuana Laws and Maternal Marijuana Use

DOI: 10.31038/AWHC.2018121

Abstract

Objective: Marijuana is the most common illicit drug of abuse in the US among the general population as well as among pregnant women. Numerous states have passed various forms of marijuana laws while societal norms and current trends regarding marijuana use are becoming more relaxed. Evaluation of the potential association between living in a medical marijuana state and maternal marijuana use was lacking in the literature.

Methods: This was a secondary analysis of the 2014 National Survey on Drug Use and Health (NSDUH).

Results: The study revealed an increase of past month and past year use in medical marijuana states, but the observed increase was not significant. However, an increase of heavy users was observed in medical marijuana states (54% versus 37%).

Conclusion: This study will provide policy makers responsible for marijuana policy with useful evidence concerning the unintended consequence of increased maternal marijuana use in areas where medical marijuana is allowed.

Medical Marijuana Laws and Maternal Marijuana Use

Marijuana is the most common illicit drug of abuse in the United States among the general population as well as among pregnant women [1]. Nearly 4% of pregnant women between 2007 and 2012 used marijuana in the past 30 days according to the National Survey on Drug Use and Health [2]. Studies of prenatal marijuana exposure and neonatal outcomes including low birth weight, head circumference, birth length have not demonstrated consistent negative effects [3–5]. However, long term neurobehavioral studies of prenatal marijuana exposure have revealed a variety of negative consequences of prenatal marijuana exposure presenting in childhood and adolescence such as altered neural functioning, behavioral deficits, emotional deficits, low academic achievement, and increased risk of adolescent substance use initiation [6].

There exists a current trend in the United States of the adoption of various permutations of legislation permitting the use of medical and recreational marijuana [7]. California was the first state to pass a medical marijuana law in 1996 and 10 other states followed their lead over the next 10 years [8]. In 2014, Colorado implemented the most relaxed statewide marijuana policy to date allowing full commercialization and recreational use of marijuana [9]. Over the following 3 years, almost every state in the United States had introduced some version of marijuana law relaxation for consideration [10]. Specifically, during the 2014 NSDUH survey year, 19 states plus the District of Columbia had introduced medical marijuana laws, with three additional states approving medical marijuana during the 2014 survey year.

The potential association between residing in a state with a medial marijuana law and maternal marijuana use has not been reported in the literature to the best of my knowledge. The purpose of this study was twofold. First, using the responses from the 2014 NSDUH, the prevalence of past-month and past-year maternal marijuana use in states that have and do not have medical marijuana laws was conducted controlling for age, household income, race/ethnicity, educational level, and marital status. Second, the association of the level of past-year maternal marijuana use (light use compared to heavy use) in states that allow and do not allow medical marijuana was evaluated.

Methods

Study population

The 2014 NSDUH public access data was used for this study. The NSDUH, a nationwide survey of drug use patterns, is carried out periodically by the Substance Abuse and Mental Health Services Administration (SAMHSA) selecting people ages 12 years and older residing in civilian, non-institutional, settings [11]. The NSDUH utilized a complex multidimensional stratification strategy to ensure adequate representation of the national population [11]. The NSDUH provides de-identified data free to the public through internet download for secondary analysis without requiring further IRB approval. This study was limited to those who completed the 2014 NSDUH and were pregnant at the time of their interview. The participants self-reported their pregnancy status with their response to the question, “Are you currently pregnant?” Respondents were included in this study if they provided a response of “Yes.”

Data analysis

Maternal marijuana use was measured using the response to the question, “How long has it been since you last used marijuana or hashish?” for those that had answered yes to ever using marijuana or hashish. The responses recorded from the original question were recoded to past month use and past year use. Frequency of use was measured with the response to the question, “During the past year, on how many days did you use marijuana or hashish?” This variable was recoded into light use (less than 100 days) and heavy use (100 or more days). The presence of a medical marijuana law of the respondent’s state of primary residence was recorded at the time of the interview. The variable was recorded as either, “In state where marijuana is approved for medical use before interview” or “Not in state where marijuana is approved for medical use by interview date.”

