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Global Healthcare Workers Migration: A Human Resource Management Concern

DOI: 10.31038/IMROJ.2018335

Abstract

The World Health Organization estimates a deficit of approximately 2.4 million physicians, nurses, and midwives along with a need for an additional 2 million pharmacists and paramedical professionals. Compounding this crisis for the most vulnerable communities is the phenomenon healthcare worker migration. Both developed and developing nations are struggling to mitigate the immense challenges resulting from the existing shortage combined with increasing demands and diminishing supplies of healthcare providers. WHO established a Global Code of practice with the aim of addressing the growing healthcare worker crisis. United Nations General Assembly passed a resolution calling on the international community to work together towards the creation of 40 million healthcare and social workers with particular focus on the expected 18 million person deficit in healthcare workers by 2030. The WHO’s Global Code of Practice on the International Recruitment of Health Personnel has provided clear benefits in mitigating this growing problem most evident with the creation of 117 national authorities and being used to establish 65 bilateral agreements with respect to health worker development and migration. The healthcare workforce shortage is an ongoing crisis with global ramifications effecting developed and developing nations alike.

Introduction

Shortages within the healthcare workforce represent a growing problem for the Americas. This problem is but a portion of a global crisis. The World Health Organization estimates a deficit of approximately 2.4 million physicians, nurses, and midwives along with a need for an additional 2 million pharmacists and paramedical professionals [1]. Both developed and developing nations are struggling to mitigate the immense challenges resulting from the existing shortage combined with increasing demands and diminishing supplies of healthcare providers [2]. Overall issues are further complicated in that healthcare workers are most sparse in regions in which they are most desperately needed, particularly impoverished, developing nations [2].

Compounding this crisis for the most vulnerable communities is the phenomenon healthcare worker migration. A prime example of this sub-Saharan Africa, which carries 24% of the world’s disease burden, while only have 3% of the global healthcare workforce to combat it, as well as merely 1% of global financial resources to fund any and all health initiatives [1]. The reasons for this migration are multifaceted and in recent history has become increasingly complex [3, 4]. Some factors which contribute to health worker migration include: active recruitment of healthcare workers to wealthy nations at the detriment to their respective home countries or countries in which they were trained, insufficient health systems, poor working conditions, lack of recognition, overwork, low wages in these developing nations [3]. All of these factors contribute to the increasingly low health worker numbers in the most vulnerable countries [3].

In response to this ongoing crisis, the WHO established the Global Code of Practice on the International Recruitment of Health Personnel in 2010. After detailing the aims of this WHO initiative and summarizing its current progress, this review will present both the successes and obstacles to this initiative; then focusing particularly on how implementation has progressed in the Americas. Concluding with an evaluation as to which targeted initiative hold promise in mitigating the disparity in the capabilities with regard to providing healthcare when comparing developed and developing nations.

Global Code of Practice on the International Recruitment of Health Personnel

In 2010, the WHO established a Global Code of Practice with the aim of addressing the growing healthcare worker crisis. The objectives of this code are as follows: to establish and promote voluntary principles and practices for the ethical international recruitment of health personnel, with respect to both source and destination; to create a reference for nations while establishing or improving the infrastructures necessary for international recruitment of health personnel; to provide guidance where appropriate with regards to the formulation and implementation of bilateral and/or multilateral; to facilitate and promote international discussion and advance cooperation related to the ethical international recruitment of health personnel as part of strengthening health systems, with a particular focus on the situation of developing countries [5]. These objectives aim to mitigate the growing health personnel crisis across the globe. The Global Code of Practice outlines several important methods for addressing this growing concern. Overall, the aim is to improve the healthcare workforce globally. Methods for doing so include increasing healthcare education, training, efficiency. The ultimate goal with regards to training and education being to have a system of generate a healthcare workforce which is self-sustaining for each individual nation, as sourcing healthcare workers from other nations inherently places strain on the healthcare system of the source country. Another important aspect is the collection of pertinent data and the establishment oversight bodies to monitor and make recommendations from information collected, and to share this information with international agencies in order to aid with overcoming issues from a more global mindset [5]. This data gathering and international cooperation is especially important for the most vulnerable communities where resources and healthcare work-forces are under the greatest strain [5].

Finally, the Global Code of Practice established in 2010 sought to develop a means of regulating healthcare worker migration in a manner as to aid the most vulnerable nations. It is important to understand that this regulation must be undertaken with respect to any nation’s obligations to its own citizenry as well as with respect to the liberties any particular healthcare worker [5]. Essentially, the goal with respect to healthcare worker migration is to permit the free migration of healthcare workers while encouraging the bolstering of vulnerable healthcare systems and allowing decreasing the limitations of free mobility of health professionals.

Current Progress with Implementation of the Global Code of Practice

Since the establishment of the Global Code of Practice, international consensus is that it has had a positive effect on addressing the health personnel crisis. A recent meeting among high profile entities working with the World Health Organization highlighted some of these factors focusing on international health worker migration [6]. The meeting affirmed that the Global Code of Practice is working to mitigate the health personnel crisis, most effectively by elucidating various problems within the current global state of health worker migration, allowing for discussion to methods of amelioration [6].

Some countries have successfully implemented strategies to drastically increase the production of new health workers. The successes can be used to develop policies in other nations as well as a possible resource of health workers for nations without the capacity for such production [6]. Other policy measures are being implemented at both the national level and with bilateral agreements to create environments with mutually beneficial health worker migration, implementation and improvements to health worker monitoring and management information systems, recruitment health workers to rural communities [6]. The potential of appropriate utilization and integration of refugee health workers and potential training of refugees as health workers.

Challenges to implementation include: differences in populations, capacity to educate new health workers, capability to train health workers with new technologies, impediments to health worker skill recognition, lack of prioritization with regard to specializing training and employment of health worker at the national level, as well as predatory practices in recruiting health workers [6]. Other factors outside a health worker migration such as increasing burden of chronic conditions, anti-globalization sentiments, and growing refugee populations [6].

Presented during the meeting was evidence demonstrating the necessity for a more refined and evidence based approach to addressing the increasing scope and complexity of international health worker migration [6]. This approach is key towards the success of Global Code of Practice being successful. The meeting closed with calling for a third round of National Reporting to the World Health Organization regarding health personnel and health worker migration [6].

With respect to the challenges still clearly evident, the successes of World Health Organization promoted practices is deserving of recognition. Since the adoption of the Global Code of Practice, the world has seen the creation of 117 national authorities dedicated to its implementation as well as the Code being used to establish 65 bilateral agreements with respect to health worker development and migration [7]. The recommendations from information gathered regarding health personnel has also resulted in recognition from the United Nations. In 2016, the United Nations General Assembly passed a resolution calling on the international community to work together towards the creation of 40 million healthcare and social workers with particular focus on the expected 18 million person deficit in healthcare workers by 2030 [8].

National Reporting on Status of Health Personnel Workforce

As outlined in the Global Code of Practice, information gathering and national reporting are integral to implementing, monitoring, and improving efforts to address the health worker shortage. Since the inception of the Code, there have been two rounds of National Reporting. Of the 194 member states 74 submitted National Reports to the World Health Organization in 2016 [7]. This represents a 32% increase in participating nations from the first round of reporting [7]. While the Pan American Health Organization demonstrated a drastic increase between the first and second round of reporting, from 4 to 9 members submitting National reports in 2013 and 2016 respectively; this still represents only 26% of the 35 members [7]. The importance of data gathering cannot be underestimated without inhibiting global and regional efforts to increase the health workforce.

Health Personnel Workforce in the Americas

Back in 2005, experts from around the Caribbean and Latin America gather for a conference to discuss and coordinate measures to enact policies of managed migration [14]. An important reason for these efforts is to mitigate the brain drain of professionals form the regions across multiple industries and sectors [14]. Of particular importance was the retention health professionals [14]. The Pan American Health Organization has overseen successes in the implementation of the Global Code of Practice. This is exemplified by the increases in physicians per capita as depicted in Figure 1. Of all the Pan American Health Organization countries which submitted data for multiple years, the vast majority saw improvements. This indicates that monitoring these statistics provides information which can positively inform policy. It also shows which countries are not implement effective policies, which can be seen as a marker for further changes, possibly with a different approach Figure 1 [15].

IMROJ 2018-107 - Satisg Bidaisee WI_F1

Figure 1. Global Health Observatory Statistics

However, the Americas have faced a number of difficulties particularly amongst the poorer nations. To establish a holistic picture of the current state of health personnel shortages and health worker migration in the Americas analyses from three member states: the United States of America, Canada, and El Salvador will serve as examples. These three nations represent both developed and developing countries, as well as presenting health worker shortages in both socialized and privatized health systems.

United States

Prior to the creation of the World Health Organization Code of Practice, the Alliance for International Ethical Recruitment Practices was developed in the United States [9]. The Alliance Code in light of drastic increases in the number of firms actively recruiting foreign nurses. This dramatic and unregulated market created an environment which enable unfair and subversive recruitment practices which disadvantaged incoming healthcare worker migrants coming to the United States [10]. The purpose of the implementing the Alliance Code was to establish minimum standards for employers and recruiters to ensure transparent, reasonable, and ethical practices for contracting international workers in addition to setting goals of best practices respecting health worker rights to labor autonomy while mitigating the detriments encumbered by source countries’ healthcare systems [9]. While the Alliance Code is distinct from the World Health Organization Code of Practice, both share the same aspirations and goals [10]. The World Health Organization Code of Practice is a broad set of guidelines for national and international agencies, while the Alliance Code represents a more narrowed and detailed set of guidelines for a particular aspect of this issue, namely healthcare worker recruitment practices. Since the inception of the Alliance Code the following strategies have been identified as crucial for its ultimate success: a multi-stakeholder approach, realizing the potential impacts of variations in immigration policy, challenges with enforcing compliance with a voluntary set of guidelines, generating understanding of the importance of ethical practice at the level of individual recruitment employees, standardizing credential assessment and certification [10].

Canada

In contrast, Canada has a single-payer healthcare system. As such, the government has a much greater deal of control with regard to ethical recruitment practices. However, government-funded health systems face their own challenges regarding health worker shortages. Since the mid-2000’s the number of immigrating health professionals has been increasing in Canada, particularly physicians and nurses [2]. International health professionals have been vital to Canadian physician resource planning [11]. As a matter of policy, efforts to maintain these trends in order to alleviate the healthcare worker shortage persisted in spite of economic hardship during the global recession, and efforts to improve integration of international health professional are underway [2]. The major threat to continued addressing of the labor shortage in Canada is financial constraints and political climate is trending toward addressing government debts and deficits [2]. The significant and increasing numbers of health migrants to Canada suggests that the nation may be exacerbating shortages in less developed source nations, however evidence shows there is also substantial increases in health professionals trained in Canada preparing to emigrant elsewhere represents a mitigating factor in Canadian overall health worker policy [2]. While compliance with the World Health Organizations’ Code of Practice is a topic in healthcare policy discussions in Canada, current political climate indicates that efforts to address the health professional workforce within Canada, especially in underserved communities seem to be taking priority [2]. While discussions are also underway in Canada to promote the development of education system to create a self-sustaining healthcare environment, the Canadian Medical Association regards international professionals a significant component of Canadian health workforce planning [12, 13].

El Salvador

Moving from the developed countries to developing nations, El Salvador has again its own unique challenges to combatting the healthcare worker shortages. Researchers discuss the legal implications of the World Health Organization Code of Practice and how coordination between national agencies is needed to implement the guidelines [2]. Overall, the understanding with regards to El Salvador is that the Code of Practice is too broad in its scope and lacks concrete definitions which would be necessary for it to be used as a source of regulation. Recommendations propone for the Code to be technically assessed by the Ministry of Health, and for those assessments to be given to lawmakers to enact legislation as would be appropriate to best serve the people [2]. The key difference to be noted is that while El Salvador intends to use government intervention to enact these changes as in Canada, limited resources called for careful assessment prior to implementation [2]. Since El Salvador is a common source country for health workers migrating to more developed countries like Canada and the United States, there is also an emphasis on the components of the Code of Practice relating to retaining health workers with possible policy changes both encouraging health professionals to stay or creating barriers to their emigration, while maintaining respect for individual autonomy [2].

Conclusion

The healthcare workforce shortage is an ongoing crisis with global ramifications effecting developed and developing nations alike. The World Health Organization’s Global Code of Practice on the International Recruitment of Health Personnel has provided clear benefits in mitigating this growing problem most evident with the creation of 117 national authorities and being used to establish 65 bilateral agreements with respect to health worker development and migration [7]. Additionally, in 2016, the United Nations General Assembly passed a resolution calling for the creation of 40 million healthcare and social workers by 2030 [8]. It has been made clear from evidence around the world and shown here across the Americas that addressing the health professional shortage is a complex and multi-faceted endeavor. The more information we gather the better able we are to identify which particular problems are arising in particular regions. Many of the lessons learned thus far can be used to influence further policy developments at the regional, national, international level. One obvious aspect in which the Americas stand to directly benefit is by increasing participation in the next round of National reporting to the World Health Organization. Again, the Pan American Health Organization demonstrated a drastic increase between the first and second round of reporting, from 4 to 9 members submitting National reports in 2013 and 2016 respectively; this still represents only 26% of the 35 members [7]. Increasing the available data will serve both to benefit members of the Pan American Health Organization as well as nations across globe.

References

  1. WHO (2006) Health workers: a global profile. In: The World Health Report 2006 – Working together for health: World Health Organization, Geneva, Switzerland.
  2. WHO (2013) WHO policy dialogue on international health workforce mobility and recruitment challenges: technical report. Copenhagen: The WHO Regional Office for Europe.
  3. Nair M, Webster P (2013) Health professionals’ migration in emerging market economies: patterns, causes and possible solutions. Public Health 35: 157–163.
  4. Taylor AL, Dhillon IS (2011) The WHO Global Code of Practice on the International Recruitment of Health Personnel: The Evolution of Global Health Diplomacy. Global Health Governance Volume: 01
  5. WHO Global Code of Practice for International Recruitment of Health Personnel.
  6. High Level Dialogue.
  7. SDG3.c.1 Health Worker Density and Distribution Health Worker Labour Mobility.
  8. UNGeneral Assembly Resolution.
  9. Alliance for Ethical International Recruitment Practices (2008) Voluntary code of ethical conduct for the recruitment of foreign educated health professionals to the United States. Washington, DC: AEIRP.
  10. Code for ethical international recruitment practices: the CGFNS alliance case study
  11. http://rcpsc.medical.org/publicpolicy/imwc/IMG_Task%20force-poster-FINAL-ENG.pdf
  12. ACHDHR (2009) How many are enough? Redefining self-sufficiency for the health workforce, A Discussion Paper. Canadian Federal/Provincial/Territorial, Advisory Committee on Health Delivery and Human Resources, Ottawa, ON: Health Canada.
  13. CMA and CCCPR (2008) International Medical Graduates in Canada, January 16, Ottawa, ON: Canadian Medical Association and Canadian Collaborative Centre for Physician Resources.
  14. Expert group meeting on international migration and development in Latin America and the Caribbean
  15. Global Health Observatory Statistics

Cross-sectional Study Investigating Texting and Driving in Grenada, West Indies

DOI: 10.31038/IMROJ.2018334

Abstract

Objective

Conduct a cross-sectional study to gather data regarding texting while driving behaviors, identify vulnerable populations, as well as assess public opinions about receptiveness to interventions in Grenada, West Indies. This will inform efforts to curb motor vehicle accidents (MVAs) locally.

Design and Methods

An anonymous 16-item questionnaire assessing cell phone usage while driving was answered by Grenadian drivers recruited from across Grenada. The survey assessed incidence and prevalence of texting while driving, frequency of MVAs involving texting, participant risk perception, demographic data, as well as which interventions are perceived to be effective in reducing texting while driving. Drivers were approached in public car parks and roadsides by the study researchers to obtain their participation.

Results

From 191 survey responses, mean age was 37.05 ±10.038 years. 50.3% admitted to texting while driving. Statistically significant between group differences were documented with variables of gender (females comprise 59% of never texted group vs. comprising only 40% of texting while driving group, p=0.009), mean age (Never texted group39.3 years ± 11 vs. Texted while driving group 34.9 years ± 8, 0.003), and knowing anyone involved in a MVA due to texting while driving (texted while driving group 26% vs never texted group 5%, p≤0.001).

Conclusions

Younger age, male gender, and knowing other drivers who had MVA’s involving texting while driving was associated with increased incidence of person’s texting while driving. Interventions targeting the socially reinforcing effects to these groups, safer technologies, as well as legislation may mitigate texting while driving’s consequence in Grenada.

Introduction

Distracted driving (DD) is devoting a significant amount of time or effort towards a secondary task such that they cannot maintain driving performance at an acceptable level [1]. Distractions can be categorized as visual, auditory, physical, or cognitive, all which impact driver performance. Distractions can also be categorized as internal or external. While non-technological distractions exist, newer technological distractions are more cognitively demanding and time consuming [2]. Individuals using mobile phones are reported to have delayed reaction times to braking, traffic signals, impairing lane positioning, and maintaining safe vehicular distance [1]. The World Health Organization (WHO) suggests that even hands-free devices do not completely alleviate the problem, and texting dramatically increases the risk of MVA [1]. Texting while driving is hazardous in that it requires active cognition to form a message as the driver also physically manipulates the phone. One explanation proposes attention span is limited, and complex secondary tasks force the driver to divide their attention which impedes concentration on driving; while another propones some driving conditions place higher demands on the driver, so they cannot cope with both tasks [3]. A meta-analysis of 28 studies revealed that texting while driving decreased performance relating to: eye movement, stimulus detection, reaction time, maintaining speed, lane positioning, and vehicular control; compromising the safety of everyone on the roadway [4].

Cell phone use while driving is an established major risk factor for MVAs [5]. Drivers using cell phones are four times more likely to be involved in a MVA [1,6,7]. Even more striking, deficits from cell phone use are comparable to driving under the influence of alcohol. Strayer et al. found that while drinkers tended to be more aggressive on the road, cell phone users had greater delays in reaction time [2]. Other studies demonstrate cell phone use interferes with visual and steering capabilities, suggesting a compounding effect of cognitive, visual and physical demands [8].

Who Has Been Impacted?

The WHO estimates that 1.3 million deaths result from MVAs worldwide annually [1,9] According to data from the Fatality Analysis Reporting System collected between 1999–2008, the number of fatalities due to DD decreased between 1999–2005 [5]. However, the number of DD related fatalities grew rapidly by 28% thereafter, which was attributed to increased texting post 2005. Researchers used multivariate analysis to show approximately 16,000 additional fatalities can be attributed to increases in text messaging while driving from 2001 to 2007 [5]. US Department of Transportation National Highway Traffic Safety Administration reported that DD was associated with approximately 421,000 injuries in motor vehicle collisions in 2012, with evidence that smartphone use is increasingly contributing to these incidents [10]. Coinciding with this increase in MVAs due to DD is an increased prevalence of habitual engagement in DD. Participants in surveys who drove experimental routes indicated strong willingness to engage in activities which impaired attentiveness to the task of driving, particularly cell phone use [11]. In 2013, the Center of Disease Control (CDC) compiled data from the 2011 European Styles and Health Styles surveys to compare estimates of cell phone use among drivers in the US and European nations [12]. Among drivers aged 18–64, self-reported cell phone use for making calls while driving in the past 30 days was variable, ranging from 21% in the UK to 69% in the US [12]. Additionally, drivers who admitted to reading or sending text messages while driving at least once in the past 30 days was also variable, ranging from 15% in Spain to 31% in the US [12]. This suggests that among these different countries, willingness to engage in cell phone use is variable, and likely dependent on multiple factors.

Who Texts and Drives and Why?

Many explanations for the motivations behind texting while driving have been developed. Researchers speculate the motivations vary from perceived urgency of the message to the consideration of current risks by the driver [3]. Research by Lerner et al. suggests driver decisions about cell phone use are strongly correlated with the consideration of task motivations [13]. DD is weakly related to driving considerations such as current or predicted road conditions [13]. However, Lerner et al. demonstrated a strong positive correlation between age of the driver, behaviors the driver determined risky, and when they chose to engage in such behaviors, texting being a prime example of risky behavior [13]. Additionally, teen drivers (aged 15–19) were more likely to engage in cell phone use than any other age group [13]. Cell phone use showed a strong linear relationship with the perceived risk of the task [13]. Although there was a weak relationship between willingness and road type; there was a stronger influence of driving task (merging, exits, lane change) [13]. Taken together this evidence suggests a correlation with driver’s willingness to text when the risk is perceived as minimal and their age, coupled with consideration for the driving maneuver difficulty plays an important predictive role.

Cross-sectional and observational studies demonstrate impairment due to cell phone use is particularly prevalent in younger and inexperienced drivers [14–16]. Recent work reports 71.5% of drivers surveyed ages 18 to 24 reporting reading text messages in the last 30 days [17]. This is due to multiple factors such as perceived risk and familiarity with technology. Independent of reason, multiple studies demonstrates younger drivers are more likely text and drive; therefore interventions should be targeted at this demographic.

What Has Been Done About It?