The respondent’s self-reported age was recorded and categorized as 15–17 years old, 18–25 years old, 26–44 years old, and otherwise. Due to the low number of 15–17 years old and otherwise respondents, maternal age was recoded to 14–25 years old and 26–44 years old. The race/ethnicity of the participant was recorded as non-Hispanic White, non-Hispanic Black/African American, non-Hispanic American/Alaskan Native, non-Hispanic Native Hawaiian/Other Pacific Islander, non-Hispanic Asian, non-Hispanic more than one race, and Hispanic. Race/ethnicity was further aggregated to non-Hispanic White, non-Hispanic other, and Hispanic. The education level of the participant was recorded as less than high school, High school graduate, some college, and college graduate. The income of the household that the participant resides in was recorded as less than $20,000, $20,000 – 49,999, $50,000 – 74,999, and $75,000 or more. The marital status of the respondent was recorded as married, widowed, divorced or separated, and never been married. Due to the low number of widowed and divorced or separated respondents, the marital status category was aggregated to married and unmarried.

Differences in the proportion of pregnant women that self-reported past month or past year marijuana use living in states with medical marijuana laws compared to those residing in states that do not allow medical marijuana was assessed using χ2 analysis. Multiple logistic regressions were used to examine relationships between the proportion of pregnant women that self-reported past month or past year marijuana use living in states with and without medical marijuana laws while controlling for age, household income, educational level, race/ethnicity, and marital status. Frequency of use was categorized into light use (< 100 days use in the past year) and heavy use (≥ 100 days use in the past year). Chi-square analysis was used to evaluate differences in the proportion of pregnant women’s self-reported frequency of use in states that allow medical marijuana compared to states that do not allow medical marijuana.

Results

The 2014 NSDUH surveyed 758 women who indicated that they were pregnant at the time of interview. Among these pregnant women, 306 (40.4%) women lived in states that allowed medical marijuana while 452 (59.6%) did not. The analysis revealed 48 (6.3%) pregnant women that self-reported marijuana use within the past 30 days and 122 (16.1%) pregnant women that self-reported marijuana use during the past year. Selected demographic characteristics of the 758 pregnant women are listed in (Table 1) and overall drug use frequencies percentages are listed in (Table 2).

Table 1. Core Demographic Frequencies and Percentages of Pregnant Women Respondents of the 2014 NSDUH (N = 758).

n

%

Age Group

15–17

20

2.6

18–25

390

51.5

26–44

345

45.5

Otherwise

3

0.4

Family Income

Less than $20,000

210

27.7

$20,000-$49,999

244

32.2

$50,000 – $74,999

124

16.4

$75,000 or more

180

23.7

Education Level

Did not finish high school

117

15.4

High School Graduate

215

28.4

Some College

190

25.1

College Graduate

213

28.1

Race Ethnicity

Non-Hispanic White

414

54.6

Non-Hispanic Black

108

14.2

Non-Hispanic Native Am/AK

20

2.6

Non-Hispanic HI/Other Pac Island

10

1.3

Non-Hispanic Asian

34

4.5

Multiracial

25

3.3

Hispanic

147

19.4

Marital Status

Married

391

51.6

Divorced/Separated

43

5.7

Never Married

321

42.3

State Marijuana Law Status

Medical Marijuana Allowed

306

40.4

Medical Marijuana Not Allowed

452

59.6

Table 2. Frequencies and Percentages of Marijuana Use for Pregnant Women Respondents of the 2014 NSDUH (N = 758).

n

%

Used Marijuana

Past Month

48

6.3

Past Year

122

16.1

Number of Days Used Past Year

Did Not Use

636

83.9

1–11 Days

30

4.0

12–49 Days

22

2.9

50–99 Days

16

2.1

100–299

41

5.4

300–365

13

1.7

There were 26 (5.8%) pregnant women living in states that did not have a medical marijuana law that self-reported marijuana use in the month prior to the interview (Table 3). States where medical marijuana was allowed had 22 (7.2%) pregnant women self-reporting past-month marijuana use (χ2 = 0.636, p = 0.425). With regard to past year marijuana use, 68 (15%) pregnant women living in states without a medical marijuana law self-reported use and 54 (17.6%) pregnant women living in states that allowed medical marijuana self-reported use (χ2 = 0.915, p = 0.339).

Table 3. Prevalence of Past Month and Past Year Marijuana Use for Pregnant Women Respondents of the 2014 NSDUH (N = 758) in States that Allow Medical Marijuana and States that do not Allow Medical Marijuana.

 Medical Marijuana

Allowed (%)

Not Allowed (%)

p value

Φ

Past Month Use

7.2

5.8

0.425

–0.029

Past Year Use

17.6

15.0

0.339

–0.035

Logistic regression was used to evaluate the potential influence of the presence of a medical marijuana law on past-month and past-year self-reported use while controlling for age, household income, race/ethnicity, education, and marital status. The model summary suggested that this evaluation was significant (χ2(11) = 59.556; p < 0.001). The odds ratios, P-values, and 95% confidence intervals are listed in (Tables 4 (past month) and 5 (past year)). Interaction between terms was investigated but none were observed.

Table 4. Past Month use Reported by Pregnant Respondents of the 2014 NSDUH (N = 758).

β

SE

Odds Ratio

p

Confidence Intervals

Medical Marijuana

Not Allowed

ref

ref

ref

ref

ref

Allowed

0.424

0.320

1.52

0.185

0.816–2.859

Age Group

14–25

1.271

0.484

3.565

0.009

1.379–9.213

26–44

ref

ref

ref

ref

ref

Family Income

Less than $20,000

0.129

0.571

1.138

0.821

0.372–3.482

$20,000–$49,999

0.359

0.549

1.433

0.513

0.488–4.203

$50,000–$74,999

–0.157

0.718

0.855

0.827

0.209–3.490

$75,000 or more

ref

ref

ref

ref

ref

Education Level

Did not finish high school

0.619

0.739

1.858

0.402

0.437–7.901

High School Graduate

–0.007

0.736

0.993

0.992

0.235–4.202

Some College

0.597

0.705

1.817

0.397

0.456–7.239

College Graduate

ref

ref

ref

ref

ref

Race Ethnicity

Non-Hispanic White

ref

ref

ref

ref

ref

Non-Hispanic Other

–0.122

0.359

0.886

0.735

0.438–1.789

Hispanic

–0.885

0.460

0.413

0.054

0.168–1.017

Marital Status

Married

ref

ref

ref

ref

ref

Not Married

1.918

0.769

6.810

<0.001

2.485–18.661

Table 5. Past Year use Reported by Pregnant Respondents of the 2014 NSDUH (N = 758).