Certain nations such as the UK have curbed texting and driving by banning cell phone use while operating a vehicle [18]. The UK government demands hands-free devices only while the vehicle is in motion and even while its stopped in traffic or at a red light. Additionally, penalties include monetary and incurrence of penalty points [18]. The consequence is more severe with the threat of loss of license if the driver obtained their license two years prior to the incident [18]. In the US, texting is prohibited in 46 states, DC. Puerto Rico, Guam, and the US Virgin Islands for all drivers [7]. However, no state prohibits an “all cell phone” use [7]. It is important to note that the ability to enforce these regulations have proven to be problematic due to the difficulty of apprehending someone texting while driving as compared to other risky behaviors such as speeding and driving while intoxicated [19].

What About Low And Middle-Income Countries?

Investigations in the risks and prevalence of texting while driving has been increasing in recent years. However, relatively little research has focused on the incidence of texting while driving in low and middle-income countries [9]. This is especially surprising considering that the WHO estimates that 90% of road traffic related deaths occur in low and middle-income countries [9]. There are indications that texting while driving poses a significant risk amongst non-Western drivers presented by reports from South Africa and Kuwait [20,21].

Grenada has sparse research into the growing incidence of MVAs as it relates to DD. However, from September to December 1980, data regarding causes of death was collected from the English-speaking Caribbean, which showed MVAs as the fourth leading cause of death [22]. The study revealed MVAs were more likely to involve young males, and associated risk factors were inexperienced drivers and alcohol intoxication [22]. Today concern grows texting while driving represents a novel, growing risk factor for Caribbean MVAs.

The need for data to understand motivations behind DD is necessary to implement effective prevention campaigns and strategies. Recent research from 2015 suggests that there has been an increase in the number of non-fatal crashes in Grenada [6]. However, there has also been an increase from 4.1 to 11.9 per 100,000, in the proportion of fatalities in MVAs in Grenada from 2000–2009 [6]. Researchers speculate that a possible explanation for the increase could be DD, specifically texting while driving.

To address this growing problem in Grenada, we have begun collecting data on traffic accidents and cell phone use. Obtaining this information may be useful in understanding the current social influences on driving behavior to effectively reach and deter the public from DD [2]. This data will assist the national government by informing legislation of opportunities to deter drivers from texting. It will also aid to regional police, healthcare workers, and educators with developing awareness to this public health crisis [2].

Methods

Study Design, Oversight, Participants, and Data Management

Researchers obtained ethical and research clearance from the Institutional review board at St. George’s University in Grenada, while noting a minimal risk of discomfort associated with recollection of MVAs. Additionally, participants gained exposure to risks of texting while driving and insight regarding the risks of engaging in such behavior. No compensation was provided for participants, but it was communicated the information gathered will be provided to RGPF and to potentially inform policy, regulations and legislation.

The survey was a 16 question, anonymous, self-reporting paper questionnaire assessing cell phone usage while driving taking no more than 7 minutes to complete. The survey assesses the frequency of texting while driving and the reported frequency of MVA involving texting, as well as demographic data. The survey also assesses how informed participants are to the risks of texting while driving, current legislation, as well as which interventions they believe will reduce DD behavior. There were 191 motor vehicle drivers from all parishes across Grenada from April 1 through June 30, 2017. Drivers were approached in public car parks as well as roadsides by the study researchers to obtain informed consent for their participation in a survey. The informed consent was verbally obtained from drivers and upon receipt, drivers were presented with the survey to assess their texting and driving behavior.

Survey data was compiled to MS Excel dataset which was stored on a secured computer along with MVA data extracted from RGPF records into a separate MS Excel dataset by the principal investigators to be retained indefinitely. No personal identifiers were included in either dataset to ensure participant anonymity and confidentiality. Original paper surveys are retained in a secure location for five years, after which they will be destroyed.

Results

(Table 1) displays the compiled survey data regarding texting while regarding frequency, prevalence, circumstance, as well as receptiveness to interventions or discouraging factors.

Demographic Data and Overall Characteristics

Sample size was n=191 participants. For the variable of age, 180 valid responses recorded age, ranging from 18 to 64 years of age (mean=37.05 years, std. deviation=10.038 years). Grouping the sample by gender revealed 190 valid responses with men comprising a majority (men=97, 51.1%, women=93, 48.9%). Of 191 responses, 96 (50.3%) answered “yes” to the question “Have you ever texted while driving”, with 95 (49.7%) responding “No”. From 180 valid responses to the question “Have any of the following occurred to someone you know because of texting”, 32 (17.8%) responded that a MVA had almost occurred, 28 (15.6%) responded that a motor vehicle accident had occurred, and 2 (1.1%) had been ticketed. When asked “Are you aware of any local laws pertaining to texting while driving, 75 (41.1%) of the 181 usable responses replied “Yes” while 106 (58.6) replied “No”.

Differences between Groups

Stratifying the sample by texting behavior (Never texted while driving Vs. Ever) revealed statistically significant between group differences in variables: sex, age, and having known anyone in an MVA due to texting. Females were less likely to text while driving (females comprise 59% of never texted group vs. comprising only 40% of texting while driving group, p=0.009.) Mean age of participants who reported never texting while driving was older than those who responded texting while driving behavior (39.3 years ± 11 vs. 34.9 years ± 8, p=0.003. Having known anyone in a MVA due to texting was more strongly associated with the ever texted while driving group. 26% of people who admitted to texting while driving knew someone in texting related accident vs. 5% who never texted while driving knew someone in texting related accident (p=<0.001). No significant intergroup differences were found based on the variable of awareness of current local laws pertaining to texting while driving (43% who never texted were aware of laws vs. 40% who ever texted were aware of laws, p=0.735.)

Discussion

This study examined texting as a risk factor for MVA’s, frequency of negative outcomes from texting while driving, and knowledge and perception of these risks in the location of Grenada, West Indies. Utilizing survey responses to drive descriptive data gathering allowed for examination of risk taking behavior, as well as provided an opportunity for further investigation of possible public health interventions targeted to reduce harm caused by texting and driving.

Compared to females, male drivers were more likely to respond that they did engage in texting while driving (p=0.009), a difference reflected in prior studies examining distracted driving stratified by sex [14, 15, 9, 23–25] .Comparison of the mean ages between those who had never texted while driving versus those who did text while driving revealed that those who never texted while driving were on average 4.6 years older (39.3±11 years, 34.9±8, p=0.003). This is also supported by previous research that suggests that younger drivers are disproportionately affected by DD [14, 16, 17]. Additionally, there is a statistically significant relationship (p<0.001) between those admitting to texting and driving and knowing someone who was involved in a MVA due to texting. This provides evidence that the knowledge of MVAs involving DD, is not a strong deterrent of such behavior. In future studies, investigating the type or extent of the relationship between the texter and the victim of a MVA involving texting may be useful.

Awareness of the illegality and consequences for texting while driving was similar among those who did text and those who did not text while driving (p=0.735). This speaks to larger concerns about whether legislation alone is sufficient to deter DD since such laws cannot be regularly or strictly enforced. However, social influences seem to be connected to DD, as knowing someone who was involved in a MVA due to texting correlated with texting while driving. This may be explained by perceptions of risk while DD is in part reinforced through socialization, thus perpetuating the habit [26,24]. Since young adults are among the highest risk for DD, it is plausible to target primary driver education as a forum to teach how to drive distraction free despite social bias.

Table 1. Survey Data n=191. (Questions 4 through 12 only pertain to those who answered yes to question 1).

1. Ever texted while driving?

Yes

96 (50.3%)

No

95 (49.7%)

No Response

0

2. Are you aware of any local laws pertaining to texting and driving?

Yes

75 (41.4%)

No

106 (58.6%)

No Response

10

3. Any of the following occur to someone You know because of texting?

None

118 (61.8%)

Ticket

2 (1.0%)

Almost Accident

32 (16.8%)

Accident

28 (14.7%)

No Response

11

4. How often do you text while driving?

Rarely

57 (59.4%)

Sometimes

27 (28.10%)

Most of the Time

12 (12.50%)

No Response

0

5. Do you text while the vehicle is in Motion?

Standing Still

28 (29.2%)

In Motion

16 (16.7%)

Both

52 (54.2%)

No Response

0

6. How do you text?

Read Only

21 (22.1%)

Write Only

3 (3.2%)

Both

71 (74.7%)

No Response

0

7. Circumstances you text? Emergency

 44 (47.3)

Directions

7 (7.5%)

Can’t Wait

27 (29.0%)

Boredom

2 (2.2%)

All the Above

13 (14.0%)

No Response

3

8. Do you text when with others or alone?

Alone

57 (60.6%)

With Others

2 (2.1%)

Both

35 (37.2%)

No Response

2

9. Impact on driving ability while texting?

Negative

64 (68.1%)

Not Affected

29 (30.9%)

Positive

1 (1.1%)

No Response

2

10. Emotions about texting while driving?

Guilty

24 (25.3%)

Worried

35 (36.8%)

Neutral

34 (35.8%)

Invincible

2 (2.1%)

No Response

1

11. Is it dangerous to text and drive?

Yes

91 (95.8%)

No

4 (4.2%)

No Response

1

12. Have you ever had any of the following while texting?

None

67 (72.8%)

Ticket

1 (1.1%)

Near Accident

23 (25.0%)

Accident

1 (1.1%)

No Response

4

13. Would any of the following deter you from texting while driving?

Yes

No

No Response

Make it illegal to text and drive

43 (39.1%)

67 (60.9%)

81

Different Technology

65 (59.1%)

45 (40.9%)

81

Ticketing

23 (20.9%)

87 (79.1%)

81

Getting in an accident

32 (29.1%)

78 (70.9%)

81

Nothing

6 (5.5%)

104 (94.5%)

81

Most participants who responded “yes” to have you ever texted while driving admitted they believed it is dangerous (n=91, 95.8%), and their driving ability is negatively affected (n=64, 68.1%). One explanation of this contradictory behavior is the texters believe the frequency of texting while driving correlates with risk level, and having a relatively low texting rate reduces risk of MVA. Also, the majority of ‘texters’ tend to be alone in their vehicle (n=57, 60.6%), and have never personally encountered any negative consequences such as getting into an accident (n=1, 1.1%) or being ticketed for texting while driving (n=1, 1.1%). This suggests the perceived risk to oneself and not being responsible for other passengers may play a role in motivating texting behavior.

The subjects were asked about possible interventions to curb texting while driving to reveal what measures are perceived as effective by the population in deterring this behavior. The interventions perceived most effective were “implementation of different technology” to make texting safer (n=65, 59.1%), and “make it illegal to text and drive” (n=43, 39.1%). This suggests drivers want to continue to text and drive, and but would like to do so safely if possible. However, research suggests hands-free equipment such as headsets and vocally based texting technology still impairs a driving ability [19]. Additionally, about 40% of drivers reported making it illegal to text and drive would be a good deterrent. However as previous mentioned, ‘texters’ and ‘non-texters’ were equally aware of the legal regulations regarding texting and driving and it was determined to have no significant deterrent effects. Additionally, difficulty enforcing may compromise the efficacy of such a strategy as an independent and sole solution.

Conclusion

This study profiled DD from texting in Grenada. Survey data demonstrates the behavior is disproportionately prevalent among younger age groups and males, revealing vulnerable populations. Responses suggest interventions targeting socially reinforcing effects, safer technologies, as well as legislation may mitigate texting while driving’s consequence in Grenada, West Indies. The findings and conclusions of this study will be made available to the Royal Grenadian Police Force to inform public educational initiatives regarding attitudes surrounding DD, campaigns to reduce the behavior, and law enforcement policy to curb texting while driving.

References

  1. http://www.who.int/violence_injury_prevention/publications/road_traffic/distracted_driving_en.pdf
  2. Strayer DL, Drews FA, Crouch DJ (2006) A comparison of the cell phone driver and the drunk driver. Hum Factors 48: 381–391. [crossref]
  3. Feldman, G, Greeson J, Renna M, Robbins-Monteith K (2011) Mindfulness predicts less texting while driving among young adults: Examining attention- and emotion-regulation motives as potential mediators. Personality and Individual Differences 51: 856–861.
  4. Caird JK, Johnston KA, Willness CR, Asbridge M, Steel P (2014) A meta-analysis of the effects of texting on driving. Accid Anal Prev 71: 311–318. [crossref]
  5. Wilson FA, Stimpson JP (2010) Trends in fatalities from distracted driving in the United States, 1999 to 2008. Am J Public Health 100: 2213–2219. [crossref]
  6. Bidaisee S, Macpherson C (2017) An Analysis of Motor Vehicle Accidents in Grenada during the period 2000 – 2009. Ret March 9.
  7. http://www.ghsa.org/state-laws/issues/Distracted-Drivin
  8. Owens, JM, McLaughlin SB, Sudweeks J (2011) Driver performance while text messaging using handheld and in-vehicle systems. Accid. Anal. Prev. 43: 939–947.
  9. http://www.who.int/mediacentre/factsheets/fs358/en/
  10. US Department of Transportation National Highway Traffic Safety Administration (2014) Traffic Safety Facts Research Note: Distracted Driving 2012.
  11. N L, Boyd S (2005) On-Road Study of Willingness to Engage in Distracting Tasks. Psyc EXTRA Dataset.
  12. Centers for Disease Control and Prevention (CDC) (2013) Mobile device use while driving-United States and seven European countries, 2011. MMWR Morb Mortal Wkly Rep 62: 177–182.
  13. Lerner N, Balliro G (2003a) Driver Strategies for Engaging in Distracting Tasks Using In-Vehicle Technologies: Focus Group Report. Interim Report under Contract DTNH22- 99-D-07005. Washington, DC: National Highway Traffic Safety Commission.
  14. Hosking SG, Young KL, Regan MA (2009) The effects of text messaging on young drivers. Hum Factors 51: 582–592. [crossref]
  15. Klauer SG, Guo F, Simons-Morton BG, Ouimet MC, Lee SE, et al. (2014) Distracted driving and risk of road crashes among novice and experienced drivers. N Engl J Med 370: 54–59. [crossref]
  16. Cook JL, Jones RM (2011) Texting and accessing the web while driving: Traffic citations and crashes among young adult drivers. Traffic Inj Prev 12: 545–549.
  17. Bergmark RW, Gliklich E, Guo R, Gliklich RE (2016) Texting while driving: The development and validation of the Distracted Driving Survey and risk score among young adults. Injury Epidemiology 3, 7 (Epub 2016 Mar 1).
  18. https://www.gov.uk/using-mobile-phones-when-driving-the-law
  19. Wildon Fernando A, Jim P Stimpson (2017) “American Public Health Association – Trends in Fatalities from Distracted Driving in the United States, 1999 to 2008”. Ajph.aphapublications.org. N.p. Ret. 9 Mar. 2017.
  20. http://www.gov.za/speeches/safelyhomeandvodacomjoinforceshighlightdangersdistracteddriving27 may20150000
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  25. He, Jibo, William Choi, Jason S Mccarley, Barbara S Chaparro, Chun Wang (2015) “Texting While Driving Using Google Glassâ„¢: Promising but Not Distraction-free.” Accident Analysis & Prevention 81: 218–229.
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Low levels of HDL-cholesterol and endothelial dysfunction: a systematic review and meta-analysis

DOI: 10.31038/IMROJ.2018333

Abstract

Introduction

HDL-C is believed to retard the formation of atherosclerotic lesions by removing excess cholesterol from cells and preventing endothelial dysfunction. However, there are no systematic analyses or well-conducted meta-analyses to evaluate the relationship between very low HDL-C and endothelial dysfunction [1]. The aim of this study is to examine this association of very low HDL-C with endothelial dysfunction in different ages and sex.

Methods and analysis

The update systematic review and meta-analysis will be conducted using published studies that will be identified from electronic databases (i.e., PubMed, EMBASE, Web of Science, and Google Scholar. Studies that (1) examined the association between very low HDL-C and endothelial dysfunction, (2) had a longitudinal or prospective cohort design, (3) were conducted among in adults aged 34 to 70 years., (4) provided sufficient data for calculating ORs or relative risk with a 95% CI, (5) were published as original articles written in English or other languages, and (6) have been published until January 2018 will be included. Study selection, data collection, quality assessment and statistical syntheses will be conducted based on discussions among investigators.

Ethics and dissemination

Ethics approval was not required for this study because it was based on published studies. The results and findings of this study will be submitted and published in a scientific peer-reviewed journal.

Strengths and limitations of this study

This systematic review and meta-analysis will offer better understanding regarding the association between metabolic syndrome and endothelial dysfunction. The findings from this study will be useful for assessing of very low HDL-C and the risk factors in endothelial dysfunction, and determining approaches for prevention of endothelial dysfunction in the future.

An improved understanding of this relationship may help to inform public health endothelial dysfunction prevention strategies.

Included studies may have substantially different methodologies, which could limit our ability to draw reliable conclusions from the existing evidence base. Depending on the results, confounding factors that were not adjusted for the selected studies and low generalizability situations can be limitations.

To minimize these limitations we will evaluate the heterogeneity between the studies, perform sensitivity analysis and meta-regression.

Trial registration number: PROSPERO (CRD42018083467).

Abbreviations: CIs = Confidence Intervals, HDL = high-density lipoprotein, LDL = low-density lipoprotein, MD = mean difference, RR = risk ratio, WC = waist circumference

Key words

HDL-C, endothelial dysfunction, systematic review

Background

HDL is believed to retard the formation of atherosclerotic lesions by removing excess cholesterol from cells and preventing endothelial dysfunctionand a very low HDL-C increased risk of cardiovascular events [1].

It is in large part the results of unbalanced diet, low socioeconomic and cultural levels, stress and sedentary lifestyle. Although the literature on the very low HDL-C and the risk factors for endothelial dysfunction has been increasing, to our knowledge, a systematic review of the association between very low of HDL-C and risk of endothelial dysfunction has not yet been conducted [1–11].

This study aims to systematically access the association between a very low HDL-C and the endothelial dysfunction in adults aged 34 to 70 years; and to provide a framework to further understand these factors in order to better target prevention strategies.

Methods/Design

This systematic review of the literature will follow the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) recommendations. The databases PubMed, Embase, Web of Science, Google Scholar, and Cochrane will be searched for articles [12]. Our search will focus on cohort, case-control and cross-sectional studies examining the association between very low HDL-C and endothelial dysfunction. The primary outcome is endothelial dysfunction. Two reviewers will independently screen articles, extract relevant data and assess the quality of the studies.

The aim of this analysis is to investigate whether there is an association between HDL-C levels and endothelial dysfunction in the adult population with cardiovascular outcomes. We plan to look at the prevalence of very low HDL-C levels in endothelial dysfunction individuals and to analyze whether low and very low HDL levels (<20; 20–30; 30–40 vs.> 40 mg/dL as ref. according to sex) in endothelial dysfunction might to be additional risk factor and predictor of CVD events, and mortality (CV-mortality, mortality and all-cause mortality) [1–2].

The study is registered with PROSPERO (CRD42018083467). This protocol conforms to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses Protocols (PRISMA-P) guidelines [13–14].

Systematic review registration

This protocol is registered in the PROSPERO registry of the University of York (Reference number: CRD42018083467).

Objectives

The primary objective is to identify and summarize the association with of very low of HDL-C levels and with endothelial dysfunction risk in adults (34–70 years) in different ages and sexes.

Eligibility criteria

The PICOS strategy (population, intervention (changed to exposure for the purposes of this review of observational studies), comparator, outcome, study characteristics) was used to define the eligibility criteria for this study.

Inclusion criteria: studies will be considered if they include: endothelial dysfunction patients in the diagnosis of the low and very low HDL levels (<20; 20–30; 30–40 vs.> 40 mg/dL as ref. according to sex).

Exclusion: Reviews or abstracts from congresses/conferences, letters, editorials, case reports, interventional studies or clinical trials. We excluded studies that did not provide information on low and very low HDL levels (<20; 20–30; 30–40 vs.> 40 as ref. according to sex) in endothelial dysfunction and a control group.

Data will be extracted using a standardized template. We will use the PICOS (Population, Intervention, Comparator, Outcomes and Study design) framework, originally devised to formulate a research question, as a basis to develop data extraction criteria. As this is an aetiological study, ‘exposure’ will replace ‘intervention’ and ‘study characteristics’ will replace ‘study design’. Data items on the following five domains will be extracted:

  1. Population: characteristics of the study population (e.g., mean/median age, ethnic distribution), inclusion and exclusion criteria
  2. Exposure: definition and identification of very low HDL-C.
  3. Comparators: definition and identification of unexposed individuals, number of unexposed subjects
  4. Outcomes: definition and identification of primary (HDL-concentration of +/- endothelial dysfunction is the main exposure of interest. Patients with a diagnosis of endothelial dysfunction that present CVD outcomes, and death (CV mortality, all-cause mortality) and secondary outcomes (Biomarkers of endothelial cell dysfunction and endothelial cell activation, as well as non-invasive techniques to measure endothelial function), number of subjects with outcome
  5. Study characteristics: authors, publication year, setting/source of participants, design, methods of recruitment and sampling, period of study, length of follow-up time (if relevant), aims and objectives.

Outcomes

Primary outcomes

HDL-concentration of +/- endothelial dysfunction is the main exposure of interest. Patients with a diagnosis of endothelial dysfunction that present CVD outcomes, and death (CV mortality, all-cause mortality)

Secondary outcomes

Biomarkers of endothelial cell dysfunction, endothelial cell activation, as well as non-invasive techniques to measure endothelial function.