β

SE

Odds Ratio

p

Confidence Intervals

Medical Marijuana

Not Allowed

ref

ref

ref

ref

ref

Allowed

0.375

0.215

1.456

0.081

0.955–2.220

Age Group

14–25

0.782

0.267

2.185

0.003

1.294–3.689

26–44

ref

ref

ref

ref

ref

Family Income

Less than $20,000

0.238

0.362

1.269

0.511

0.624–2.580

$20,000–$49,999

0.139

0.341

1.149

0.684

0.589–2.243

$50,000–$74,999

0.265

0.388

1.304

0.494

0.610–2.790

$75,000 or more

ref

ref

ref

ref

ref

Education Level

Did not finish high school

0.005

0.397

1.005

0.989

0.462–2.190

High School Graduate

–0.587

0.388

0.556

0.130

0.260–1.188

Some College

–0.121

0.360

0.886

0.736

0.438–1.792

College Graduate

ref

ref

ref

ref

ref

Race Ethnicity

Non-Hispanic White

ref

ref

ref

ref

ref

Non-Hispanic Other

–0.229

0.248

0.796

0.357

0.489–1.294

Hispanic

–0.781

0.304

0.458

0.010

0.252–0.831

Marital Status

Married

ref

ref

ref

ref

ref

Not Married

1.537

0.335

4.650

> 0.001

2.713–7.971

The frequency of self-reported past year use was transformed into light use (< 100 days) and heavy use (≥100 days). In states where medical marijuana was not allowed, 36.8% (n = 68) pregnant women who reported past year marijuana use were categorized as heavy users. In the medical marijuana states, the proportion of pregnant heavy users increased to 53.7% (n = 54; χ2 = 3.501, p = 0.060).

Discussion

The 2014 NSDUH revealed that 6.8% of women pregnant at the time of interview self-reported past-month marijuana use and 16.1% self-reported past-year marijuana use. Further evaluation with regard to residing in a state with or without a medical marijuana law showed that a higher proportion of pregnant women self-reported past-month marijuana use (χ2 = 0.636, p = 0.425) and past-year marijuana use (χ2 = 0.915, p = 0.339). Although both observations showed increased proportions in the expected direction, the differences were not statistically significant.

Other studies have specifically reviewed adolescent marijuana use using NSDUH data with mixed results. Wall et al studied adolescent marijuana use between 2002 and 2008 in states where medical marijuana was and was not allowed [12]. On average adolescent marijuana use was higher in medical marijuana states than non-medical marijuana states (8.68% compared to 6.94%). The study was a cross-sectional design and therefore could not infer cause and effect.

Isolation of potential time influences of medical marijuana laws was attempted using a more complex design [13]. An increase in adolescent marijuana use in states with medical marijuana laws observed by Wall et al [12] was confirmed by Harper et al [13]. However, their more complex difference in differences approach suggested that the passage of medical marijuana laws represented no significant affect (β = -0.53; 95% CI: -1.0, 0.0).

Multiple logistic regressions was used to investigate the differences of past month and past year maternal marijuana use in states that allow and do not allow medical marijuana use while controlling for age, family income, educational level, race/ethnicity, and marital status. These demographic elements did not significantly affect the influence of state medical marijuana laws on self-reported past month maternal marijuana use (β = 0.424; p = 0.185) and past year maternal marijuana use (β = 0.375; p = 0.081). Additionally, family income level or educational level did not demonstrate statistically significant influence. However, an association between maternal marijuana use and age, marital status, and race/ethnicity was statistically significant which is a similar observation seen in studies of other populations.

Young pregnant mothers (ages of 14–25 years old) self-reported more past month use (OR = 3.565; 95% CI: 1.379, 9.213; p = 0.009) and past year use (OR = 2.185; 95% CI: 1.294, 3.689; p = 0.003). Unmarried women’s odds ratio was 6.81 times higher for marijuana use during the month prior to interview than married women (95% CI: 2.485, 18.661; p < 0.001) and 4.650 times higher for marijuana use during the past year use (95% CI: 2.713, 7.971; p < 0.001). Being a pregnant Hispanic, however, seemed to provide a degree of protection, where the odds ratio was 0.413 past month use (p = 0.054; 95% CI: 0.168, 1.017) and 0.458 for past year marijuana use (p = 0.010; 95% CI: 0.252, 0.831) when compared to the reference group, non-Hispanic Whites.

Similar trends by age in the general population were reported by National Epidemiologic Survey on Alcohol and Related Conditions [14]. Among 18–29 year olds, 10.5% reported past-year marijuana use compared to the next highest age group (30–34 years old) only reporting 4.1% in the NESARC Wave I in 2001–2002 [14]. NESARC Wave II (2012–2013) showed past year marijuana use of 18–29 year olds at 21.2% compared to 30–34 year olds at 10.1%. Ko et al [2] showed in their study of the NSDUH (2007–2012) that over half of the pregnant mothers reporting past month marijuana use were between the ages of 18–25 years old (66.7%), which was similar to their findings among non-pregnant females ages 18–25 years old (54.8%). These findings are consistent and showed that young people, whether pregnant or simply part of the general population, were at higher risk to self-report marijuana use.

Marital status has also been a consistent predictor of self-reported marijuana use. The 2012–2013 Wave II of the NESARC showed that unmarried people (21.0%) were much more inclined to report past year marijuana use than widowed/separated people (8.3%) or married individuals (5.5%; Hasin et al, 2015 [14]). The NSDUH (2007–2012) data showed that 70.4% of pregnant women that reported past month marijuana use were never married [2]. This trend was also observed in a French national study which showed that the odds of women that did not cohabitate with the child’s father were 1.69 times higher (95% CI: 1.01, 2.82; p < 0.05) to report marijuana use during pregnancy than pregnant women cohabitating with their partner [15].

Race/ethnicity provided an interesting comparison, in which Hispanics tended to self-report less marijuana use than Non-Hispanics. In the NESARC Wave II in 2012 and 2013, Hasin et al observed in the general population a prevalence of past year marijuana use of 8.4% while non-Hispanic Whites and Blacks reported use at much higher rates (9.4% and 12.7%, respectively; Hasin et al, 2015 [14]). Previous studies using the NSDUH (2007–2012) demonstrated that pregnant Hispanic women were less likely to self-report past year marijuana use (OR = 0.6; 95% CI: 0.4, 0.8) when compared to Non-Hispanic Whites [2].

The final question of this study was to evaluate a potential increase in heavy marijuana use among pregnant women in states that allow medical marijuana use compared to pregnant women who lived in states that do not allow medical marijuana use. Light marijuana use was defined as using 99 days or less per year while heavy use was defined as using 100 or more days per year. Of the pregnant women that reported past year marijuana use living in a state that does not allow medical marijuana use, 37% self-reported as heavy users. In states that allowed medical marijuana use, 54% were categorized as heavy users. This was a large increase in the direction that was hypothesized and the finding approached statistical significance (p = 0.061).

This finding is consistent with a recent report evaluating concentrations of marijuana metabolite (THCA) in newborn meconium before and after legalization of recreational marijuana use in Colorado [16]. Meconium, the first fecal material excreted by the newborn soon after birth, is a complex material that has accumulated in the large intestine of the neonate during the second and third trimesters [17]. Meconium has been considered as the gold standard specimen type to monitor prenatal drug exposure due to its lengthy window of detection, near universal availability, and noninvasive collection procedure [17].

Chasnoff [16] reported data that indicated a significant increase in the prevalence of positive meconium specimens was not observed following the initiation of Colorado’s recreational marijuana law in 2012. There was, however, a significant increase in the levels of marijuana metabolite (THCA) found in newborn meconium (213 ± 230 ng/g compared to 361 ± 420 ng/g; p = 0.013). Chasnoff [16] inferred that this was due to an increase in heavy marijuana use among those that chose to use which is a similar conclusion to the study presented here.

Using the NSDUH presents two distinct advantages, the number of respondents and inclusion of the new question about the presence of medical marijuana law at the time of inquiry. The 2014 NSDUH surveyed nearly 60,000 respondents of which 758 were pregnant women. The NSDUH used a sophisticated sampling strategy to ensure an accurate representation of the national demographic. Inclusion of the new questionnaire item noting the presence of state medical marijuana laws at the time of interview allowed for simple categorization of the dependent variable.