Study design

This is a systematic review and meta-analysis protocol of prospective cohort studies, following the PRISMA-P (Preferred Reporting Items for Systematic Reviews and Meta-Analysis protocols) guideline [14]. The systematic review and meta-analysis will be reported according to the PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) guideline [15]. The whole process of study selection is summarized in the PRISMA flow diagram (Fig. 1). This study will not involve any private patient data; ethics approval was waived (see online supplementary file 1 for PRISMA-P checklist).

Search strategy

A systematic review of the literature will be conducted. A language restriction shall not be applied to the search. If there are relevant non-English abstracts, attempts shall be made to translate them wherever possible.  The following bibliographic databases (Embase, PubMed-MEDLINE, Web of Science, Cochrane Library, and Google Scholar) will be searched for articles published until January 2018.The search strategy will be developed by LR and HRZ; we anticipate that the databases will be searched from their inception to 30 December 2018 (see online supplementary file1 for the search strategies for PubMed, EMBASE, Cochrane Library, Web of Science, Embase, Google Scholar.

IMROJ-LeonardoRover_F1

Figure 1. Flow diagram of study selection process

Our search focuses on studies examining the association between very low HDL-C diagnosis and endothelial dysfunction in adults (34–70 years) [11]. At each step of the selection process, reasons for inclusion/exclusion will be recorded in the PRISMA Flowchart [13].

Data collection

A record will be kept of all searches and search decisions to ensure reproducibility. Search results will be exported to a citation management program (EndNote ver. 7.0). Duplicates will be removed and retained separately. The resulting references will be exported separately to the two reviewers for independent review using MS Excel.

Selection of studies

Two authors (LR, FCV) will independently screen all titles and abstracts identified through the literature searches and will exclude all records clearly not meeting inclusion criteria. Disagreements will be resolved by consensus. The selection process will be pilot tested to ensure a high degree of agreement between reviewers. Full text of the remaining studies will then be retrieved. The same two authors (LR, FCV) will independently assess the papers for fulfilment of inclusion criteria. In case of differences of opinion regarding study inclusion, a third review author (GBZ) will serve as arbiter. To avoid double counting, if multiple publications based on the same cohort of participants are retrieved, only the study reporting the largest sample size will be used. The reasons for excluding papers for which the full text was retrieved will be documented.

Data extraction and management

A data extraction form will be used to collect details from the included studies. The form includes information on study design, patient population, and presence of stroke. Two review authors (LR and FCV) will independently extract the data. The data extraction form will be pilot tested on several papers to ensure consistency and that all relevant information is being captured. If necessary, a statistician will review the extraction of data to further ensure quality and reliability. Authors will be contacted for missing data.

In terms of the study results, unadjusted and fully adjusted effect estimates for the association between very low HDL-C and endothelial dysfunction will be recorded. Details of the confounders measured and adjusted for will also be noted. Results of any additional stratified analyses will also be recorded. Where possible, results from additional subgroup analyses with evidence regarding our non-primary objectives will also be recorded, for example, the association between very low HDL-C and the secondary outcomes.

Assessment of methodological quality

Two investigators (LR and FCV) will independently assess each selected study for study quality using the Newcastle-Ottawa Quality Assessment Scale (NOS) [16]. The NOS evaluates cohort studies based on eight items categorized into the following three groups: (1) selection of the study cases, (2) comparability of the population, and (3) ascertainment of whether the exposure or outcome includes any risk of bias (i.e., selection bias or bias from lost to follow-up). The NOS is scored ranging from 0 to 9, and studies with scores ≥7 are considered as high quality [16]. Discrepancy of quality assessment among the investigators will be solved by discussion and consensus among all authors.

Data synthesis and statistical analysis

We anticipate that there may be significant heterogeneity in the prevalence of very low HDL-C features of endothelial dysfunction. There are several factors that could contribute to such heterogeneity. The relative risk (RR), and odds ratio (OR) are the way the result will be expressed statistically.

These factors include the following: differences in demographic and clinical features (e.g., age, hypertension, renal disease, smoking, duration and severity of diabetes) among study cohorts; differences in definitions of HDL-C. An I2 statistic will be calculated for the studies to be included in each proposed meta-analysis (i.e. for each neuroradiology correlate of interest) with values of 25, 50, and 75% suggesting low, moderate, or high degrees of heterogeneity, respectively, which report a dichotomized (i.e., present or absent) or categorical (i.e., absent, mild, moderate, severe) shall be harmonized for meta-analysis if deemed appropriate by our statistician. Other types of rating scales shall not be included in a meta-analysis and the data based on any such data scale would be presented in narrative form.

If significant heterogeneity between studies, as determined by consultation with our statistician, prevents meaningful pooling of the data, we will limit ourselves to providing a narrative description of observed trends. Given the heterogeneity of the populations studied, assumption of a fixed effect size across populations would not be justified, thus analyses would be performed using a random effects model. Given the dichotomized (presence or absence) or categorical (severity measure) nature of our data of, meta-analysis will be performed a random effects analysis. We will also add funnel graphs, publication bias analysis and a meta-regression analysis.

If there are sufficient data to allow such analyses (in principle from as few as a single high quality study, but if possible by pooling data from multiple studies), we will perform subgroup analyses for participants with renal disease and participants with hypertension. In addition, if sufficient data are available, we shall perform subgroup analyses by age and diabetes duration. Funding sources and conflict of interest will be extracted from included studies. Statistical analysis will be performed using RevMan software.

Strategy for data synthesis

The data of interest presented as continuous (mean value and SD) will be used to perform meta-analysis to obtain the standardized mean difference (SMD) and 95% confidence interval (CI). Cocharn’s Q-statistic and I-squared test will be used to test for heterogeneity between the included studies. If a I-squared value will be greater than 50% or a p value of the Q-test will be less than 0.05, indicating maximal heterogeneity among the included studies, a random-effect model will be put into use.

Analysis of subgroups or subsets

The subgroup meta-analyses will be conduct according to the pre-specified study-level characteristics using a fixed-effects meta-analysis and if there is substantial heterogeneity, we will use the random effects model. The sources included location, sex, age, method of HDL-C assessment, the definition of endothelial dysfunction. We also will conduct sensitivity analyses to evaluate the potential sources of heterogeneity in the analyses.

Summary of Evidence

We will produce a narrative synthesis of the main results extracted from articles in full text. A summary of the included studies will provide information on the authors, study design, participants, number and age of the subjects, theoretical structure (if relevant), alcohol consumption (as primary outcome of interest), main findings, Study information. Special emphasis will be placed on the identification of very low of HDL-C and the risk of endothelial dysfunction. In the presentation of the results, we will try to separate the factors for which the evidence of causality is strong (from longitudinal studies) and factors for which the causal nature of the relationship is less secure (cross-sectional data). A graphical summary of all the data they represent will be provided and take into account the number of studies that provide evidence of a factor and the relative strength of the association presented based on study design and quality assessment. The membership level will be evaluated based on adjusted data.

Discussion

This systematic review will synthesize research evidence to establish whether the risk of developing endothelial dysfunction is relatively high in adults with very low HDL-C. Strengths and limitations will be highlighted in the identified evidence. Strength of observational data may include large sample size, high rate of follow-up and frequency of stroke more likely to be representative of the population at risk. Limitations may include the quality of data extracted which may not allow studies to be combined in a meta-analysis. This may be overcome by presenting the findings in a descriptive manner. This review will conducted in collaboration with an experienced librarian who helped appraise the search criteria, refine the keywords and MeSH terms and identify appropriate database(s). To the best of our knowledge, no reviews have been published exploring the study question; however, if a review addressing a similar question is published, it will be incorporated in this review and added in a meta-analysis if feasible.

Implications of results

This systematic review will provide an updated and quantifiable estimate of the risk of endothelial dysfunction in adults with very low HDL-C. Furthermore, the systematic search will identify where future research is required. For instance, this review may inform a prognostic study which may be useful in understanding the course and factors associated with endothelial dysfunction development.

Amendments

If it is necessary we will update this protocol in the future. We will submit the original protocol, final protocol and summary of changes as a supplement.

Ethics and dissemination

Ethical issues

No ethical approval is required because this study includes no confidential personal data or interventions with the patients.

Publication plan

The procedures of this systematic review and NAM will be conducted in accordance with the PRISMA-compliant guideline. The results of this systematic review and NAM will be submitted to a peer-reviewed journal for publication.

Authors’ information: Not applicable

Competing interests: The authors declare that they have no competing interests.

Consent for publication: Not applicable

Ethics approval and consent to participate: Not applicable

Availability of supporting data: Not applicable

Funding: Not applicable

Authors’ contributions

LR, ASRB, ALDD, ACF, NPS, PMMD, RMLS, JLO, MN, AD, PARD, FRS, GBFO, GBZ, SAH, PEOR, AJG, RMP, ACF, PMMD, TMF, NN, SA, CD, TL GT, AJCN, LMAS, ROF, PFSG, A.A, AVH, MIR, RDL and FCV conceived the study idea and devised the study methodology. LR, ASRB, ACPC and ESR participated in the design and coordination of the study. LR was primarily responsible for protocol writing and developed the search strategy. LR and FCV will screen identified literature, conduct data extraction and analyses the review findings. All authors read the drafts, provided comments and agreed on the final version of the manuscript.

Acknowledgements: Not applicable

References

  1. Ahmed ST, Rehman H, Akeroyd JM, et al. (2018) Premature Coronary Heart Disease in South Asians: Burden and Determinants. Curr Atheroscler Rep 20: 6. [crossref]
  2. Oliveira GBF, Avezum A, Roever L. Cardiovascular disease burden: evolving knowledge of risk factors in myocardial infarction and stroke through population-based research and perspectives in global prevention. Front Cardiovasc Med. 2015: 200032.
  3. Roever L, Biondi-Zoccai G, Chagas AC (2016) Non-HDL-C vs. LDL-C in Predicting the Severity of Coronary Atherosclerosis. Heart Lung Circ 25: 953–954. [crossref]
  4. Roever LS, Resende ES, Diniz AL, Penha-Silva N, Veloso FC, et al. (2016) Abdominal Obesity and Association With Atherosclerosis Risk Factors: The Uberlândia Heart Study. Medicine (Baltimore) 95: e1357. [crossref]
  5. Roever L, Resende ES, Diniz ALD, et al. Ectopic adiposopathy and association with cardiovascular disease risk factors: The Uberlândia Heart Study. Int J Cardiol. 2015; 190: 140–142.
  6. Roever L, Resende ES, Veloso FC, Diniz AL, Penha-Silva N, et al. (2015) Perirenal Fat and Association With Metabolic Risk Factors: The Uberlândia Heart Study. Medicine (Baltimore) 94: e1105. [crossref]
  7. Van Rooy MJ, Pretorius E. Metabolic syndrome, platelet activation and the development of transient ischemic attack or thromboembolic stroke.Thromb Res. 2015;135(3): 434–42.
  8. Sarrafzadegan N, Gharipour M, Sadeghi M, Nezafati P, Talaie M, et al. (2017) Metabolic Syndrome and the Risk of Ischemic Stroke. J Stroke Cerebrovasc Dis 26: 286–294.
  9. Sánchez-Iñigo L, Navarro-González D, Fernández-Montero A, Pastrana-Delgado J, Martínez JA. Risk of incident ischemic stroke according to the metabolic health and obesity states in the Vascular-Metabolic CUN cohort.Int J Stroke. 2017;12(2): 187–191.
  10. Chei CL, Yamagishi K, Tanigawa T, Kitamura A, Imano H, Kiyama M, et. al. Metabolic Syndrome and the Risk of Ischemic Heart Disease and Stroke among Middle-Aged Japanese.Hypertens Res. 2008 Oct;31(10): 1887–9.
  11. Fang X, Liu H, Zhang X, Zhang H, Qin X, Ji X. Metabolic Syndrome, Its Components, and Diabetes on 5-Year Risk of RecurrentStroke among Mild-to-Moderate Ischemic Stroke Survivors: A Multiclinic Registry Study.J Stroke Cerebrovasc Dis. 2016; 25(3): 626–34.
  12. Glasziou P, Irwig L, Bain C, Colditz G. Systematic reviews in health care: a practical guide. Cambridge: Cambridge University Press; 2001.
  13. Newcastle Ottawa Scale (The Newcastle-Ottawa Scale (NOS) for assessing the quality of nonrandomised studies in meta-analyses), available at: http://www.ohri.ca/programs/clinical_epidemiology/oxford.asp. Accessed 26 Jan 2017.
  14. Moher D, Liberati A, Tetzlaff J, Altman DG.Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement.BMJ. 2009;339.
  15. Shamseer L, Moher D, Clarke M, Ghersi D, Liberati A, Petticrew M, Shekelle P, Stewart L, PRISMA-P Group. Preferred reporting items for systematic review and meta-analysis protocols (PRISMA-P) 2015: elaboration and explanation.BMJ. 2015; 349(jan02 1): g7647.
  16. Wells GA, Shea B , O’Connell D , et al . The Newcastle-Ottawa Scale (NOS) for assessing the quality of nonrandomized studies in meta-analyses. Secondary The Newcastle-Ottawa Scale (NOS) for assessing the quality of nonrandomized studies in met analyses. http://www.ohri.ca/programs/clinical_epidemiology/oxford.asp (accessed on Dec 28, 2017)

The Past, Present, and Future of Pancreas Transplantation for Diabetes Mellitus

DOI: 10.31038/EDMJ.2018235

Introduction

Pancreas transplantation was initially developed as a means to re-establish endogenous insulin secretion responsive to normal feedback controls and has evolved over time to a form of auto-regulating total pancreatic endocrine replacement therapy that can reliably achieve a durable euglycemic state without the need for either exogenous insulin therapy or close glucose monitoring. Pancreas transplantation is performed in patients who require administration of insulin because of type 1 or, less commonly, insulin-requiring type 2 diabetes, or following total pancreatectomy for benign disease [1]. Pancreas transplantation entails a major surgical procedure and the necessity for long-term immunosuppression so it is not offered universally to all patients with insulin-requiring diabetes but is usually directed to those that will already be committed to chronic immunosuppression [most commonly for kidney transplantation secondary to end stage diabetic nephropathy) [1]. In addition, candidates with potentially life-threatening metabolic complications from diabetes such as hypoglycemia unawareness or those who are failures of exogenous insulin therapy may benefit from pancreas transplantation in the absence of a kidney transplant [2]. A successful pancreas transplant is currently the only definitive long-term treatment that restores normal glucose homeostasis in patients with complicated diabetes without the risk of either severe hypo/hyperglycemia and may prevent, stabilize, or reverse progressive diabetic complications [1–3].

The history of pancreas transplantation largely parallels advances in clinical immunosuppression and surgical techniques. As of December 2017, more than 56,000 pancreas transplants were reported to the International Pancreas Transplant Registry [IPTR) including >32,000 from the United States [US) and >24,000 from outside of the US [FIGURE 1). [3–6) Pancreas transplantation in diabetic patients is divided into 3 major categories; those performed simultaneously with a kidney [SPK) transplant, usually from a deceased donor; those performed after a successful kidney [PAK) transplant in which the kidney transplant was performed from either a living [most commonly) or deceased donor; and pancreas transplantation alone [PTA) in the complete absence of the need for a kidney transplant. The latter two [PAK and PTA) categories are usually combined together as solitary pancreas transplants because the transplant is performed in the absence of uremia. Historically, solitary [PAK and PTA) transplants have had similar albeit inferior outcomes compared to SPK transplantation. In the US, the majority [84%) of pancreas transplants are currently performed as SPK transplants whereas approximately 16% are performed as either PAK or PTA cases [FIGURE 2) [3–6].

PowerPoint Presentation

Figure 1. Total number of pancreas transplants performed in the US and outside of the US between 1966 and 2017 as reported by UNOS and the IPTR (at the time of analysis the reporting for non-US cases was not complete for the year 2017)

SPK transplantation has become a generally accepted treatment for uremic type 1 diabetes [1]. The evolution in surgical techniques, current patient management strategies, and advances in immunosuppression have resulted in excellent outcomes, even in populations previously considered high risk, such as patients older than 50 years, African-American recipients, patients with a “type 2 diabetes” phenotype, and solitary pancreas transplants recipients[1–11]. Insulin independence is sustained at 5 years in 77% of SPK and 60% of solitary pancreas transplant recipients [3–6]. For SPK transplant recipients with dual allograft function at one year, the conditional half-life of the pancreas graft currently averages 12–15 years, which is amongst the longest for extra-renal grafts
[FIGURE 3). [3–6, 12] Nearly all pancreas transplants are currently performed by one of three standardized techniques[1, 13–15]. Both technical and immunologic graft failure rates have decreased over time [3–6]. One of the most recent and exciting innovations in pancreas transplantation is the description of laparoscopic pancreas transplantation under robotic assistance [16, 17].

PowerPoint Presentation

Figure 2. Annual number of pancreas transplant procedures in diabetic patients performed by transplant category in the US; the decline in SPK transplants began in 1999 whereas the number of solitary pancreas transplants (both PAK and PTA) started decreasing after 2004.

PowerPoint Presentation

Figure 3. SPK conditional primary deceased donor pancreas graft survival for transplants performed between 1988 and 2007.

Pancreas transplantation in 2018 can be characterized by the “rule of 90s”; worldwide, 90% are SPK transplants, 90% are from conventional [young and low Body Mass Index [BMI] <30 kg/m2) donors, 90% are performed with enteric drainage, 90% have systemic venous drainage, 90% are managed with antibody induction, 90% receive initial tacrolimus or mycophenolate maintenance therapy, 90% of recipients are Caucasian, 90% have type 1 diabetes, 90% of recipients have a BMI <30 kg/m2, 90% have a panel reactive antibody level ≤20%, the 1-year graft survival rate for SPK transplants is 90%, and 5-year patient survival rates are 90% in all three recipient categories. [3–6] At the other end of the spectrum, there is the “rule of 30s”; 30% of patients are ≥ age 50 years , 30% undergo relaparotomy, 30% experience acute rejection, 30% of dual organ biopsies are discordant, 30% develop donor specific antibody, 30% remain steroid-free long-term, 30% of centers perform PTAs, 30% of centers performed more transplants in the most recent era [2010–2014) compared to the previous era [2005–2009), 30% of centers are very low volume centers [≤10 pancreas transplants in 5 years; Figure 4), 30% of SPK transplants in the US are performed by 12 large volume centers, and a 30% overall reduction in total pancreas transplants performed annually in the US occurred in the decade from 2005 to 2015 [Figure 1) [3–6].

PowerPoint Presentation

Figure 4. Box-plot analysis showing transplant center volume over time; the median center volume has decreased from 9 to 6 pancreas transplants annually and the current lower and upper quartile values are 3–12 pancreas transplants per year.

Improving Outcomes in the Setting of Fewer Transplants Being Performed

According to data from the IPTR and the United Network for Organ Sharing [UNOS), the total annual number of pancreas transplants steadily increased in the US until 2004 [peaking at 1484) but then declined annually for the next 11 consecutive years [reaching a low of 943 in 2015, which was the lowest total since 1994). Fortunately, the number of pancreas transplants has rebounded to above 1000 per year in 2016 and 2017 [Figure 1) [3–6, 18]. This trend downward has been more dramatic for solitary pancreas transplants, particularly in the PAK category [415 performed in 2004, 79 performed in 2017, Figure 2). From 2004–2015, the annual number of SPK transplants in the US declined by 20% overall whereas the annual overall decreases in PAKs and PTAs were 81% and 42%, respectively [Figure 2) [3–6, 18]. In the last decade, era analyses of national data have demonstrated that deceased donor recovery rates and additions to the waiting list have decreased while donor organ discard rates and recipient waiting times have increased. At present, pancreas transplantation is one of the few solid organ transplants in the US that is experiencing an overall decline in activity [3–6, 18]. Unexpectedly, this has occurred in spite of significant improvements in graft and patient survival outcomes, even in higher risk patients, as shown below [Table 1) – an alarming trend because the history of solid organ transplantation has been characterized by an increase in volume mirroring improved results in most circumstances [18, 19].

Table 1. Recent outcomes of primary deceased donor pancreas and pancreas/kidney transplants performed between 1998 and 2017 with a potential follow-up time of at least 6 months.