The most significant limitation to this study was its reliance on self-report of drug use behavior. The prevalence and extent of marijuana use was expected to be under-reported due to reasons of self-incrimination and stigma. McDonald [18] concluded that individuals in general answer questions in a manner that is more socially acceptable. The survey attempted to mitigate these concerns by conducting the interview in a private area away from others and by the use of a computer assisted protocol. The NSDUH does not include institutionalized, incarcerated, or homeless individuals in their survey. These populations are at high risk for substance use and abuse which may affect the outcome of this study [19]. Lastly, this survey did not capture information regarding the participants residing in a state that adopted a recreational marijuana law. The influence of a state recreational marijuana law may not be equivalent to that of a state medical marijuana law thus affecting the outcome of this study. Future directions of this study include replication with subsequent waves of NSDUH [20], the inclusion of marijuana questions in the Pregnancy Risk Assessment Monitoring System general core questions, and inclusion of an appropriate biomarker in epidemiological studies of newborns in various geographical areas.

An association exists between in utero exposure to marijuana and long-term neurobehavioral deficits and these marijuana induced deficits are 100% preventable. The results of this study confirm previous reports in that marijuana use in jurisdictions that allow medical marijuana, while statistically insignificant, are higher than in jurisdictions that do not allow for medical marijuana. Furthermore, among those that reside in states that allow medical marijuana and that choose to use during pregnancy, use more frequently than their counterparts in states that do not allow medical marijuana. This study also aligns with previous reports stating that younger and unmarried women are at higher risk of maternal marijuana use than other women. These findings along with increasing permissive views of marijuana use among adolescents and an increase in the number of states that allow medical marijuana use demand that policymakers direct prevention efforts to these higher risk group.

The increase of permissive views of marijuana use among adolescents presents a compounded set of public health issues. An association between age of substance use initiation and higher substance dependency later in life exists. Additionally, the adolescent demographic are entering into the reproductive age range. Policymakers in all jurisdictions but especially in those jurisdictions that either allow medical marijuana or are considering the allowance of medical marijuana should focus substance use prevention resources to their adolescent constituents including information concerning the long term neurobehavioral deficits associated with maternal marijuana use.

Policymakers in all states but especially in states that allow medical marijuana or states considering the allowance of medical marijuana should provide additional resources for substance use prevention for young unmarried women. This study was consistent with previous reports showing that these two characteristics are at a statistically significant increased risk over other demographics studied. Additionally, young, unmarried women are more apt to not have adequate healthcare coverage which may present a barrier to prenatal treatment and a conduit for substance use prevention efforts. Access to accurate information regarding the question of negative long term health consequences of prenatal marijuana exposure was disappointing Jarlenski et al. [21]. The findings of Jarlenski and colleagues [21] along with the outcome of this study point to a public health opportunity for jurisdictions considering or adopting relaxed marijuana policies to make sure that quality information concerning prenatal marijuana exposure is readily available especially for young unmarried pregnant mothers-to-be.

References

  1. Martin CE, Longinaker N, Mark K, Chisolm MS, Terplan M (2015) Recent Trends in Treatment Admissions for Marijuana Use During Pregnancy. Journal of Addiction Medicine 9: 99–104.
  2. Ko JY, Farr SL, Tong VT, Creanga AA, Callaghan WM (2015) Prevalence and patterns of marijuana use among pregnant and nonpregnant women of reproductive age. Am J Obstet Gynecol 213: 201. [crossref]
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Invited Commentary Proposing Potential New Treatment Strategies to Combat Breast Cancer Based on our Recently Published Manuscripts

DOI: 10.31038/AWHC.2018114

 

Most human breast cancers are hormone-dependent; as such they express estrogen and progesterone receptors (ER, PR). Such tumors respond more readily to chemotherapy than tumors that are hormone receptor negative. Women suffering from hormone receptor positive breast cancer are routinely treated with chemotherapeutic drugs such as tamoxifen and aromatase inhibitors, which either block the binding of estrogen to its receptor, or inhibit its synthesis.

Hormone-dependent breast cancer cells frequently express an inactive mutant form of tumor suppressor p53 protein (mtp53). In its wild-type form, p53 promotes apoptosis and cell cycle arrest and inhibits vascular-endothelial growth factor (VEGF)-dependent angiogenesis (formation of new blood vessels), thereby disrupting tumor development. Mtp53 however lacks these functions, resulting in tumor cell survival and metastasis. Conversion of mtp53 to wtp3, with consequent restoration of wild-type tumor suppressor functions occurs when tumors are exposed to the small molecule drug PRIMA-1 (p53 reactivation and induction of massive apoptosis). Using APR-246, a structural analog of PRIMA-1 which likewise restores wtp53 activity, together with an antibody (2aG4) that disrupts tumor vasculature by targeting phosphatidylserine residues on tumor blood vessels, we reduced the viability of BT-474 and T47-D human breast cancer cells, and also suppressed the in vivo growth of tumor xenografts in a mouse model of breast cancer [1].

Incubation of BT-474 cells with APR-246 resulted in significantly higher levels of wtp53, reduced VEGF expression and increased expression of genes related to apoptosis. Furthermore, flow cytometry studies showed that APR-246 dose-dependently induced apoptosis and cell death in cultured BT-474 cells. For in vivo studies, BT-474 tumor xenografts were grown in nude mice and allowed to develop to a volume of approximately 100 – 125 mm3 whereupon treatment with APR-246 and/or 2aG4 commenced. Tumor volume was monitored for 40 days. Compared with control animals, mice in all three treatment groups (APR-246, 2aG4 and a combination of the two) exhibited significantly smaller tumors. In animals treated with a combination of APR-246 and 2aG4 tumor volumes were reduced by approximately 65-70% compared with controls, and in some animals tumors were completely eradicated. We observed a similar effect on xenografts derived from T-47D cells, indicating that APR-246 and 2aG4 exert their effects against different human breast cancer cell lines [1]. No signs of toxicity were observed in any of the experimental animals, suggesting that the two agents might be used safely in human subjects afflicted with hormone-dependent breast cancer.

Although the majority of human breast cancers are hormone-dependent, a significant number (approximately 15-20%) are described as triple-negative breast cancer (TNBC). Because they do not express ER and PR, and also lack Her-2-neu, a member of the epidermal growth factor receptor family, TNBCs are distinct from those that are hormone-dependent. By lacking these common chemotherapeutic targets, such cancers are extremely difficult to treat and women afflicted with TNBC often succumb to the disease following metastasis throughout the body. It is therefore imperative that we develop new treatments for this particularly aggressive and deadly form of breast cancer.

A hallmark of TNBC is the presence of mtp53 (in 80% of tumors) and cancer stem-cell like cells which frequently metastasize. While TNBCs are devoid of targetable receptors, expression of mtp53, the inactive form of tumor suppressor, provides a target through which we might treat TNBC. We therefore propose that APR-246 and 2aG4, as well as being effective against hormone-responsive breast cancer, might also be used therapeutically against metastatic TNBC. We will determine whether APR-246 activates mtp53 in TNBC cells and measure its capacity in vitro to modulate specific markers of stem cells. We will also carry out studies to ascertain whether migration of TNBC cells is disrupted by APR-246, which would indicate possible suppression of metastasis. Initial observations using an animal model are promising; APR-246 and 2aG4, administered alone or in combination, inhibited metastasis of TNBC and also reduced the number of metastatic colonies formed in the lungs.

During our earlier efforts to determine the mechanism through which PRIMA-1 reduces breast cancer cell viability [2], we serendipitously discovered that inhibition of cholesterol biosynthesis may be an effective means of suppressing breast cancer growth, leading us to investigate another line of research [3]. Based on clinical trials, there is overwhelming evidence that hormone replacement therapy (HRT) in post-menopausal women increases the risk of breast cancer. HRT regimens may contain estrogen alone, or a combination of estrogen and progesterone, and women undergoing combination therapy are more likely to develop breast cancer than those taking only estrogen.