1998–02

2003–07

2008–12

2013–17

P-value

Patient Survival
[%]

SPK

1 Year

94.7

95.4

96.9

97.4

<0.0001

3 Year

90.1

91.5

94.0

95.1

5 Year

85.2

87.2

89.6

PAK

1 Year

95.3

96.3

97.1

95.7

0.13

3 Year

89.9

91.4

93.5

91.3

5 Year

82.1

85.1

88.8

PTA

1 Year

98.2

96.3

96.6

98.4

0.36

3 Year

93.1

91.6

93.6

94.9

5 Year

88.8

87.8

86.8

Graft
Function
[%]

SPK

Pancreas

1 Year

83.4

85.0

88.8

90.3

<0.0001

3 Year

76.6

78.8

82.9

84.7

5 Year

69.8

72.6

77.1

Kidney

1 Year

91.8

92.6

94.8

95.8

<0.0001

3 Year

84.5

86.2

88.8

90.8

5 Year

77.0

79.7

82.2

PAK

1 Year

78.3

78.9

84.7

85.1

<0.0001

3 Year

66.6

65.5

73.7

75.3

5 Year

57.0

56.3

67.1

PTA

1 Year

80.2

77.8

82.2

84.0

0.03

3 Year

63.4

60.0

67.8

72.2

5 Year

55.2

53.0

58.2

Coincident with the decrease in pancreas transplant activity in the US, there has been a steady increase in the number of pancreas transplants performed outside of the US such that more annual pancreas transplants are now being performed outside of the US since 2008 [3–6]. In 2017, 1002 pancreas transplants were performed in the US [including multivisceral transplants) whereas nearly 1400 pancreas transplants were performed outside of the US and reported to the IPTR [Figure 1) [3–6]. Because reporting of pancreas transplants performed in the US is mandatory and reporting of non-US cases is voluntary, the actual number of pancreas transplants performed outside of the US may be even higher. However, recent data from the Eurotransplant [a collective of all transplant centers in eight European countries) and United Kingdom [UK) transplant registries suggest that a reduction in annual pancreas transplant activity has occurred in these regions as well [20]. Between 2004 and 2016, the average annual decline in pancreas transplant rates was 2.9% in the US and 1.8% in Eurotransplant member countries. In the UK, from 2009 to 2016, a 0.5% annual decline in pancreas transplant activity occurred. The overall increase of non-US transplant numbers was due to the increased transplant activities of South American transplant centers where new pancreas transplant programs were started. Paradoxically, this decrease in annual pancreas transplant activity occurred commensurate with a burgeoning increase in incident rates for type 1 diabetes in children. Corresponding to the >30% decline in the total annual number of pancreas transplants being performed in the US in the past decade, fewer patients are being added to the waiting list, waiting times have increased, and wait list mortality for SPK transplant candidates has risen to 10% [3–6].

Only about 7 in 10,000 Type 1 and 4 in 1 million Type 2 patients with diabetes will ever receive a pancreas transplant in the US. Concurrent with the above trends, the overall number of active pancreas transplant centers are declining; only 10 centers in the US performed ≥20 pancreas transplants in 2017 and half of all centers perform <6 pancreas transplants in 2017 [Figure 4); many do not perform solitary pancreas transplants [3–6, 21]. For example, <50% of pancreas transplant centers perform PAKs and <25% actually perform PTAs in a given year. Only 12 centers in North America are certified by the American Society of Transplant Surgeons [ASTS) for pancreas transplant fellowship training [which previously required performing a minimum of 20 pancreas transplants per year). With the steady decline in volumes, many pancreas transplant programs are losing their ASTS fellowship training accreditation. Consequently, the ASTS recently lowered the annual threshold to 15 pancreas transplants per annum in order to permit centers to gain or maintain certification for fellowship training. Pancreas transplant programs comprise the vast majority of organ-specific transplant programs in the US that are most commonly cited by the UNOS Membership and Professional Standards Committee for not meeting minimum activity requirements. Low center volume is a problem in the Eurotransplant consortium as well. As a result, fewer surgeons are adequately trained in pancreas transplantation and many abdominal organ recovery surgeons are not experienced in pancreas organ recovery, which may influence pancreas procurement [18, 22]. Parenthetically, previous data have suggested that pancreas transplant outcomes are favorably influenced by increasing center volume [21].

This unintentional de-emphasis on pancreas transplantation represents a “crisis in confidence” and has the potential to threaten the existence of the procedure as a viable and effective therapeutic option. The national trend in decreasing numbers of pancreas transplants is disturbing and related to a number of factors. For example, the lack of a primary referral source from either diabetologists, endocrinologists or family medicine practitioners has hindered the growth of pancreas transplantation. Most pancreas transplant referrals are from nephrologists who refer patients with diabetes and chronic kidney disease to a transplant center for kidney rather than pancreas transplant evaluation. Ideally, a kidney transplant program with an active pancreas transplant component will identify potential candidates and appropriately offer them either SPK or PAK transplantation. However, this may not occur in programs that do not perform pancreas transplantation but would like to retain the patient for renal transplantation alone. The situation for PTA candidates is even worse as many diabetic patients actually have to circumvent the conventional diabetes care model in order to gain access to PTA.

Improvements in diabetes management, education and awareness; better insulin analogues and glucose sensors; sophisticated and more patient-friendly insulin pumps; and the promise of the artificial or bionic pancreas have all contributed to the diversion of interest away from pancreas transplantation [23]. For most patients with diabetes, the above advances are obvious improvements in therapy because they frequently result in a delay in the progression of diabetic complications. Consequently, lower rates of chronic kidney disease and delayed progression to other end-organ complications may result in fewer or later referrals for transplantation. This may be preferred for patients with diabetes that are able to avoid the need for transplantation. However, for those who might benefit from pancreas transplantation, late referral usually means that patients are older, may have a higher BMI, and may have additional co-morbidities that preclude successful pancreas transplantation. Additionally, most patients with diabetes have non-type 1 diabetes, which is generally, but incorrectly, regarded as a contraindication to pancreas transplantation.

SPK and PAK transplantation became Medicare-approved procedures on July 1st, 1999, after which time the American Diabetes Association included these treatment options within their evidence-based standards of care [24]. PTA became approved by Medicare on April 26, 2006, and despite coverage by Medicare and most primary insurers, subsequent validation by the American Diabetes Association has not occurred even though data on PTA spans several decades, thousands of transplants and chronicles steadily improving outcomes [2, 23, 24]. Because PTA is one of many treatment options available for diabetes mellitus, it stands in direct competition with conventional medical therapies and islet transplantation [23, 25, 26]. Many diabetes care professionals consider PTA to be a “radical”, aggressive, or overzealous therapy [requiring major surgery and lifelong immunosuppression) for a “benign” [yet life-shortening) disease. Other available treatment options are less invasive and, for that reason alone, more appealing to patients, diabetologists, endocrinologists, and primary care physicians. However, the long-term survival advantage in all three recipient categories of pancreas transplantation is not widely known or accepted. Even today, pancreas transplantation is often considered only as a life enhancing rather than a life-extending procedure.

For instance, the University of Wisconsin published their experience with 1000 SPK transplants with 22 year follow-up [27]. In this report, patient survival following SPK transplantation was superior to all other transplant options for type 1 diabetic patients with uremia. Patient survival following SPK transplant was even superior to uremic patients with Type 1 diabetes who underwent living donor kidney transplantation alone. This remarkable finding supports the contention that freedom from diabetes provides a survival advantage in the setting of kidney transplantation. Another study from the University of Minnesota evaluated outcomes in patients following living donor kidney transplantation who either underwent subsequent PAK transplant or were eligible for but did not undergo PAK because of financial or personal [but not medical) reasons. Patients who were ineligible for PAK because of comorbidity were excluded from analysis [28]. Although patient and kidney graft survival rates were not influenced [positively or negatively) by PAK transplant, 4-year renal function was significantly improved following PAK transplant in the setting of improved glycemic control. In a UNOS registry analysis from 1995–2010 of all adult patients registered either for an SPK or PAK transplant, the major findings were: 1. Patient survival for all transplanted patients was far superior to remaining on the waiting list; 2. Five-year patient survival was similar but 10-year patient survival was higher for SPK compared to PAK transplant recipients; 3. Receiving a PAK following either living or deceased donor kidney transplantation markedly improved long-term kidney graft survival rates compared to not receiving a pancreas graft; 4. Ten-year kidney graft survival rates were similar [61%) for recipients of either an SPK or living donor kidney alone transplants; and 5. Ten-year pancreas graft survival rates were 58.7% for SPK, 44.4% for pancreas after living donor kidney transplant, and 41.7% for pancreas after deceased donor kidney transplant [29]. However, the kidney graft survival rate was highest at 10 years [69.7%) for those surviving patients who received a living donor kidney followed by a sequential PAK transplant. Other studies have documented steadily improving outcomes following PAK transplant [29]. Based on these findings, it is logical to infer that both patient and renal graft longevity is maximized by achieving an insulin and dialysis-free state, whether this is accomplished either by an SPK transplant or a PAK transplant following [preferably) a living donor kidney transplant. Adding a pancreas to a kidney transplant [either simultaneously or sequentially) provides a survival advantage beyond kidney transplantation alone compared to all other treatments available to the uremia diabetic individual.

To further corroborate this viewpoint, recently published data have documented that since the inception of UNOS in 1987, 79, 198 life-years have been “saved” by SPK transplantation [4.6 life-years per recipient) and 14, 903 life-years by solitary pancreas transplants [2.4 life-years per recipient) in the US [30]. The perception that PTA is merely an invasive insulin replacement therapy is contrary to existing literature because this option confers a median survival time of 13.6 years compared to 8.0 years for patients who remain on the waiting list. The target patient population is also at significantly increased risk for multiple other morbidities attributed to diabetes that are not captured by data that address survival exclusively. Considering all of the data, the lack of wider application of pancreas transplantation to appropriately selected patients with complicated diabetes remains enigmatic and a missed opportunity.

It has been virtually overlooked that pancreas transplantation is now associated with an extremely low mortality rate, ranging from 3% at 1 year to 5–8% at 3 years in all 3 pancreas transplant categories [Table 1) [3–6]. At 3 years follow-up, pancreas graft survival [insulin-independence) rates are 85% for SPK transplant, 75% for PAK, and 72% for PTA recipients nationally. Following SPK transplantation, the national 3-year kidney graft survival rate is 91%. Many pancreas transplant recipients have been insulin-independent for >10 years and some for >20 years [12]. In every update of the IPTR spanning 30 years, patient and graft survival rates in all 3 categories of pancreas transplantation have continued to improve whereas early technical and immunological graft losses have continued to decline. However, the transplant community has become victimized by success; improving survival rates in all solid organ transplants have translated into higher thresholds that are implemented as metrics of acceptable performance. With fewer pancreas transplants being performed and fewer patients on the waiting list, the margin for error is much smaller and not all transplant centers remain actively involved in or committed to the practice of pancreas transplantation. Because of increased regulatory oversight, even large centers have responded by adopting a more risk adverse approach to transplantation in general and pancreas transplantation specifically. In addition, the marked decline in PAK transplants may be explained in part by overall improvements in outcomes and quality of life for patients receiving a kidney alone transplant, after which time they feel “well enough” to forego another transplant. Unfortunately, this is very shortsighted as these patients still face major issues despite a functioning kidney transplant; low quality of life and shortened lifespan because of their unchanged or even worsened diabetic state; and the potential for earlier kidney graft failure secondary to recurrent diabetic nephropathy [28, 29, 31].

Donor, Recovery and Preservation Issues

At present, pancreata are currently recovered for the intent to transplant in only 17% of deceased donors in the US [32]. Of these recovered organs, 25% are discarded so only 13% of deceased donors provide a pancreas that is actually transplanted. Some of these pancreata are sent for islet recovery, which in most cases does not result in islet transplantation. In other cases, aberrant hepatic artery anatomy or intestinal recovery may preclude pancreas recovery, although both of these conditions may be compatible with safe pancreas transplantation [22, 32]. Rates of pancreas utilization among Donor Service Areas vary from 0 to 50+% of donors. Pancreas utilization is influenced by limitations in acceptable warm and cold ischemia, which largely prevents widespread organ sharing and routine acceptance of donation after cardiocirculatory death [DCD) donors. However, recent reports have suggested that pancreas utilization in DCD donors is underutilized and a missed opportunity [32–34]. Moreover, because of logistical constraints, having a back-up patient at another center is problematic if the primary center chooses not to use the pancreas graft. In addition to donor quantity, donor quality has changed because donor age, BMI and proportion of donors who sustain brain death secondary to a cerebrovascular or cardiovascular etiology have all increased over time. The ideal pancreas donor ranges from 10–40 years of age, weighs 60–180 lbs., and sustains head trauma as a cause of brain death [32]. With the addition of cold ischemia <12 hours, these 4 core factors primarily determine the likelihood of success [and utilization) in pancreas transplantation. Having more than one of these factors outside the ideal range may have a significant detrimental effect on outcomes [35]. However, the recent surge in organ donation from young donors who sustain brain death secondary to anoxic encephalopathy following a drug overdose is rapidly becoming another source of “ideal” pancreas donors. Another viable alternative for pancreas recovery is the use of pediatric donors [below the age of 10 years or less than 30 kg in size) [36].

An additional aspect of donor pancreas under-utilization is the decline in experienced recovery teams that are able to adequately manage the donor, define and preserve the anatomy, and safely remove the pancreas intact without compromising any of the abdominal organs [22, 32]. The UNOS Pancreas Transplant Committee noted in a June 2014 Report to the Board of Directors that many pancreas discards were for reasons such as surgical error, surgical damage, and poor allograft description, with some of the discards attributed to the experience level of the recovery surgeon. The number of transplant surgeons actively involved in pancreas transplantation and donation is substantially lower than the number of kidney and/or liver transplant surgeons [18]. In addition, liver and kidney recovery usually take precedence over pancreas recovery among the abdominal organs, and the “liver” team is usually directing the recovery of abdominal organs. The lack of a “pancreas organ advocate” during the retrieval process may limit recovery and placement. In addition, having fewer patients on the waiting list may translate into greater selectivity with respect to donor organ offers. Finally, because of the constraints of cold ischemia coupled with Medicare regulations, pancreas recovery is rarely performed unless a specific recipient or receiving center has been identified preemptively.

Pancreas Allocation and Donor Risk Indices

The new Pancreas Transplant allocation policy [initiated on 10/31/2014) introduced recipient qualifying criteria for eligibility to accrue waiting time for SPK transplant, which limits the body mass index [BMI) cut-off for patients with diabetes mellitus and a C-peptide level >2.0 ng/ml. However, these new criteria are not supported by outcome or utilization data and have the potential to reduce overall pancreas transplant activity [3, 18]. Consequently, these qualifying criteria may be removed from the waiting list process. The overall decline in pancreas transplant activity is also temporally associated with the development and introduction of the Pancreas Donor Risk Index as a screening tool into clinical practice, in which multiple risk factors such as donor age, BMI, and cold ischemia time are integrated into a composite score to objectify donor assessment [37]. The Pancreas Donor Risk Index was designed using UNOS data to provide a predictive model to estimate post-transplant graft survival using pretransplant variables. While the Pancreas Donor Risk Index may accurately discriminate optimal versus marginal donor pancreas utilization at the extremes, there are insufficient data to validate its ability to stratify the average risk or suboptimal donor. Therefore, it has not been generally accepted into practice and is rarely used in making decisions about organ offers.

Surgical Techniques

Prior to the mid-1980s, a number of different techniques of exocrine drainage were investigated and many pancreas transplants were performed as segmental grafts [13–15]. During this developmental phase, exocrine drainage techniques were considered to be the “Achilles’ heel” of pancreas transplantation. From the late-1980s to 1995, the majority of pancreas transplants were performed as whole organ pancreatic grafts with systemic venous and bladder exocrine drainage [systemic-bladder technique). The advent of bladder drainage of the exocrine secretions revolutionized the safety and improved the success of pancreas transplantation. However, starting in 1995, a seismic shift from bladder to enteric exocrine drainage occurred coincident with improvements in immunosuppression, preservation techniques, diagnostic monitoring, general medical care, and the success of enteric conversion [13–15]. In the new millennium, most pancreas transplants have been performed as whole organ pancreatico-duodenal grafts with systemic venous delivery of insulin and enteric exocrine drainage [systemic-enteric technique) [1, 3, 5].

Enteric drainage usually refers to jejunal or ileal diversion of the exocrine secretions either with or without a diverting Roux limb[13–15]. Pancreas transplantation with primary enteric exocrine drainage accounted for 91% of SPK, 89% of PAK, and 89% of PTA cases in the US from 2010–2014 [3]. However, during this time, the systemic-bladder technique remained a viable option in selected cases and a preferred option at specific centers [1]. Of the cases performed with enteric drainage in the US, the proportions performed with a diverting Roux-en-y limb were 21% in SPK, 15% in PAK, and 15% in PTA cases [3, 5, 6]. To improve the physiology of pancreas transplantation, an innovative technique of portal venous delivery of insulin and enteric drainage of the exocrine secretions [portal-enteric technique) was developed in the early 1990s and refined over the past 20+ years [14, 15]. Currently, the proportions of enteric-drained cases performed with portal venous delivery of insulin are 22% in SPK, 11% in PAK, and 13% in PTA cases [3]. While the potential of the portal-enteric technique has not been fully realized, it has spawned a number of newer techniques of enteric exocrine drainage including duodenal or gastric diversion [14, 15]. A number of studies have demonstrated no major or consistent differences in outcomes for bladder-drained or enteric-drained pancreas transplants with either portal or systemic venous drainage [13–15]. The surgical complication rate also does not vary according to the type of transplant [SPK versus solitary pancreas transplantation). The incidence of duodenal segment leaks has been reported to be 5–20% in bladder-drained and 5–8% in enteric-drained pancreas transplants [13–15, 27, 38]. Increasing experience with enteric exocrine drainage is likewise associated with a decreased incidence of surgical complications. Although nearly all pancreas transplants are currently performed with one of the three above techniques, current philosophy dictates that the most appropriate technique to be performed is defined by both donor and recipient anatomy as well as the individual surgeon’s comfort level and experience.

Recipient Selection and Waiting List Considerations

The number of additions to the kidney-pancreas waiting list in the US steadily decreased from a high of 1935 in 2000 to 1228 in 2017 [5, 6]. In addition, the number of prevalent candidates [active and inactive) on either the kidney-pancreas or the pancreas waiting lists steadily decreased from 3499 in 2002 to 2518 in 2018. The number of active candidates has decreased by more than 50%, from 2776 in 2002 to 1039 in 2018. In spite of fewer patients on the active waiting list, median waiting times for kidney-pancreas transplantation have continued to increase and range from 1.2 to 4 years depending on blood type. In the past decade, the proportion of recipients who are older, African American, have a higher BMI, or are characterized as having type 2 diabetes have all increased [1, 3, 5, 6]. Recent studies have reported that pancreas transplantation can be successfully performed in selected patients with non-type 1 diabetes [7–10, 39]. In 2013, 25.7% of candidates on the waiting list were ≥ age 50 years, 19.7% were African American [11.4% were Hispanic), 19.1% had a BMI ≥ 30 kg/m2, and 8.9% were classified as having type 2 diabetes. This positive trend in successfully transplanting higher risk patients that were excluded from receiving a pancreas transplant in the past has become possible secondary to significant advances in surgical techniques, immunosuppression and post-transplant medical management strategies. Unfortunately, guidelines for liberalizing recipient criteria have not been widely promulgated or accepted by the medical and surgical communities.

Immunosuppression and Immunological Outcomes

The history of pancreas transplantation is a remarkable success story of the last 50 years that is closely linked to advances in biological and immunosuppressive drug therapies [1–3]. Progress in surgical techniques and clinical immunosuppression have led to improving results in vascularized pancreas transplantation that are attributed to reductions in technical failures and immunologic graft losses over time, respectively [1–6, 40]. The use of biologic agents for induction and “cocktails” of multiple agents with varying mechanisms of action for maintenance therapy have become the standard of immunosuppression following pancreas transplantation [1–8, 40–43]. Immunosuppressive strategies in pancreas transplantation have evolved from experience extrapolated in kidney transplantation because the majority are performed as SPK transplants. Unlike other types of solid other transplants, pancreas transplantation provides an excellent paradigm to study acute rejection because insulin-requiring diabetic patients represent a relatively homogeneous patient population who historically had a high rate of acute rejection possibly because of variable drug absorption [from impaired gastric emptying] or heightened immune responsiveness from the presumed auto-immune etiology of diabetes. In addition, adding a pancreas to a kidney allograft appears to increase the risk of acute rejection, which may be related to the inherent immunogenicity of the pancreas graft or perhaps because of increased antigen load or altered antigen presentation in the recipient. [43–46] Consequently, SPK transplantation has been associated with a higher rate of acute rejection compared to other transplanted organs whereas solitary pancreas transplantation may have even a higher rate of acute rejection secondary in part to limitations in monitoring the pancreas graft. [2, 23, 47]

At present, 90% of SPKT recipients receive antibody induction, with nearly 80% receiving a depleting antibody agent. [3–6, 43] Depleting antibody induction using a biological agent has become a cornerstone of contemporary immunosuppression in pancreas transplantation. The rationale for the evolving trend in depleting antibody induction is to provide a more potent immunosuppressive umbrella of protection for maintenance therapies that incorporate minimization strategies such as corticosteroid elimination or avoidance, calcineurin inhibitor reduction or withdrawal, or even calcineurin inhibitor monotherapy. According to International Pancreas Transplant Registry data, rabbit anti-thymocyte globulin and alemtuzumab are currently the two most commonly used antibody induction agents in SPK transplantation. One-year rates of acute rejection have steadily decreased and are currently in the 5–20% range depending on pancreas transplant category, case mix and immunosuppressive regimen. [3, 4, 6] Historically, these regimens were based primarily on efficacy in the prevention of acute rejection. However, the amount, frequency, and duration of various agents must be tailored according to individualized risk factors. Although nearly all possible combinations of maintenance immunosuppressive protocols have been used, nearly 80% of patients in the recent past have received maintenance therapy with the tacrolimus/mycophenolate combination, and 30–50% have undergone either early or delayed corticosteroid withdrawal without adverse consequences. [3–5, 40–43] The current one-year rate of immunological pancreas graft loss is 1.8% in SPK transplant recipients. [3, 4, 6] Although depleting antibody induction strategies are associated with lower rates of acute rejection compared to either no induction or non-depleting antibody induction, somewhat surprisingly no major differences in mid-term patient or graft survival rates or graft function have been noted according to method of antibody induction. As early graft survival rates have improved because of lower rates of both acute rejection and immunological graft loss, the consequences of chronic rejection have become more important. [45] Ultimately, the development of a non-nephrotoxic, non-diabetogenic, and non-gastrointestinal toxic maintenance immunosuppressive regimen is highly desirable to improve outcomes and quality of life in pancreas transplant recipients. Immunosuppressive strategies will continue to evolve to safer, less toxic, and more targeted therapies with similar or improved efficacy long-term compared to currently available regimens.