Using an animal model of progestin-dependent breast cancer, we showed that medroxyprogesterone acetate (MPA), a synthetic progestin widely used in HRT, accelerates development of breast cancer [4]. Studies in vitro using cultured T47-D and BT-474 cells showed that MPA elevates levels of CD44 protein, increases ALDH activity and promotes the formation of mammospheres, all hallmarks of cancer stem cells (CSCs) [5]. Because millions of post-menopausal women worldwide take HRT and are therefore susceptible to the potentially deleterious and often fatal effects of progestins, we conducted studies using an inhibitor of cholesterol synthesis, in an attempt to counter such effects.

RO 48-8071 (RO), inhibits 2, 3-oxidosqualene cyclase (OSC), a critical enzyme in the biosynthetic pathway leading to cholesterol production. RO significantly reduced the MPA-induced expression of CD44, lowered levels of PR which were elevated in response to MPA and abolished mammosphere formation [5, 6]. The latter observation suggests that RO interferes with progestin-dependent enrichment of CSCs. By lowering PR levels, RO may affect the growth of tumors in a number of ways; by reducing expression of 1) VEGF, which is extremely angiogenic and promotes breast cancer cell proliferation and tumor development, and 2) CD44, which exists primarily as two variants that play important roles in cell-to-cell communication, cell adhesion and cell migration.

Since cholesterol biosynthesis is essential for cell growth, we will also determine whether RO might be effective against TNBC. Based on our studies to date we are confident that both APR-246 and RO have the potential to be used therapeutically against metastatic breast cancer. Future clinical trials will determine whether these findings can be translated into effective therapies to combat a variety of aggressive breast cancers and thereby alleviate the suffering of millions of women worldwide.

Acknowledgement

We would like to thank a number of colleagues, collaborators, and students who contributed towards this research. These studies were supported financially by the NIH, Dept. of Defense Breast Cancer Program, APREA AB, and COR awards from the College of Veterinary Medicine, University of Missouri.

References

  1. Liang Y, Mafuvadze B, Besch-Williford C, Hyder SM (2018) A combination of p53-activating APR-246 and phosphatidylserine-targeting antibody potently inhibits tumor development in hormone-dependent mutant p53-expressing breast cancer xenografts. Breast Cancer: Targets and Therap 10: 53–67.
  2. Grinter SZ, Liang Y, Huang SY, Hyder SM, Zou X (2011) An inverse docking approach for identifying new potential anti-cancer targets. J Mol Graph Model 29: 795–799. [crossref]
  3. Liang Y, Besch-Williford C, Aebi JD, Mafuvadze B, Cook MT, et al. (2014) Cholesterol biosynthesis inhibitors as potent novel anti-cancer agents: suppression of hormone-dependent breast cancer by the oxidosqualene cyclase inhibitor RO 48-8071. Breast Cancer Res. Treat 146: 51–62. [crossref]
  4. Liang Y, Besch-Williford C, Brekken RA, Hyder SM (2007) Progestin-dependent progression of human breast tumor xenografts: a novel model for evaluating anti-tumor therapeutics. Cancer Res 67: 9929–9936.
  5. Goyette S, Liang Y, Mafuvadze B, Cook MT, Munir M, et al. (2017) Natural and synthetic progestins enrich cancer stem cell-like cells in hormone-responsive human breast cancer cell populations in vitro. Breast Cancer: Targets and Therapy 9: 347–357. [crossref]
  6. Liang Y, Goyette S, Hyder SM (2017) Cholesterol biosynthesis inhibitor RO 48-8071 reduces progesterone receptor expression and inhibits progestin-dependent stem cell-like cell growth in hormone-dependent human breast cancer cells. Breast Cancer: Targets and Therapy 9: 487–494.