Pancreas Versus Islet Transplantation

PTA and islet transplantation are usually linked together as equivalent beta-cell replacement strategies for patients with diabetes in the absence of chronic kidney disease, both of which are then considered as investigational therapies rather than as standards of care. [24–26] Unfortunately, this characterization is not accurate and confusing to patients who might benefit from PTA. In 2000, Shapiro, et al, published their landmark paper on successful islet transplantation in seven patients using the “Edmonton” protocol. [48] Although islet transplant outcomes have continued to improve, overall graft function and durability have not matched those achieved for PTA. [2, 23, 30, 49] In fact, complete and stable long-term insulin independence is uncommon and, in current studies, is not even a primary endpoint following islet transplantation. In addition, “successful” islet transplantation frequently requires more than one donor pancreas. Unlike PTA, islet transplantation remains in a developmental phase with slightly improved success rates only reported in the new millennium in a few hundred cases. At present, islet transplantation is not approved by the Center for Medicare and Medicaid Services in the US, but is paid for by public health systems in some other countries. Similar to islet transplantation, other novel diabetes management options such as the “bionic pancreas”, immunotherapy, gene therapy and stem cell therapy remain innovative yet unrealized investigational ventures that have overshadowed enthusiasm for PTA. Moreover, none of these promising therapies have the current established successful track record of PTA but are being touted as potential “cures” for diabetes. Yet, the mere prospect of potential effectiveness with non- or less-invasive treatment options has subjugated the proven success of PTA.

Summary and Conclusion

In spite of the increasing success of pancreas transplantation, it seemingly has been relegated to a secondary or even tertiary role in the management of diabetes. Overall advances in diabetes management, education and awareness; newer insulin analogues and glucose sensors; state of the art, portable, and more patient-friendly insulin pumps; and the potential of the artificial or bionic pancreas have all contributed to the diversion of interest away from pancreas transplantation as a viable treatment option in the absence of uremia. Pancreas transplantation has been performed with a high and increasing level of success for 30 years. Consequently, it is logical to assume that the diabetes care community will not change their perception of pancreas transplant as a “last resort” form of therapy. However, in spite of recent trials and tribulations, pancreas transplantation remains an important therapeutic alternative for selected patients with hyperlabile or “complicated” diabetes who cannot be managed optimally with conventional insulin therapy. Ultimately, a more reliable source of high quality organs, less diabetogenic [and less toxic] immunosuppression, and lower surgical morbidity are needed in order to propel pancreas transplantation into the forefront of widely accepted management strategies for patients with insulin-requiring diabetes.

Because the healthcare landscape is a moving target, new and innovative ways to educate the public and medical community are needed to correct misperceptions about pancreas transplantation. In addition to conducting outreach sessions with endocrinologists and diabetologists, the pancreas transplant community needs to reach the vast number of family practice physicians who manage the majority of patients with diabetes. Regarding “promotion” of pancreas transplantation, recent data and new evidence needs to be disseminated using not only conventional publications but also social networking, medical websites, media campaigns and through re-engaging the American Diabetes Association. Ultimately, the most important factor for more widespread application of pancreas transplantation remains education, including ongoing engagement of patients with diabetes and health care professionals. Various types of media and social networks could and should function as ideal platforms for recipients of successful pancreas transplants to spread the message that complete and durable insulin-independence is an attainable goal in the majority of cases.

From a transplant community perspective, greater emphasis needs to be placed on improving pancreas recovery rates including removing financial disincentives, facilitating broader sharing with charter aircraft to minimize cold ischemia, implementing pancreas donor advocates, expanding acceptable donor criteria to include selected donation after circulatory death donors and pediatric donors, and assuring that abdominal organ recovery surgeons are experienced in pancreas recovery. In addition, liberalizing recipient selection to include older patients as well as non-type 1 diabetics with uremia and expanding indications for solitary pancreas transplantation (PAK and PTA) will increase the size of the waiting list, which ultimately drives pancreas utilization. Recent studies have suggested that even at active pancreas transplant centers, there are a number of patients who are either on the kidney waiting list or whom have received successful kidney alone transplantation who may benefit from either SPK or PAK transplantation. Having a multidisciplinary team in place to specifically evaluate uremic diabetic individuals for pancreas transplantation can facilitate the “pipeline” by effectively triaging more potential candidates, increase “internal conversions” from the kidney to the SPK transplant waiting list, and identifying patients who may benefit from PAK transplantation. [50] Rather than relying on the diabetes care and nephrology communities for access to potential pancreas transplant candidates, kidney transplant centers must become accountable for providing the opportunity for pancreas transplantation. For SPK transplant recipients with potential living donors, one might consider having the living donor donate their kidney to someone else on the kidney waiting list in exchange for priorization on the SPK waiting list. Alternatively, a more assertive approach to PAK transplantation may be warranted. In spite of recent challenges, pancreas transplantation remains an important therapeutic option for selected patients with hyperlabile or “complicated” diabetes who cannot be managed optimally with conventional insulin therapy.

Abbreviations

ASTS: American Society of Transplant Surgeons

BMI: Body Mass Index

DCD: Donation after Cardiocirculatory Death

IPTR: International Pancreas Transplant Registry

PAK: Pancreas after Kidney

PTA: Pancreas Transplant Alone

SPK: Simultaneous Pancreas-Kidney

UK: United Kingdom

UNOS: United Network for Organ Sharing

US: United States

References

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Plasma Visfatin is reduced in Subjects with the Metabolic Syndrome and Pre-Diabetes

DOI: 10.31038/EDMJ.2018234

Abstract

The adipocytokine Visfatin (VF) has been linked with visceral adiposity, insulin resistance and Metabolic Syndrome (MS), however, studies have been inconsistent regarding its relationship with these metabolic enteties. The aim of this study was to explore the relationships between plasma VF, High Molecular Weight (HMW) Adiponectin and the MS.

We measured fasting plasma VF and HMW Adiponectin in 29 males with the MS and 29 age-matched male controls. Plasma VF was significantly reduced in MS subjetcs compared to controls (98.2 ± 29.7 Vs.141.4 ± 39.1 ng/ml, respectively, P=0.04). One Way ANOVA showed that subjects with MS and pre-diabetes had extremely lower concentrations of plasma VF (60.8 ± 35.9 Vs141.4 ± 39.1 ng/ml ), for MS and controls, respectively, P < 0.009. HMW Adiponectin concentrations were similar in both groups and negatively correlated with HOMA-IR(r = -0.40, P= 0.03). Using Stepwise regression, WC was independently associated with plasma VF concentrations. There was no correlation between plasma VF and insulin sensitivty or beta cell function measured with HOMA-IR and HOMA % B, respectively.

In conclusion: Reduced plasma VF concentrations may play a role in the pathophysiology of pre-diabetes and cardiometabolic risk, however, this will require further study.

Keywords

Metabolic Syndrome, Visfatin, HMW adiponectin

Introduction

Visceral adipose tissue produces a number of adipocytokines such as adiponectin, tumour necrosis factor-alpha, and interlukin (IL)-6, which modulate insulin sensitivity and appear to play an important role in the pathogenesis of insulin resistance, diabetes, inflammation and atherosclerosis [1–3]. Visfatin (VF) is a recently discovered adipocytokine that was first described by Fukuhara and colleagues in 2005 as being exclusively secreted by visceral fat and had insulin-mimetic properties [4]. VF corresponds to a 52 kilodalton cytokine known as Pre-B- Cell Colony-Enhancing Factor or (PBEF) responsible for maturation of B cell precursors [5]. VF/PBEF has also been shown to be an enzyme that catalyses the rate-limiting step in the Nicotinamide Adenine Dinucleotide (NAD) biosynthetic pathway and is known as nicotinamide phosphoribosyltransferase or ‘Nampt’ [6]. Nampt exists in two forms: intracellularly as ‘iNampt’ and extracellularly as ‘eNampt’; the latter corresponds to VF/PBEF [7]. Administration of exogenous VF to animal models of acute myocardial infarction was shown to be cardioprotective [8]. Moreover, Revollo and colleagues showed that Nampt is essential for normal beta cell function when they demonstrated that Nampt (+/-) heterozygous mice had defects in both NAD biosynthesis and Glucose-Stimulated Insulin Secretion (GSIS) [9]. Interestingly, Nampt(+/-) heterozygous mice developed impaired glucose tolerance and the administration of NMN(the product of Nampt reaction) corrected the defects in GSIS and restored normal glucose tolerance [9]. However, in human beings, the relationship between VF/PBEF/eNampt and the metabolic syndrome (MS), insulin resistance, obesity, and cardiovasular disease has been controversal, as evidenced by the conflicting results from published work [10–12] . It is well established that higher concentartions of plasma adiponectin have been shown to be cardioprotective while reduced concentrations of plasma adiponectin have been linked to cardiovascualr disease insulin resistance, obesity and the MS [13–15]. We hypothesed that subjects with the MS, who are at increased risk of developing type 2 diabetes and cardiovascular disease, would have reduced concentrations of circulating plasma VF. We also measured HMW Adiponectin, the active form among adiponectin multimers.

Research Design, Subjects and Methods

This was a cross-sectional study. Construction workers were screened for diabetes, pre-diabetes and cardiometabolic risk factors as part of a pilot health screening programme conducted by the Construction Workers’ Health Trust (CWHT). Data including demographics, anthropometric measurments, FindRisk diabetes questionnaire, and laboratory results were prospectively entered into a central database. The study population was predominantly male (99 %). A random sample of exclusively male subjects was taken from the central database for the purpose of this study . The full details of the study can be found in the Construction Workers Health Trust screening study [16]. The study protocol was approved by the Joint Research Ethics Committee of the Federated Dublin Voluntary Hospitals and St James’ Hospital. All participants signed written informed consent.

Measurement of Biomarkers

Body weight and height were measured in participants wearing light clothing without shoes. BMI was calculated as weight in kilograms divided by height in meters square. Waist circumference was measured at the level of the umbilicus. Hip circumference was measured at the level of the anterior superior iliac spine. Blood pressure was measured in the sitting position after a 10-min rest period in the left arm. Blood samples were taken in the morning after a 12-hour overnight fast. All measurements and samples were obtained at the healthcare centres provided at construction work sites.

Laboratory Analysis

Fasting bloods were obtained after 12 hours fast and included the following: plasma glucose, lipid profile, insulin, plasma visfatin, and plasma HMW adiponectin. Plasma glucose was measured using a glucose oxidase method [bio Merieux kit/ Hitachi Modular]. Plasma total cholesterol and triglycerides were measured using enzymatic methods (Human Liquicolor kits/ Hitachi Modular). Plasma high-density lipoprotein [HDL] cholesterol and Low-Density Lipoprotein (LDL) cholesterol were measured directly with enzymatic methods (Randox direct Kits/ Hitachi Modular).

Visfatin and HMW Adiponectin Assays

VF was measured in fasting EDTA plasma samples by a specific Enzyme-Linked Immunosorbent Assay (ELISA) [linear range, 0.1–1000 ng/mL; specificity, 100% human) [17], obtained from Phoenix Pharmaceuticals Inc. (Karlsruhe, Germany). The intra-assay coefficient of variation was 5.6% and 5.8% for low and high VF concentrations, respectively. Data were expressed as absolute concentrations.

HMW Adiponectin was determined from fasting EDTA plasma sample by ELISA detection [Millipore]. For measurement of high molecular weight adiponectin plasma samples were extracted with protease treatment following manufacturer’s instructions. Sensitivity of the assay is 0.5ng/ml and the coefficients of intra-assay variations were 0.97–3.41%.

Insulin Sensitivity and Beta Cell Function

Insulin sensitivity was estimated using the homeostasis model assessment for insulin resistance index (HOMA-IR); beta cell function was assessed by HOMA-B. Both HOMA-IR and HOMA-B was quantified using a HOMA calculator as previously described [18].

Glucose Metabolism

All subjects had fasting plasma glucose as screening test and those who had impaired fasting glucose (IFG) of ≥ 5.6 mmol/l underwent a 2- hour oral glucose tolerance test (OGTT) . Subjects were further sub-classified as having impaired glucose tolerance (IGT) if the 2-hours postprandial glucose value was between 7.8 – 11.0 mmol/l or diabetes if the fasting plasma glucose value was ≥ 7.0 mmol/l and/or 2-hours postprandial glucose value ≥ 11.1 mmol/l.

Definition of the Metabolic Syndrome

The Metabolic Syndrome (MS) was defined according to the International Diabetes Federation (IDF) criteria [19] Subjects with the MS were further divided according to the results of oral glucose tolerence and fasting plasma glucose results: subjects with MS and Normal Glucose Tolerance (NGT) were referred to as (NGT-MS); subjects with MS and (IFG) as IFG-MS, and subjects with MS and IGT as (IGT-MS). We excluded subjects with previously diagnosed diabetes, as they have established cardiovascular risk and their inclusion as MS is controversial.

Statistical Analysis

The demographic characteristics of study participants are presented as mean +/- SEM. Since VF, HMW Adiponectin and the other biomarkers were not normally distributed; Mann-Whitney test was used to test the differences between subjects with the MS and controls. Spearman’s correlations were used to examine correlations between VF, HMW Adiponectin and the other biomarkers. Logarithmic transformations of the biomarkers were used in One Way ANOVA to compare the differences in VF and HMW adiponectin levels between the subgroups of the MS and the controls. Also, logarithmic transformations of the biomarkers were used in stepwise multiple regression analyses to identify the independent predictors of VF and HMW Adiponectin. All statistical analyses were performed using SPSS (SAS, Version 13). Statistical significance was set at P<0.05

Results

The baseline characteristics of the study subjects are shown in Table 1. As expected, subjects with MS had significantly higher BMI, Waist Circumference (WC), Fasting Plasma Glucose (FPG), Triglycerides (TGs) and Waist Hip Ratio (WHR). MS subjects were more insulin resistant compared to controls (Table 1). Systolic BP was marginally higher in MS subjects; LDL-cholesterol, total cholesterol and beta cell function (HOMA-B) were not different between the two groups. MS subjects had significantly higher FINDRISC score, indicating increased lifetime risk for developing type 2 diabetes [20].

Table 1. Baseline characteristics of the study subjects.

Biomarker

MS Subjects
(N=29)

Controls
(N=29)

P value

Age, Years

43.5 ± 2.0

39.1 ± 1.8

0.133

BMI, kg/m2

30.7 ± 0.8

27.2 ± 0.8

0.002

Waist Circumference(WC), cm

108 ± 2.

96 ± 2

<0.0001

Waist: Hip Ratio(WHR)

1.01 ± 0.1

0.97 ± 0.01

0.004

Systolic BP, mmHg

137 ± 2

132 ± 3

0.08

Diastolic BP, mmHg

85 ± 2

82 ± 2

0.17

Fasting plasma glucose, mmol/l

5.4 ± 0.1

4.9 ± 0.1

0.012

HDL-Cholesterol , mmol/l

1.06 ± 0.03

1.24 ± 0.1

0.005

Triglycerides, mmol/l

1.8 ± 0.1

1.1 ± 0.1

<0.0001

Total Cholestrol, mmol/l

5.13 ± 0.13

5.06 ± .016

0.56

Fasting Insulin, pmol/l

60.6 ± 4.5

51.9 ± 11

0.004

HOMA-IR

1.15 ± 0.08

0.96 ± 0.1

0.004

HOMA % B

90.1 ± 5

88.5 ± 8.2

0.29

HOMA % S

101.6 ± 8

160.9 ± 16.6

0.003

FindRisk Score

10

6

0.002

Visfatin (VF), ng/ml

98.2 ± 29.7

141.4 ± 39.1

0.041

HMW Adiponectin, ng/ml

4103 ± 610

4074 ± 434

0.36

Data presented as mean ± SEM. SEM=Standard error of the mean. P value obtained from Mann Whitney test.

Plasma Visfatin and HMW Adiponectin

Subjects with the MS had significantly reduced circulating concentrations of plasma VF compared to controls (98.2 ± 29.7 vs.141.4 ± 39.1 ng/ml, P=0.041), as shown in Table 1. One Way ANOVA showed that subjects with the MS and pre-diabetes (IFG/IGT) had significantly lower VF concentrations 60.8 ± 35.9 ng/ml when compared to controls(141 ± 39.1 ng/ml), P =0.009), and marginally lower VF concentrations when compared with subjects with the MS and normal glucose metabolism(133.2 ± 46 ng/ml), P=0.05, as shown in Figure 1. Likewise, Mean HMW adiponectin levels were similar between the two groups(4103 ± 610 ng/ml in MS subjects vs. 4074 ± 434 ng/ml in controls, P=0.36). One-Way ANOVA showed that subjects with MS and pre-diabetes had slightly lower concentrations of HMW adiponectin compared to both subjects with MS and normal glucose tolerance and controls, however, it did not reach statistical significance (Table 3).

Table 2. Spearman’s correlations between plasma VF, HMW Adiponectin and the different biomarkers in the whole group.

Biomarker

Visfatin
N=58

HMW adiponectin
N=58

Weight

r = -0.316, P=0.016

r = -0.13, P=0.43

BMI

r= -0.30, P=0.02

r = -0.05, P=0.68

WC

r= -0.33, P=0.012

r = -0.07, P=0.60

Age

r= -.26, P=0.053

r = 0.10, P=0.43

SBP

r = -0.15, P= 0.26

r = -0.09, P=0.46

DBP

r = -0.23, P=0.07

r = 0.08, P=0.53

TGs

r = – 0.08, P =0.52

r = -0.19, P= 0.15

FPG

r = -0.32, P = 0.015

r= -0.04, P=0.70

Fasting insulin

r= 0.15, P=0.28

r = 0.16, P=0.22

HOMA-IR

r = 0.15, P=0.27

r= -0.17, P=0.20

HOMA % B

r =0.09, P=0.48

r = 0.48, P=0.22

HDL-C

r = -0.10, P=0.41

r = 0.46, P=0.0001

FINDRISC score

r = -0.26, P=0.052

r =0.09, P=0.51

Table 3. One Way ANOVA. Plasma Visfatin and HMW Adiponectin levels according to metabolic syndrome status and glucose metabolism.

Biomarker

Controls

N=(29)

NGT+ MS

N=(15)

IFG/IGT+MS

(N=14)

P value

Mean plasma Visfatin, ng/ml

141.4 ± 43

133.2 ± 46

60.8 ± 35.9 ¥

Mean plasma HMW Adiponectin, ng/ml

4074.4 ± 433.6

4592.8 ± 920

3613.6 ± 812

 NS

HOMA-IR

0.96 ± 0.2

0.97 ± 0.1

1.3 ± 0.1

HOMA % S

160.9 ± 16.7

118 ± 11.7

82.8 ± 8.5

HOMA % B

88.5 ± 8

100.7 ± 7

77.8 ± 5.7

NS

One way ANOVA comparing mean Visfatin and HMW Adiponectin concentrations between the groups.
NGT+MS: Normal Glucose Tolerant Subjects with Metabolic Syndrome.
IGT+MS: Impaired Glucose Tolerant Subjects with the Metabolic Syndrome.
IFG+MS: Subjects with Metabolic Syndrome and Impaired Fasting Glucose.
¥P value < 0.009 between controls and IFG/IGT+MS.
P =0.05 between NGT+MS and IFG/IGT+MS.
NS: No Significant difference between the groups P > 0.05.
P value= 0.011 between controls and IFG/IGT+MS.
P value < 0.009 between controls and IFG/IGT+MS.

EDMJ 2018-107 - Imad Brema Saudi Arabia_F1

Figure 1. One Way ANOVA comparing mean Visfatin concentrations between the groups.

NGT MS: normal glucose tolerance metabolic syndrome; IGT: impaired glucose tolerance; IFG: impaired fasting glucose. NS: not significant. Error bars represent standard error of the mean.

Correlations between Visfatin, HMW adiponectin and other biomarkers

Spearman’s correlations between VF, HMW adiponectin and the different biomarkers are shown in Table 2.

In the whole group, VF negatively correlated with FPG ( r= -0.31, P=0.015), WC (r= -0.32, P=0.012), Weight (r=-.316, P=0.016) and BMI (r= -0.30, P=0.02), as shown in Table 2. There was a negative correlation between plasma VF and the FINDRISC score with marginal statistical significane (r=-.26, P=0.052). In MS subjects alone , VF negatively correlated with FPG, (r= -0.34 p=0.018).

VF did not correlate with fasting insulin, HOMA-IR or HOMA-B in either group.

HMW adiponectin levels positively correlated with HDL-Cholesterol (HDL-C) in MS subjects (r= 0.43, P=0.02), as well as in the whole group (r= -0.46, P <0.0001). In MS subjects alone, HMW adiponectin negatively correlated with fasting insulin(r=-0.40, P=0.037) and HOMA-IR (r=-0.40, P=0.038).

There was no significant correlation between VF and HMW adiponectin in the whole group or in each group seperately.

Multiple stepwise regression analysis showed that log WC was negatively and independently associated with VF, in a model that included log VF as the dependenet variable, and log WC, log FPG and log fasting TGs as independent variables. This model showed an R2 of 0.100 and P=0.016. β-coefficient was -3.522. WC explained 10 % of VF variance. Likewise, log HDL-C was positively and independently associated with log HMW Adiponectin in a model that included HMW Adiponetin as the depenent variable and log HOMA-IR, log HDL-C and log WC as independent variables. β-coefficient: 1.42, P=0.001. log HDL-C explained 19.7 % of the variation in log HMW adiponectin.

Discussion

In the present study, we showed that male subjects with increased cardiometabolic risk profile and insulin resistance had significantly reduced concentrations of plasma VF, which negatively correlated with FPG, WC, weight and BMI . Moreover, we showed that subjetcs with the MS and pre diabetes had very low concentrations of plasma VF not only when compared to controls, but also when compared to subjects the MS and normal glucose tolerance, although with marginal statistical significnace. In addition, we showed a non-significnat trent of a negative correlation between plasma VF and the FindRisk score, which suggests that lower concentations of plasma VF may be associated with increased lifetime risk of developing type 2 diabetes but this oservation requires further clarification in a larger study. The inverse and independant association between plasma VF and WC in the stepwise regression may indicate an indirect relationship between reduced plasma VF concentrations and the risk of developing type 2 diabetes and cardiovascular disease, however, again this requires further exploration in future studies as causality could not be assumed from our cross-sectional study. Several studies have explored the relationship between VF and the MS in the past few years with conflicting results. In agreement with our study, plasma Visfatin/Nampt levels has been shown to be reduced in patients with MS and type 2 diabetes in one study [21]. Most studies repored increased plasma VF concentration was shown to be increased in subjects with MS in two previous studies [11, 22–24]. Three more studies found no association between plasma VF and the MS [12, 25, 26]. It is worthwhile mentioning that the patient characteristics and/or the criteria for defining the MS were different in all the three studies mentioned above and this may have affected the results. The mechanisms underlying the association between low plasma VF concentrations and the MS in our study are not fully understood, however, a possible mechanism may be through the modification of the activity of the downstream target, SIRT1 which may be supported by the findings of De Kreutzenberg and colleagues, who showed that subjects with the MS and increased insulin resistance had reduced SIRT1 gene and protein expression [27]. Moreover, the same authors showed that high glucose and palmitate concentrations resulted in downregulation of Nampt (Visfatin expression, a reduction in intracellular NAD (+) levels and a reduction in SIRT1 activity in mononuclear cells from subjects with MS [27]. A more recent study by Yoshino and colleagues reported that Nampt-mediated NAD+ biosynthesis is severely compromised in both diet and age-induced models of diabetes in mice [28] . Interestingly, the authors showed that Nicotine Mononucleotide ( NMN), the product of Nampt reaction, was effective to treat the two different animal models of diabetes [28]. Moreover, Revollo and colleagues showed that Nampt is essential for normal beta cell function when they demonstrated that Nampt (+/-) heterozygous mice had defects in both NAD biosynthesis and glucose-stimulated insulin secretion (GSIS) [9]. Interestingly, Nampt (+/-) heterozygous mice developed impaired glucose tolerance and the administration of NMN (the product of Nampt reaction) corrected the defects in GSIS and restored normal glucose tolerance. In our study, we did not find any correlation between fasting plasma VF and insulin sensitivity measured by HOMA-IR, which is in agreement with several other studies which showed lack of association between Plasma VF and insulin resistance [29–31]. We found no correlation between Plasma VF and beta cell function measured by HOMA-B neither in the controls nor in subjects with the MS. The relationship between VF and beta cell function is being explored by some authors since VF is important for glucose-stimulated-insulin secretion from beta cells. One study in animals showed that VF reduced the degree of apoptosis of beta cells due to exposure of cell lines to interferon Gamma [32]. However, in human beings serum VF has been shown to increase with progressive beta cell failure in healthy males in a previous study, again adding to inconsistency of evidence regarding this molecule [33]. Several studies described significant increase in plasma VF concentrations after different types of bariatric surgery in morbidly obese subjects [34–36]. Moreover, Haider and colleagues showed that treatment with the insulin sensitizer rosiglitazone increased both plasma VF and adiponectin in HIV-positive, insulin resistant subjects [37]. However, opposite results have also been reported where plasma VF has been shown to decrease after bariatric surgery as well [38] . Therefore, it is difficult to draw any conclusions about whether is beneficial or reduced levels of plasma VF are useful or harmful, unlike the case with adiponectin, where low levels have been consistently shown to be associated with type 2 diabetes, insulin resistance, and the risk for cardiovascular disease in may studies [39–41] . We may speculate that previously described increased concentrations of plasma VF in some studies in subjects with type 2 diabetes, MS and obesity may represent a compensatory mechanism to increase GSIS and improve glucose tolerance. Another explanation for the inconsistencies in published work on VF could be due to differences in immunoassays used by different research groups, as previously reported by Korner and colleagues [42]. A Third explanation for the inconsistency in VF work may be due to the presence of two iso-forms for eNampt (monomeric and diameric forms) and it has been shown that serum monomeric eNAMPT levels were elevated in HFD-fed mouse models of diabetes, whilst eNAMPT-dimer levels were unchanged. Very interestingly, eNAMPT-monomer neutralisation in HFD-fed mice with anti-monomeric eNampt antibodies resulted in lower blood glucose levels, amelioration of impaired glucose tolerance and whole-body insulin resistance, improved pancreatic islet function, and reduced inflammation [43]. Therefore, investigators should cleary indicate in future studies what iso-form of VF/Nampt was measured . We expected to see lower concentrations of plasma HMW adiponectin in subjects with the MS however, this may be due to the small sample size, however, HMW adiponectin was negatively correlated with HOMA-IR in subjects with the MS in our study, which is in agreement with previous studies that described association of reduced HMW adiponectin isoforms with the risk of insulin resistance and type 2 diabetes. There was no correlation between VF and HMW Adiponectin in this study but a previous study described a negative correlation between plasma Adiponectin and VF in patients with Rheumatoid Arthritis [44].

We acknowledge that this study has some limitations including the small sample size, the cross-sectional design and the use of HOMA-IR and HOMA-B as crude measures for assessing of insulin sensitivity and beta cell function, respectively. Also lack of simultaneous measurement of VF and HMW Adiponectin mRNA expressions in visceral and subcutaneous fat depots and their correlation with serum levels is yet another limitation.

In conclusion, we report reduced circulating concentrations of plasma VF in subjects with the MS compared to age and gender-matched controls, with extremely low concentrations of plasma VF in subjects with the MS and pre-diabetes. The findings of this study point towards a possible relationship between reduced concentrations of plasma VF and increased cardiometabolic risk and pre-diabetes , however, it is not clear from this study whether low plasma VF concentrations acts as a mediator or a marker of cardio metabolic risk and pre-diabetes. Further mechanistic studies are needed to explore this important relationship.

Acknowledgement

We would like to thank the Construction Workers’ Health Trust and all the study volunteers for their participation in this study. Many thanks to the staff nurses in the metabolic research unit

Funding

This study was funded by the Diabetes Education and Research Fund and the CWHT.

Authors’ contribution

Imad Brema: Study design and conception, data collection, statistical analysis, manuscript writing

Hood Thabit: Data collection, manuscript writing

Shabahat Shah: Data collection, manuscript writing

Nicole Burns: Data collection, manuscript writing

Declan Gasparro: Laboratory analysis of plasma samples for glucose, lipids, insulin

Vivion Crowley: Laboratory analysis,

Angela Storka: Visfatin and HMW Adiponectin assays

Michael Wolzt: Visfatin and HMW Adiponectin assays, manuscript writing

John J Nolan: Study design, data analysis, manuscript writing.

Abbreviations

CWHT: Construction Workers’ Health Trust

GSIS: Glucose-Stimulated-Insulin Secretion

HFD: High Fat Diet

HOMA-B: Homeostasis Model Assessment for Beta Cell Function

HOMA-IR: Homeostasis Model Assessment for Insulin Resistance Index

IDF: International Diabetes Federation

IFG-MS: Impaired Fasting Glucose Subject with Metabolic Syndrome

IFG: Impaired Fasting Glucose

IGT-MS: Impaired Glucose Tolerant Subject with Metabolic Syndrome

IGT: Impaired Glucose Tolerance

IL-6: Interlukin-6

MS: Metabolic Syndrome

Nampt: Nicotinamide Phosphoribosyl transferase

NAD: Nicotinamide Adenine Dinucleotide

NGT: Normal Glucose Tolerance

NGT-MS: Normal Glucose Tolerant Subject With Metabolic Syndrome

NMN: Nicotinamide Mononucleotide

OGTT: Oral Glucose Tolerance Test

PBEF: Pre-B- Colony Enhancing Factor

Sir1: Silent Information Regulator 1

VF : Visfatin

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Extracorporeal Shockwave Therapy (ESWT) and Peripheral Magnetic Stimulation (Super Inductive System) Promotes Healing of Tibial Fracture Non-Union Unresponsive to Conventional Therapy: A Case Report

DOI: 10.31038/IJOT.2018113

Introduction

Delayed and nonunion of the tibia are not uncommon in medical practice and are associated with a significant impact on patients’ quality of life and health care cost. Extracorporeal shockwave therapy (ESWT) has been shown to improve osseous healing in vitro and in vivo. In this case we are presenting the impact of ESWT in combination with peripheral pulsed magnetic stimulation (Super Inductive System) in a 60 years old male patient who suffered for 7 months with a nonunion spiral right tibial fracture during skiing. In the initial evaluation patient was walking using a tall ankle foot support (walking boot) and two maxillary crutches.

Material and Method

ESWT coupled with high intensity pulsed peripheral pulsed magnetic stimulation and post treatment mobilization. ESWT parameters consisted of frequency 20Hz, 4000 shocks per session and pressure of 4 bars, energy flux density of 0.5 J/mm2. Super Inductive System parameters consisted of frequency 5Hz,10 minutes duration per session and intensity 40% of 3 Tesla. Patient received one session per week and 8 sessions in total.

Results

Outcome measures included verbal pain rating scale (VAS: 1/10 versus Vas: 6/10), radiographing imaging improvement, obvious after first 4 sessions already (see photos) and a return to activities of daily living (ADLs) with normal gait pattern without using the ankle foot support (walking boot) and the maxillary crutches 1 month post treatment.

Discussion

This case demonstrates the successful boosting of bone regenerative healing process in management of tibia non union. The procedure is well tolerated, time-saving, lacking side effects, with potential to significantly decrease of health care costs and improvement of patient’s Quality of life.

Conclusion

A combination of ESWT and peripheral pulsed magnetic stimulation is a feasible treatment combination which seems to accelerate tibia nonunion fracture.

X-ray of Tibia1 month post treatment

IJOT2018-103-F1

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Long-Term Outcomes in Patients after Discontinuation of Immune Checkpoint Inhibitors

DOI: 10.31038/JCRM.2018132

Abstract

Introduction: Programmed death protein/ligand 1 (PD1/PDL1) inhibitors are approved for several advanced or metastatic malignancies with improvement in both progression free and overall survival. However, there is a paucity of data on optimal treatment duration. Both KEYNOTE-001 and KEYNOTE-006 studies showed durable antitumor activity in approximately 90% of melanoma patients after discontinuation of two-year pembrolizumab treatment, with a median follow up duration of 32 and 33.9 months respectively. To our knowledge, there has been no study that provides similar information for other types of solid cancers. Hence, we report a retrospective single institute experience of the durable response after discontinuation of PD1/PDL1 inhibitors.

Materials & Methods: Data on patients treated with immunotherapy between 2010 and 2017 were collected retrospectively. Patients with all types of cancers who achieved disease control (including stable disease, partial and complete response) and were no longer treated with the immunotherapy for any reason were included. We analyzed the outcomes of these patients after discontinuation of immunotherapy.

Results: We evaluated a total 282 patients with a variety of solid tumor types who were treated with PD1/PDL1 inhibitors; 20 patients met our criteria. Cases were divided into two groups; melanoma (total 8), and non-melanoma (total 12; 3 renal cell, 3 bladder, 1 hepatocellular, 1 colon, and 4 non-small cell lung). As of Jan 2018, 7 out of 8 (88%) in the melanoma group had disease control after a median follow-up of 9 months post-treatment, whereas 8 out of 12 (67%) in non-melanoma group had disease control after a median follow-up of 10 months. The median treatment cycle in the melanoma group was 11.5 cycles (range: 3–20) versus 11 cycles (range: 3–15) in non-melanoma group. The main reason for stopping treatment was patient preference.

Conclusion: Our study shows similar efficacy of durable response in melanoma patients after stopping immunotherapy compared to KEYNOTE studies. Despite limited sample size and short duration of follow-up, our study was the first showing sustained disease control in several non-melanoma cancers after discontinuation of approximately one-year PD1/PDL1 inhibitor treatment. Future prospective malignancy specific trials for optimal duration are warranted.

Keywords

Immunotherapy, long term outcomes, melanoma, non-melanoma

Introduction

Immune checkpoint inhibitors have transformed the field of oncology. This treatment modality has been approved for several solid tumors with improvement in both progression free and overall survival. Yet, there is a paucity of data with respect to the optimal treatment duration and availability of a biomarker to predict treatment response. Both KEYNOTE-001 and 006 studies showed that 24-month disease free survival rate from time of complete remission was 90% vs. 55% after discontinuation of two-year pembrolizumab treatment. To our knowledge, there is no study that reports similar information for other types of solid cancers. As a retrospective single-center experience, we evaluated durable antitumor activity in both melanoma and non-melanoma patients who achieved treatment response (complete, partial or stable) after discontinuation of immunotherapy for any reason.

Materials & Methods

Data on patients treated with immunotherapy from Jan 2010 to Dec 2017 were collected retrospectively. Patients with any type of cancer that achieved a treatment response (complete, partial or stable) and had completed immunotherapy for any reason were included. Patient demographic information including age, sex, primary cancer, prior therapy, total number of doses, and duration of treatment response after discontinuation of therapy and types of response (complete, partial, stable or progression) were obtained. The study approved by local Institutional Review Board (IRB) and the IRB protocol number is 43216.

Results

We evaluated a total 282 patients with a variety of stage IV solid cancers who were treated with immune checkpoint inhibitors. Of that group, 157 patients were treated with nivolumab and 125 patients were treated with pembrolizumab. In this single-center, retrospective study, 20 patients met our eligibility criteria. This cohort was divided into two groups: a melanoma group (total 8), and a non-melanoma group (total of 12; 3 renal cell, 3 bladder, 1 hepatocellular, 1 colon, and 4 non-small cell lung). Patient baseline characteristics are detailed in Table 1.

Table 1. Baseline Characteristics and Outcomes.

Case

Age

Sex

Cancer

Previous Therapy

Total # Treatments (doses)

Reason to Discontinue

Immune-related AEs

Duration of Response (mos)

Outcome

1

60

F

Melanoma

Ipi × 4

Pem × 10

Organizing pneumonia

Organizing pneumonia

28

CR

2

89

F

Melanoma

None

Pem × 17

Patient Request

None

9

CR

3

77

M

Melanoma

None

Pem × 10

Patient Request

None

2.3

CR

4

67

M

Melanoma

Interferon; BRAF

Nivo × 20

RA Exacerbation

RA Exacerbation

9.1

CR

5

90

F

Melanoma

None

Pem × 13

Patient Request

None

5

CR

6

53

F

Melanoma

BRAF

Pem × 8

RA

Hypothyroid & RA

4.6

CR

7

60

M

Melanoma

No

Niv × 8

Pancreatitis

Pancreatitis

4.8

SD

8

87

M

Melanoma

Ipi × 4

Niv × 3

Patient Request

None

16.7

CR

9

67

M

RCC

Pazopanib

Niv × 25

Patient Request

None

6

P

10

40

M

RCC

Sunitinib

Niv × 30

Patient Request

None

11.3

SD

11

74

F

RCC

Pazopanib

Niv × 20

Sjogren

Sjogren

4.2

SD

12

87

M

Bladder

Cis/Gem

Pem x11

Patient Request

None

11

SD

13

58

M

Bladder

Carbo/Gem

Pem × 13

Patient Request

None

10.6

PR

14

70

M

Bladder

Carbo/Gem

Pemx 12

HLH

HLH

12

P

15

58

M

HCC

Embolization

Nivx6

Patient Request

None

11

P

16

79

F

NSCLC

Carbo/pem

Niv x8

Hepatitis

Hepatitis

7

PR

17

78

M

NSCLC

Carbo/Gem

Nivx 18

Patient Request

None

6

P

18

76

F

NSCLC

Unknown

Niv × 24

Patient Request

None

14

SD

19

66

F

NSCLC

None

Pemx 15

Patient Request

None

22.6

CR

20

55

F

Colon

FOLFOX

Pemx9

Peripheral neuropathy

Peripheral neuropathy

8.8

PR

Ipi = ipilimumab; Pem = pembrolizumab; Niv = nivoluamb; Cis/Gem = cisplatin/gemcitabine; Carbo/Gem = carboplatin/gemcitabine; carbo/pem =carboplatin/pemetrexed; FOLFOX = Folinic acid+Fluorouracil+Oxaliplatin; mos= months; AEs = adverse responses; CR = complete response; P = progression; SD = stable disease; PR = partial response; BLE = bilateral lower extremities; RA = Rheumatic arthritis; HLH = Hemophagocytic lymphohistiocytosis.

In melanoma group, the median age was 73 years (range: 44–90), with male and female equally represented. Performance status (Eastern Cooperative Oncology Group, ECOG) for all patients was 0 to 1. Four of the 8 melanoma patients had prior therapies; two patients received four doses of adjuvant ipilimumab and two patients were treated with BRAF inhibitors. Three of the 8 patients had the BRAFV600E mutation. Five of the eight melanoma patients were treated with pembrolizumab and the remaining three patients were treated with nivolumab. The median duration of the first radiographic response was 5 months (range: 3–8). The median number of immunotherapy treatment doses was 12 (range: 3–20). The median duration of durable treatment response after discontinuation of immunotherapy was 9.7 months (range: 2–27). Four patients discontinued treatment due to immune-related adverse events: 1 developed organizing pneumonia; 2 acquired Rheumatoid arthritis; and 1 developed pancreatitis. The remaining four patients requested to stop treatment. (Tables 1, 2)

In non-melanoma group of 12 patients, three were diagnosed with renal cell cancer (RCC), three with bladder cancer, there was one hepatocellular cancer (HCC), one colon cancer, and four patients with non-small cell lung cancer (NSCLC). The median age was 67 years (range: 40–87). Eight of the twelve were male and 4 were female. Ten of 12 patients had prior therapies. Three patients were treated with tyrosine kinase inhibitors (two with pazopanib and one with sunitinib) for RCC. Three bladder cancer patients received platinum with gemcitabine. One HCC had localized therapy by embolization. Two of the 4 NSCLC had chemotherapy (1 with carboplatin/gemcitabine for squamous cell, 1 with carboplatin/pemetrexed for adenocarcinoma). One colon cancer patient was treated with FOLFOX. Three of the 8 patients were positive for the BRAFV600E mutation. Seven patients were treated with nivolumab, and four patients were treated with pembrolizumab. The median duration of the first radiographic response was 3.2 months (range: 2–5). The median number of immunotherapy treatment doses was 15 (range: 6–30). The median duration of durable treatment response after discontinuation of immunotherapy was 10.4 months (range: 4–23). Four patients discontinued treatment due to immune related adverse events: 1 developed Sjogren syndrome; 1 developed hemophagocytic lymphohistiocytosis; 1 acquired hepatitis, and 1 had peripheral neuropathy. The remaining patients requested a break from treatment. Four patients had disease progression after discontinuation of immunotherapies with the median duration of 8.7 months. (Tables 1, 2)

Table 2. Outcome Comparisons for the Melanoma and Non- Melanoma groups.

Characteristics

Melanoma

N= 8

Non-melanoma

N = 12

Median age in years (range)

73 (44–90)

67 (40–87)

Men, N (%)

4 (50%)

8(66%)

ECOG 0–1, N (%)

8 (100%)

12(100%)

Previous therapy, N (%)

4 (50%)

10 (83%)

BRAF mutant positive

3 (38%)

0

PD-L1 positive (>50%)

Unknown

0

Median duration of first radiographic response in months (range)

5 (3–8)

3.2 (2–5)

Median number of immunotherapy cycles, (range)

12 (3–20)

15 (6–30)

Median duration in months of treatment response after discontinuation of therapy, (range)

9.7 (2–27)

10.4 (4–23)

Disease response (CR, PR, stable, progression)

7 (88%) CR

1(12%) stable

3 (25%) PR

4 (33%) stable

4 (33%) progression

1 (8%) CR

Immune related side effects, N (%)

4 (50%)

4 (33%)

ECOG = Eastern Cooperative Oncology Group; CR = complete response; PR = partial response; N = number.

Seven out of 8 patients (88%) from the melanoma group had disease free progression after a median follow-up of 9 months. Eight out of 12 patients (67%) from the non-melanoma group had disease free progression after a median follow-up of 10 months.

Discussion

Immune checkpoint inhibitors have transformed oncologic therapeutics. Immunotherapy provides improved overall survival and progression free survival for several solid tumors including melanoma, NSCLC, bladder cancer and RCC. However, there is no good biomarker that predicts which patient will benefit with immunotherapy. It was thought that programmed death ligand 1 (PDL1) expression would predict a good prognostic biomarker, however, there are multiple limitations related to this new type of therapeutic [1–3]. The optimal duration for therapy is ambiguous, however the current practice is to continue immunotherapy until disease progression or intolerable adverse events (AEs) occur. Immunotherapy is associated with immune-related AEs, some that can cause toxicities of grade 3 or higher. Thus, a shorter duration of therapy could spare patients from unnecessary toxicities and health expenditures.

Most patients in our study were treated with immunotherapy as a second-line therapy. Approximately 50% of patients from the melanoma group and 33% from the non-melanoma group experienced immune-related AEs, which led to discontinued treatment. The remaining 50% (melanoma) and 67% (non-melanoma) of the patients requested a therapy break secondary to a variety of issues. A common issue was financial, related to limitations imposed by insurance companies. Another issue related to transportation difficulties, especially when bi-weekly commutes were required. Finally, some patients questioned why they would need to continue treatment if they had already achieved a complete response. The median duration of treatment in both groups was approximately one-year, and 88% of the melanoma group, 67% from non-melanoma group achieved disease control with a median follow-up of 9–10 months.

Schadendorf et al. hypothesized that the immune-related AEs could be a hint for durability in the response, secondary to activation of immune system [4]. The KEYNOTE-006 phase III trial prospectively investigated for a two-year treatment of pembrolizumab in advanced melanoma. The study demonstrated that 55% of patients on pembrolizumab had a 24-months overall survival benefit after discontinuation of the treatment [5]. Conclusions from the KEYNOTE-001 phase III trial supported those reported in the KEYNOTE-006 trial, that patients who achieved a complete response could consider a discontinuation of the treatment. In fact, 90.9% of those patients who discontinued treatment were in disease-free-remission after a median follow up of two years [6].

These two KEYNOTE studies provide convincing evidence that a two-year immunotherapy treatment period improves overall survival benefit. When compared to the KEYNOTE studies, our study provided similar efficacy in terms of a durable response in melanoma patients in the post immune-treatment period. Interestingly, our patient cohort received treatment for approximately one year. A limitation of our study is that it is a retrospective study.

Cancer cells become resistance to chemotherapy and targeted therapies. An understanding of this concept is important in the sequencing of therapeutics for our patients. Well-performed studies established that mutations develop during ontogenesis that can be driver or passenger mutations, and give rise to non-epitopes that the immune system recognizes as neo-antigens. The immune checkpoint inhibitors act on specific tumor mutant proteins to reactivate the T-cell response. Hence, cases with a high tumor mutation burden (TMB) have a high treatment response rate [7, 8]. Studies have suggested that a high TMB predicts a favorable treatment response and also durable clinical benefit. For example, a high TMB in NSCLC predicted a higher response rate 59% vs 12% in low TMB patients and longer progression free survival (14.5 months in high TMB patients vs. 4.1 months in low TMB) in patients receiving a PD-1 inhibitor [9]. For bladder cancer, a high TMB did predict a favorable response [10]. Treated tumors exposed to genotoxic chemotherapy or radiotherapy are known to have a higher mutational rate compared to the TMB at diagnosis or prior to treatment [11, 12]. Therefore, TMB is an emerging biomarker of positive response to immune checkpoint inhibitors. However, efforts should be made to develop a molecular profile of prognostic variables or predictive biomarkers to customize prognosis at the baseline, and thereby guide an optimal duration for the immunotherapy.

Conclusion

Our study showed a sustained durable response in a variety of solid tumors after discontinuation of immunotherapy with a median 9–10 months of disease free progression post-therapy after median 11 cycles of treatment. Additional prospective trials are warranted.

Declaration Statement

Ethics Approval and Consent to Participate: The study approved by local Institutional Review Board (IRB) and the IRB protocol number is 43216.

Consent for Publication: Not applicable.

Availability of Data and Material: Data sharing is not applicable to this article as no datasets were generated or analyzed during the current study.

Author Contributions: Conception and design: All authors; Administrative support: PW; Provision of materials: All authors; Collection and assembly of data: All authors; Data interpretation: All authors; Manuscript writing and final approval: All authors

Compliance with Ethical Standards: Not Applicable

Conflict of Interest: The authors declare that they have no conflict of interest.

Funding: Not Applicable

Consent for Publication: Not Applicable. The study approved by local institution review board.

Acknowledgements: The authors thank Catherine Anthony, Ph.D. and the Markey Cancer Center Research Communications Office for assistance with manuscript preparation.

References

  1. Rimm DL, Han G, Taube JM, Yi ES, Bridge JA, et al. (2017) A Prospective, Multi-institutional, Pathologist-Based Assessment of 4 Immunohistochemistry Assays for PD-L1 Expression in Non-Small Cell Lung Cancer. JAMA Oncol. 3: 1051–8.[Crossref]
  2. McLaughlin J, Han G, Schalper KA, Carvajal-Hausdorf D, Pelekanou V, et al. (2016) Quantitative Assessment of the Heterogeneity of PD-L1 Expression in Non-Small-Cell Lung Cancer. JAMA Oncol. 2: 46–54. [Crossref]
  3. Grigg C,Rizvi NA. (2016) PD-L1 biomarker testing for non-small cell lung cancer: truth or fiction? J Immunother Cancer. 4: 48.
  4. Schadendorf D, Wolchok JD, Hodi FS, Chiarion-Sileni V, Gonzalez R, et al. (2017) Efficacy and Safety Outcomes in Patients With Advanced Melanoma Who Discontinued Treatment With Nivolumab and Ipilimumab Because of Adverse Events: A Pooled Analysis of Randomized Phase II and III Trials. J Clin Oncol. 35: 3807–14. [Crossref]
  5. Schachter J, Ribas A, Long GV, Arance A, Grob JJ, et al. (2017) Pembrolizumab versus ipilimumab for advanced melanoma: final overall survival results of a multicentre, randomised, open-label phase 3 study (KEYNOTE-006). Lancet. 390: 1853–62. [Crossref]
  6. Robert C, Ribas A, Hamid O, Daud A, Wolchok JD, et al. (2017) Durable Complete Response After Discontinuation of Pembrolizumab in Patients With Metastatic Melanoma. J Clin Oncol. Jco2017756270. [Crossref]
  7. Schumacher TN,Schreiber RD. (2015) Neoantigens in cancer immunotherapy. Science. 348: 69–74.
  8. Van Allen EM, Miao D, Schilling B, Shukla SA, Blank C, et al. (2015) Genomic correlates of response to CTLA-4 blockade in metastatic melanoma. Science. 350: 207–11. [Crossref]
  9. Rizvi NA, Hellmann MD, Snyder A, Kvistborg P, Makarov V, et al. (2015) Cancer immunology. Mutational landscape determines sensitivity to PD-1 blockade in non-small cell lung cancer. Science. 348: 124–8. [Crossref]
  10. Powles T, Eder JP, Fine GD, Braiteh FS, Loriot Y, et al. (2014) MPDL3280A (anti-PD-L1) treatment leads to clinical activity in metastatic bladder cancer. Nature. 515: 558–62. [Crossref]
  11. Johnson BE, Mazor T, Hong C, Barnes M, Aihara K, et al. (2014) Mutational analysis reveals the origin and therapy-driven evolution of recurrent glioma. Science. 343: 189–93. [Crossref]
  12. Padovan-Merhar OM, Raman P, Ostrovnaya I, Kalletla K, Rubnitz KR, et al. (2016) Enrichment of Targetable Mutations in the Relapsed Neuroblastoma Genome. PLoS Genet. 12: e1006501. [Crossref]

Proseal™ LMA Insertion: Comparison of the Nasogastric Catheter Guided Technique with the Conventional Digital Technique

DOI: 10.31038/JCRM.2018131

Abstract

Several techniques have been introduced to improve the success rate and efficiency of the ProsealTM laryngeal mask airway (PLMA) placement along with decreasing complication. The aim of this study is to compare the success rate of the nasogastric catheter guided technique to the conventional digital technique.

Methods

In this randomized-controlled clinical trial, 200 patients, age between 18 and 65 years old, underwent inhalation technique anesthesia were enrolled. Participants were randomized by computer to Nasogastric catheter guided group (NG) and Digital technique group (DT). Anesthesia was induced with propofol (3 mg/kg) and fentanyl (2 mcg/kg). In DT group, the PLMA was inserted by using the index finger insertion technique. In NG group, PLMA with nasogastric catheter protruding for 5 cm from the PLMA drain tube distal aperture was inserted with the same method. Successful insertion was evaluated by the chest movement and the persistent rising of end-tidal carbon dioxide. The quality of placement was also recorded after the patient regained spontaneous breathing. Complications were evaluated at the end of the surgery and at the PACU discharge time.

Result

Patient characteristics were similar in both groups. The overall insertion success rates were similar; 89.3% in NG and 81.5% in DT group (P=0.22). There was no difference in insertion attempt (success rate in the first attempt = 86.7% and 84.0% in NG group and DT group respectively, P = 1.00). The time to the success of insertion was not significantly different; 30 seconds in NG group vs 35 seconds in DT group (P=0.185). There were no differences in the complications such as airway bleeding, sore throat, dysphagia, and hoarseness.

Conclusion

Insertion of Proseal LMA using nasogastric catheter guided technique did not provide an advantage over digital technique. The complications from both insertion techniques were also similar.

Keywords

Proseal LMA, Nasogastric catheter, Airway device

Background

Laryngeal mask airway (LMA) is an alternative airway device widely used during elective surgical procedures. ProsealTM LMA (PLMA) is another advanced form of this supraglottic airway device. PLMA may be inserted by the standard index finger or by using the introducer. Several techniques have also been introduced to improve the success rate and efficiency of the PLMA placement along with decreasing the complications [1,2] [4–8] [10].

The previous studies comparing the success rate of PLMA insertion showed that the use of suction catheter guided insertion had the higher success rate than the insertion without the guide [1,2]. Gum elastic bougie (GEB) guided insertion was not different in comparison to the metallic introducer in the point of success rate but it showed the improvement of the position of PLMA placement [3]. Using laryngoscope to direct insertion of GEB into esophagus before assisting PLMA insertion further improved the success rate significantly [4–6]. However, the mucosal trauma occurrence was higher with GEB guided insertion. Flexi-slip stylet guided insertion also showed higher success rate together with decreasing trauma complications [7]. The airway stylet; Foley airway stylet (FAST), had similar outcomes but it had the higher trauma rate compared to the metallic introducer [9]. Additionally, neuromuscular blocking agents could be used to improve the laryngeal airway insertion [11]. Advancing the guide such as the suction catheter into esophagus 10 to 15 centimeters to guide PLMA had the higher success rate as well [8–10].

Methods

This randomized controlled clinical trial was approved by the Ethics Committee of the Faculty of Medicine, Prince of Songkla University (ethical number: 59-192-08-1). Data were collected from October 2016 to October 2017. We recruited 200 patients, with the age between 18 – 65 years old, the American Society Anesthesiologists physical status I – III, who underwent inhalation technique of anesthesia. Patients who had body weight lower than 30 kilograms or heavier than 70 kilograms or body mass index more than 35 kilograms per square centimeters, history or suspicion of difficulty in airway management, the risk of aspiration, respiratory diseases and change of anesthetic technique were excluded from the study. Computerized randomization was performed to divide participants into nasogastric catheter guided technique group (NG) and Digital technique group (DT) equally. The opaque envelopes containing group assignment were opened prior to the start of the induction of anesthesia.

The patients were not given sedative agents for premedication. The patient position was supine without the pillow. After applying the standard monitoring and preoxygenation for 3 minutes with 100% oxygen, anesthesia was induced with propofol (3 mg/kg) and fentanyl (2 mcg/kg) intravenously. Additional boluses of propofol 0.5 mg/kg intravenously were given as required to achieve the adequate depth of anesthesia, apnea, and adequate jaw relaxation. The PLMA insertion was performed by the first or second-year anesthetic residents or in-training anesthetic nurses who had experience more than 5 success of LMA insertion. In DT group, the PLMA was inserted by using index finger insertion technique according to the manufacturer’s instruction manual. In NG group, PLMA with nasogastric catheter protruding for 5 cm from the PLMA drain tube distal aperture was inserted with the same method. The PLMA size 3 or 4 selection was based on anesthesiologists’ consideration. Neuromuscular blocking agents were not allowed to be used. The duration for insertion started as the opening of the patient’s mouth and ended after successful insertion proved by chest movement along with the ventilation and the persistent rising of end-tidal carbon dioxide for at least 5 waves. If unsuccessful insertion occurred, PLMA would be removed, then preoxygenation and additional propofol bolus doses were provided. PLMA insertions were allowed for only 2 attempts, after that, it was considered as failed insertion then the airway management was followed by the discretion of anesthetic staff. In both groups, the PLMA cuff was inflated with air to the pressure of 40 centimeters of water. Patient’s ventilation was assisted until regaining of the spontaneous breathing. Anesthesia was maintained with volatile anesthetic agent and 50% of oxygen in air. Five minutes later, the secondary outcomes were assessed by following; the position of the nasogastric catheter placement confirmed with the audible sound at epigastrium by 10 milliliters of air push, hypercapnia (End tidal Carbon dioxide more than 60 mmHg), hypoxia (Oxygen saturation less than 95%) and the leakage of ventilation (leakage sound through the patient’s mouth). The awake technique for PLMA removal was used at the end of anesthesia.

The complications were assessed after removal of PLMA. Any visible blood stain or blood in the early oropharyngeal secretion suction was noted. Patients were asked for the sore throat, hoarseness or dysphagia before discharging from PACU by PACU nurses who were blinded to the insertion technique.

Statistical analysis

The sample size was calculated from the difference of the success rates in the previous study [1]. The number of population required for this study was 90 patients for each group. With the 10% drop-out rate, therefore, the definite number of the population was 100 patients in each group. This estimation would give a power of 80% to detect the difference at the significance level of 0.05.

Statistical analysis was performed using R software. Continuous variables were presented as median and interquartile range (IQR) or mean. Categorical variables were presented as number of patients and percentages. Continuous variables were analyzed by Student t-test or Wilcoxon Rank Sum test. Categorical variables were analyzed by Fisher’s exact test, or Chi-square test. P value less than 0.05 was considered as statistical significance.

Result

Two hundred participants were enrolled into the study, eight patients in DT group and sixteen patients in NG group were excluded (Figure 1). Patient characteristics were not significantly different (Table 1).

JCRM 2018-111 - Wirat WasinWong Thailand_F1

Figure 1. Consort flow diagram

Table 1. Demographic data of the patients.

NG (n=84)

DT (n=92)

P-value

Age (year)*

Gender+

 – Male

 – Female

45 (32–51)

16 (19)

68 (81)

46 (35–54)

24 (26)

68 (74)

0.20

0.35

Weight (kg)*

58 (49–65)

60 (52–63)

0.56

Height (cm)*

157 (154–160)

158 (154–165)

0.41

BMI

22.8 (3.0)

22.8 (3.5)

0.89

ASA+

 – I

 – II

 – III

Mallampati score+

 – I

 – II

 – III

Proseal size

 – 3

 – 4

Performer

 – In-training anesthetic nurse

 – 1st year resident

 – 2nd year resident

20 (23.8)

64 (76.2)

0 (0)

36 (42.9)

44 (52.4)

4 (4.8)

36 (42.9)

48 (57.1)

39 (46.4)

29 (34.5)

16 (19)

22 (23.9)

68 (73.9)

2 (2.2)

48 (52.2)

42 (45.7)

3 (2.2)

32 (34.8)

60 (65.2)

51 (55.4)

29 (31.5)

12 (13)

0.60

0.38

0.35

0.40

* Data are presented as a median (IQR)
+ Data are presented as a number (%)
• Data are presented as a mean (SD)

There were no significant difference in success rates (Table 2). Success rate in NG group at first attempt was 86.7% and 13.3% in second attempt. In DT group, success rate at first attempt was 84% and 16% in second attempt. The overall success rate were 89.3% in NG group and 81.5% in DT group (P value = 0.216). By the Logistic regression analysis with the insertion success as the outcome variable, there was no significant variables (ASA status, Mallampati score, the performers, PLMA size).

Table 2. Success and quality of PLMA placement

NG
(n=84)

DT
(n=92)

P-value

Insertion success+

Insertion attempt+

 – 1

 – 2

75 (89.3)

65 (86.7)

10 (13.3)

75 (81.5)

63 (84.0)

12 (16.0)

0.22

0.82

Insertion time (second)*

30 (25–47)

35 (25–54)

0.38

Proper nasogastric catheter placement+

68 (90.7)

60 (80.0)

0.11

Hypoxemia+

2 (2.7)

3 (4.0)

1.00

Hypercapnia+

Leakage+

2 (2.7)

32 (42.7)

2 (2.7)

29 (38.7)

1.00

0.74

* Data are presented as a median (IQR)
+ Data are presented as a number (%)
• Data are presented as a mean (SD

For the success of PLMA insertion (75 cases) in both groups, there were no differences in the time to success insertion and the PLMA position. The duration of insertion were 30 seconds (IQR = 25 – 47 seconds) in NG group and 35 seconds (IQR = 25 – 54 seconds) in DT group. The nasogastric catheter placement in the proper position were not significantly different which were 68 of 75 (90.7%) patients in NG group and 60 of 75 (80%) patients in DT group. The incidences of hypoxemia, hypercapnia and air leakage were not significant difference.

The visible blood stain on PLMA or in the early suction was noted after PLMA removal. Bleeding was found similarly both in NG group (24%) and in DT group (20%) (P-value = 0.693). Sore throat was reported by 36% of patients in DT group and 26.7% of patients in NG group (P-value = 0.291). Dysphagia was the same as 4% in both groups (Table 3). Hoarseness was not significantly different between the two groups (4% and 2.7% in NG and DT groups, respectively). The symptoms of all patients improved within two days postoperatively.

Table 3. Airway complications

NG
(n=75)

DT
(n=75)

P-value

Bleeding

Sore throat

18 (24)

20 (27)

15 (20)

27 (36)

0.69

0.29

Dysphagia

Hoarseness

3 (4)

3 (4)

3 (4)

2 (3)

1.00

1.00

Data are presented as a number (%)

Discussion

The success rate of PLMA insertion by using the nasogastric catheter guiding was slightly higher, but not significantly different from the conventional digital technique. Due to the number of the patients in the NG group were withdrawn more than 10% drop-out, therefore, the sensitivity analysis was also performed and analyzed. The result still showed no significantly different in the success rates between the two groups. The numbers of insertion and the duration of PLMA placement were also similar between the two groups. The quality of PLMA position which determined by the proper position of the nasogastric catheter placement, hypercapnia, hypoxia and the leakage of ventilation also revealed the insignificant differences between the two groups. However, the rate of proper nasogastric-catheter-positioning was slightly higher in NG group.

The nasogastric catheter used as a guide for PLMA insertion in our hospital might be different from previous literatures. The nasogastric catheter from the different company might differ in the consistency of the material. Therefore, it might not be helpful to be the guide of the PLMA insertion in this study. Even though, the complications such as airway trauma were not significantly different. Five centimeters protrusion of nasogastric catheter from the distal end of PLMA drainage tube in our study was less than those in the previous reports so it could be inserted together with PLMA and the protruding nasogastric catheter would act as the guide to the proper positioning of PLMA. Unlike the previous studies, the nasogastric catheter was inserted 10 to 15 centimeters deep into the esophagus and then following by the PLMA [8,10]. With the longer length of nasogastric catheter, it was easier to be folded or kinked while passing through posterior pharyngeal wall causing the impediment of the PLMA insertion and also caused mucosal trauma and increased the time of insertion. In this study, the success rates were not different from the other reports (90%) in NG guided technique which also performed by inexperienced performers [1,2], whereas the success rate of the digital technique in this study was higher than those in the previous reports [1,2].

The experience of the anesthesiologist is another important factor for the successful insertion of PLMA. In the experienced hands, the success rate might not be different because of the ease of the LMA insertion by itself. In the other hand, the different techniques of insertion might affect the success in the learners. Thus, the first and second-year anesthetic residents and in-training anesthetic nurses were designed as the performers. However, the result showed no significant difference in the success rates between the two groups.

For the patients who failed PLMA insertion, half of them were managed by intubation with oroendotracheal tube. Three patients were successfully inserted the PLMA by anesthetic staff in the third attempt. However, it had to reduce the size 4 to size 3 of PLMA to achieve the successful PLMA insertion in three patients.

In DT group, there were some patients failed to properly advance the nasogastric catheter to the stomach. The cause probably be due to the misplacement of the tip of drainage tube of PLMA which was not properly at the esophageal opening or the minor folding of the tip of PLMA after insertion.

The Use of larygeal mask airway in an elective surgery is safe and has low incidences of the serious complications. The mild, short-lasting complications such as airway bleeding/trauma, sore throat, hoarseness are more common. The incidences of airway trauma and sore throat varied from 9 – 22% and 5.8 – 34% depending on the PLMA insertion techniques [11]. The complications of PLMA insertion in our study were not different from the previous studies [1,8,11] but the incidences were higher than those in the reports using laryngoscope and oesophageal vent to guide the PLMA insertion [4,12].

Limitation

First, fourteen patients were excluded from the study due to incomplete data. Even this did not affect to the primary outcome which tested by sensitivity analysis, but it might affect some other secondary outcomes. Secondly, the variation in the experience among the 13 anesthetic nurses and 17 anesthetic residents to perform PLMA insertion during the 1-year duration of the study. Thirdly, we did not use flexible fiberoptic laryngoscope to determine the proper position of placement. The malposition rate might be higher compared to the clinical judgement. Lastly, this study could not be blinded for the assessment of PLMA insertion.

Conclusion

Insertion of the Proseal LMA using nasogastric catheter protruding 5 cm from the drainage tube distal aperture for guiding technique did not provide an advantage over the index finger technique by the inexperienced performers. The complications from both insertion techniques were also similar.

Thai Clinical Trial Registry number: TCTR20161026001

Financial support of the work: Songklanagarind Hospital, Department of Anesthesia, Faculty of Medicine, Prince of Songkla University, Thailand

Conflict of Interest: none

Acknowledgement: none

References:

  1. Perilli V, Aceto P, Sacco T, Martella N, Cazzato MT, Sollazzi L (2014) Suction catheter guided insertion of ProSeal laryngeal mask airway: Experience by untrained physicians. Indian J Anaesth. 58(1): 25–9. [Crossref]
  2. Nagata T, Kishi Y, Tanigami H, Hiuge Y, Sonoda S, Ohashi Y, et al. (2012) Oral gastric tube-guided insertion of the ProSeal™ laryngeal mask is an easy and noninvasive method for less experienced users. J Anesth 26(4): 531–5. [Crossref]
  3. El Beheiry H, Wong J, Nair G, Chinnappa V, Arora G, Morales E, et al. (2009) Improved esophageal patency when inserting the ProSealTM laryngeal mask airway with an EschmannTM tracheal tube Introducer. Can J Anaesth 56(10): 725–32. [Crossref]
  4. Eschertzhuber S, Brimacombe J, Hohlrieder M, Stadlbauer KH, Keller C (2008) Gum Elastic Bougie-guided insertion of the ProSeal Laryngeal mask airway is superior to the digital and introducer tool techniques in patients with simulated difficult laryngoscopy using a rigid neck collar. Anesth Analg 107(4): 1253–6. [Crossref]
  5. Howath A, Brimacombe J, Keller C (2002) Gum-elastic bougie-guided insertion of the ProSeal laryngeal mask airway: a new technique. Anaesth Intensive Care 30(5): 624–7. [Crossref]
  6. Brimacombe J, Keller C. (2004) Gum elastic bougie-guided insertion of the ProSeal Laryngeal Mask Airway. Anaesth Intensive Care 32(5): 681–4. [Crossref]
  7. Chen HS, Yang SC, Chien CF, Spielberger J, Hung KC, Chung KC (2011) Insertion of the ProSealTM laryngeal mask airway is more successful with the Flexi-SlipTM stylet than with the introducer. Can J Anesth 58(7): 617–23. [Crossref]
  8. García-Aguado R, Viñoles J, Brimacombe J, Vivó M, López-Estudillo R, Ayala G (2006) Suction catheter guided insertion of the ProSealTM laryngeal mask airway is superior to the digital technique. Can J Anesth 53(4): 398–403. [Crossref]
  9. Chen MK, Hsu HT, Lu IC Shih CK, Shen YC, Tseng KY, et al. (2014) Techniques for the insertion of the proseal laryngeal mask airway: comparison of the foley airway stylet tool with the introducer tool in a prospective, randomized study. BMC Anesthesiol 14: 105. [Crossref]
  10. Gasteiger L, Brimacombe J, Perkhofer D, Kaufmann M, Keller C (2010) Comparison of guided insertion of the LMA ProSealTM vs the i-gelTM. Anaesthesia 65(9): 913–6. [Crossref]
  11. Michalek P, Donaldson W, Vobrubova E, Hakl M (2015) Complications associated with the use of supraglottic airway devices in perioperative medicine. Biomed Res Int 2015: 746560.
  12. Eschertzhuber S, Brimacombe J, Hohlrieder M, Keller C (2009) The Laryngeal Mask Airway SupremeTM – a single use laryngeal mask airway with an oesophageal vent: a randomized, cross-over study with the Laryngeal Mask Airway ProSealTM in paralysed, anesthetized patients. Anaesthesia 64(1): 79–83. [Crossref]

Rieger Syndrome: A Case with Congenital Absence of Premaxillary Area

DOI: 10.31038/JDMR.2018113

Case Study

Rieger syndrome is characterized by absent maxillary incisor teeth, malformation of the anterior chamber of the eye, and umbilical anomalies [1]. A case with congenital absent of premaxillary area is presented.

The patient, a 10 7/12 -year-old boy, was born to young (father 25, mother 16), non-consanguineous, apparently normal parents, after an uneventful, full-term pregnancy. Hydramnios and a long-lasting delivery is reported. He weighed 3000 gr. at birth and had choanal atresia, bilateral aniridia, glaucoma and inverted strabismus. His younger 7-year-old brother and 4-year-old sister are reportedly normal. No similar case among relatives is reported.

Physical and radiologic examination showed absence of premaxllary area and incisor teeth hypodontia and delayed eruption of permanent dentition, short facial height (-3.0 SD) highly arched narrow palate, (narrow free border of soft palate, with small uvula, hypertrophic tonsils), severely short palatal plane (–5.4 SD) and concave skeletal profile (–5.6 SD) posterior displacement of maxillary sinuses and projection of the periumbilical skin (dry palmar skin low posterior hairline). Intelligence was normal.

JDMR-18-103 - Bazopoulou E Greece_F1

Figure 1. Absence of premaxillary area.

JDMR-18-103 - Bazopoulou E Greece_F2

Figure 2. Lateral cephalometric radiography Short Facial Height, concave profile.

JDMR-18-103 - Bazopoulou E Greece_F3

Figure 3. Posterior-front cephalometric radiography. Absence of premaxillary area, infraorbital bony distance.

JDMR-18-103 - Bazopoulou E Greece_F4

Figure 4. Concave profile.

His karyotype was normal, 46, XY (G-bands).

Panoramic radiograph

Absent teeth

52, 51, 61, 62
18 13, 12, 11, 21, 22, 23 28
48 45, 43, 41 31 33 35 38

Cephalometrics

Patient 10.5 -year-old                 Father 35-year-old

Cranial base

S-N 71.8 mm (-2.2 SD)                           70 mm -3.5 SD
S-Ba 44 mm (-0.6 SD)                            48 mm norm
S-N-Ba 129.6 dg (0.1 SD)                       126 dg norm
SN-FH 151 dg (3.1 SD)
ANS-PNS 43 mm (-5.4 SD)                      50 mm -3.0 SD

JDMR-18-103 - Bazopoulou E Greece_F5

Figure 5. Surgically corrected congenitally absent philtrum.

Skeletal Relations

Facial Angle 90.6 dg (2.3 SD)                88 dg 3.0 SD
(PN-FH)

Lande’s Angle 81.0 dg (-1.2 SD)           91 dg 3.0 SD
(AN-FH)

Convexity -17.8 dg (-5.6 SD)
180-(NAP)

Vertical Analysis

Mandibular Plane         20.2 dg (-1.9)              23 dg
Y-Axis                        51.8 dg (-2.5)
UFH (N-ANS)              47.1 mm (-2.0)            61 mm norm
TFH (N-Me)                 106.7 mm (-3.0)          132 mm norm
UFH/TFH                     44.2%   43.93%          46.21% SNA 82 dg norm
SNB 80 dg norm
ANB 2 dg norm

Anterior Cranial Base:
Moderate Short

Severely short

Posterior Cranial Base:
Normal

  normal

Saddle Angle:
Normal

  normal

Palatal Plane:
Severely short

 Severely short

Maxilla:  Mildly retruded to forehead severely protruded to forehead well related to anterior cranial base

Mandible: Prognathic to forehead severely protruded to forehead well related to anterior cranial base

Convexity: Severely decreased; concave skeletal profile Overclosure tendency Maxilla and mandible well related to each other Bony interorbital Distance: 18 mm 23 mm

JDMR-18-103 - Bazopoulou E Greece_F6

Figure 6. Lateral MRI tomography showing posterior displacement of maxillary sinuses.

Reference

  1. Gorlin RJ, Cohen Jr, MM Hennekam RCM (2001) Syndromes of the Head and Neck, OXFORD Universal Press. Rieger syndrome (hypodontia and primary mesodermal dysgenesis of the iris). Pp: 1181–1183.

Male Circumcision has Health Advantage

DOI: 10.31038/AWHC.2018112

Abstract

Male circumcision has confirmed health benefits. Male circumcision also affects health of women. The discussion of male circumcision should be scientific, not emotional. Studies do clearly indicate that male circumcision has essential health benefits. Circumcision/genital mutilation/cutting of fe-males is harmful and globally condemned.

Introduction

Contemporary research

Current research strongly indicates that male circumcision has health benefits. We Jews circumcise only our sons – we are firmly against female genital mutilation/cutting/circumcision. In a personal communication to me (2016), Harald zur Hausen (Medicine Nobel Prize 2008) states that the effect of male circumcision in protecting against sexually transmitted diseases (STDs) is at best moderate. Morris et al. [1] evaluated in their systematic review 140 published relevant papers regarding early infant male circumcision – the risks versus the benefits. Early infant male circumcision protects against urinary tract infections (UTIs), phimosis and painful erections. It is also protective against inflammatory skin diseases as well as sexually transmitted infections (STIs) in females and in males. Infant male circumcision has a protective effect against cancer of the cervix, penile cancer and cancer of the prostate gland – it improves penile hygiene.

The Second Vatican Council has stated that God’s agreement with Jews is in effect and has never been cancelled – it does include circumcision of infant males which is not condemned as genital mutilation. Current research indicates that infant male circumcision gives benefits of health. (Jones 2018). According to Schenker (2018), circumcision of males is executed for religious and medical grounds – it could cut the heterosexual transfer of human immunodeficiency virus (HIV) infection by more than 60%. This very fact has been confirmed in several studies. It is calculated that Operation Abraham is able to prevent at least 500,000 cases of HIV infections in Africa by the year 2030. In sub-Saharan Africa, a multinational programme intends to circumcise 27 million men by the year 2021 – in this effort Israel is co-operating with Senegal and South Africa. Voluntary medical male circumcision is a highly imposing operation in order to globally stop HIV infections.

Human papillomavirus (HPV) and male circumcision

General considerations

Castellsagué et al. [3] underline that male circumcision is linked to a decreased risk of HPV infection of penis and also to reduced risk of cervical cancer in the female sexual partners of the men in question. The role of HPVs in the development of anogenital cancer is discussed in detail in the exceptional 2011 book of Harald zur Hausen [4]. This volume has a very special place in my personal collection of medical writings. In Sweden, I confered with Harald about HPV infections and their complications. His knowledge in this important subject has been many years highly impressive. Morris et al. [5] do refer to the statement of the Cancer Council of Australia on infant male circumcision and prevention of cancer. The encouragement of HPV vaccination of boys as well as male circumcision will together maximise the prevention of genital cancer. Li (2017) discusses HPV infection as well as male reproductive health. The author states that this very infection is globally one of the sexually transmitted diseases (STDs) existing in genitalia of both women and men. The author also writes that male HPV infection is linked to tumours in the reproductive organs, infertility and infection in sexual partners. Male circumcision, the use of condoms as well as fewer sexual partners are essential steps in order to fight HPV infections. The systematic review and meta-analysis of Zhu et al. (2017) including 30 published papers does indicate that male circumcision cuts the prevalence of genital HPV infection. Wei et al. (2018) evaluated the effect of male circumcision on the natural history of HPV infection in genitalia. The authors found that the clearance of HPV infection in 113 circumcised men was significantly higher compared to 560 uncircumcised ones. All the patients were followed up two times – the interval of the investigations was six months. During the examination, genital specimens were picked up as well as typed for HPV DNA.

Penile intraepithelial neoplasia

HPV DNA is found in 70 to 100% in cases of penile intraepithelial neoplasia – infant male circumcision decreases the risk of penile cancer 3-foldly (Dillner et al. 2000). Wollina et al. (2018) do describe a case of phimosis with penile carcinoma in situ in a 68 years old man. The patient was treated with success by using circumcision.

Self-testing & low-risk HPVs

I discussed [6] HPV self-testing in 2008 and in the year 2013 the low-risk HPVs in the development of malignant tumours in the anogenital tract five years later. The above paper of Zhu et al. (2017) regarding male circumcision is highly important.

Human immunodeficiency virus (HIV) and male circumcision

The 2007 declaration of World Health Organization (WHO)

WHO supports male circumcision in order to prevent HIV infections – to be uncircumcised is a risk factor.

The statements of Glick & the Tobian team

Glick (2013) underlines that controlled investigations show the significant health benefits of infant male circumcision in reducing the number of HIV infections. Tobian et al. (2014) point out that male circumcision is an underutilised method in order to prevent sexually transmitted infections (STIs). In an earlier paper (2010), Tobian et al. stated that circumcision of infant males did cut the acquisition of HIV by 53–60% – as well as the prevalence of human papillomavirus (HPV) by 32 to 35%.

HIV in sub-Saharan Africa

George et al. (2014) stress that the more effective voluntary medical male circumcision in areas with high prevalence of HIV infection could result in substantial reduction of HIV incidence in South Africa. Peltzer et al. (2014) found in their study acceptability of high degree regarding male circumcision in South Africa. The self-reported prevalence of male circumcision was 42.8%. It is essential to inform about the health benefits of male circumcision in the prevention of HIV infection. Abuelazam et al. (2016) do state that widespread male circumcision in South Africa has resulted in a 21% reduction in the incidence of HIV infection. Grund et al. (2017) declare that male circumcision does diminish the risk of obtaining HIV infection as well as some other STIs in heterosexual relationships, and is vital in order to prevent HIV. In Uganda, voluntary medical male circumcision does cut the risk of HIV infection. In sub-Saharan Africa, the participation is not optimal in some age groups as well as areas. It is important to inform about the benefits of medical male circumcision regarding the prevention of HIV infection (Gilbert et al. 2018).

In Uganda and South Africa, the programme of preventing HIV infection does include medical circumcision, antiretroviral treatment as well as prophylaxis given before exposure. Suppliers working in health care do need training as well as help in order to understand the details of the discordant HIV infection (Greener et al. 2018).

Hinkle et al. (2018) write that male circumcision decreases the risk of HIV transfer from females to males by roughly 60%. In Uganda, voluntary medical male circumcision is encouraged as a method to prevent HIV infection. It is essential to follow up the quality of this operation as well as to improve the teaching of those workers who are involved in the HIV prevention programme (Broughton et al. 2018).

HIV in western Kenya

In western Kenya, the participation in voluntary medical male circumcision has increased from 45% in the year 2008 to 72% six years later. This increasing involvement has cut considerably the HIV incidence between the years 2011 and 2016 in Siaya County (Borgdorff et al. 2018).

The statement of the Kabwama group

Kabwama et al. (2018) point out that male circumcision does save from HIV infection. This fact is well accepted.

The statement of the Carrasco team

Carrasco et al. (2018) state that voluntary medical male circumcision is a successful method in the prevention of HIV infection.

Women and HIV

Greevy et al. (2018) underline that women do have an essential responsibility in order to reduce the transfer of HIV infection. In South Africa, male circumcision is encouraged in programmes of HIV prevention. In Rakai (Uganda), all 27 the interviewed women did favour circumcised men regarding the decreased risk of HIV infection and of other STIs, as well as of better penile hygiene and of more intense sexual pleasure (Nakyanjo et al. 2018).

Safer conception

Davey et al. (2018) write that in sub-Saharan Africa, safer conception programmes for heterosexual husband and wife do include voluntary medical male circumcision, prophylaxis before exposure for HIV infection as well as antiretroviral therapy. The authors evaluated in their systematic analysis 41 acceptable surveys – 15 quantitative & 26 qualitative reviews published after the year 2007 in sub-Saharan Africa. In this study, the couples stated that they wanted to get more information about plans regarding safer pregnancy. In Africa, these strategies in question are not so far widely obtainable.

Complications following male circumcision

The risk of complication is low

El Bcheraoui et al [7] analysed 41 complications possibly caused by male circumcision. Totally, 1 400,920 patients were studied – 93.3% of them were newborn males. The authors do underline that the risk of complications following male circumcision is low. The incidence was vaguely below 0.5% in their study. It is important to note that the risk incidence rose ten-fold to twenty-fold when this very operation was performed after infancy. Brian Morris (2015) does state that the risk of adverse events following circumcision is low when infant males are operated. According to Sneppen & Thorup (2016), the risk of complications before the age of 18 is 1.7%. A group of 235 male patients were circumcised by using a new disposable ring. These patients were compared with the same number of males circumcised by using the suture device method. Post-operatively, no case of infection was observed – however, three cases of splitting of the wound were recorded in the total group of 470 circumcised males (Zhao et al. 2017).

Indistinct prevalence of complications

In the study of Adekanye et al. (2017), the prevalence of harmful events following circumcision of Nigerian primary school boys is 15.4%. This prevalence does include both excessive remainding and abolition of skin, as well as skin bridges and stenosis of meatus. My opinion is that meatal stenosis is a true complication following male circumcision – but not the harmless damages of skin.

Ethical questions

Ethical questions are essential to discuss

The discussion on male circumcision should be scientific, not emotional. One striking example of blurred writing is the paper of Kassab et al. (2018) evaluating factors linked to pain severity of in-fants undergoing immunisation. The authors found that the presence of parents in the room did essentially cut the total time of crying – circumcised infants cried longer than the uncircumcised ones. Jacobs [8] points out that circumcision on infant males is ethical to perform when the parents ask for it – this operation should be executed by a physician. Jacobs & Arora (2015) write that the ritual circumcision of male infants may violate local rules but never human rights. Earp [9] asks whether the benefits of male circumcision are greater than the risks and critisizes the interim guidelines of the Centers for Disease Control and Prevention (CDC). Earp [10] underlines that children should have their sexual organs undamaged. Genin (2017) does stress that the discussion regarding male circumcision has been and will be deeply intense – medically as well as politically. Svoboda (2017) concludes that ritual circumcision of infant males is common removing working and protective penile tissue. The author argues that this very operation violates the autonomy of the male child and it should be postponed until he can perform his own analysis. Di Pietro et al. (2017) claim that newborn male circumcision does cut in a very limited way the incidence of urinry tract infections (UTIs) and sexually transmitted infections (STIs) – Tobian et al. (2010) and Alkherizan & Elabd (2016) do have an opposite opinion. Harald zur Hausen (2016), as earlier mentioned, states that the effect of male circumcision in protecting against sexually transmitted diseases (STDs) is at best moderate.

Cultural considerations

In South Africa, traditional male circumcision is a cultural tradition indicating the progress from child to adult. Medical male circumcision and the traditional one should be integrated in order to improve the collaboration between members in local communities (Siweya et al. 2018). In Judaism, male circumcision is a religious and cultural tradition – and also a medical one.

Benefits and harms of ritual circumcision

Danish register

In Denmark, the Danish Minister of Health initiated in the year 2013 a register which collects information on all religious circumcisions of male children in the country. It makes future research possible focusing benefits as well as harms of ritual circumcision in childhood (Ploug & Holm 2017). In my opinion, the Danish register is important to obtain scientific information about benefits and complictions regarding this very operation.

New essentials discussing male circumcision

Male circumcision in South Africa

In South Africa, medical male circumcision is introduced in order to cut the incidence of human immunodeficiency virus (HIV) infection. A selected programme of intervention targets men in ages 25 to 49 years and has been valuable (Grund et al. 2018).

Male circumcision in Zambia

Jones et al. (2018) state that voluntary medical male circumcision is estimated to inhibit 3.4 million cases of HIV infection in 10 years in Africa. In Zambia, about 80% of uncircumcised males are not interested to be circumcised. It is essential to increase the acceptability as well as the uptake of this preventive operation.

Male circumcision in Zimbabwe

In Zimbabwe, voluntary medical male circumcision is taken up as the most important programme in order to prevent HIV infection since 2007. It is calculated that voluntary medical male circumcision will significantly affect the HIV epidemic in the country and save money (McGillen et al. 2018).

Circumcision and chronic prostatitis

According to Franco et al. (2018), early male circumcision does in all likelihood vaguely lessen the symptoms of chronic prostatitis, and is safe.

Cells of Langerhans

In sub-Saharan Africa, male circumcision is practised as a vital part in preventing HIV infection. It does give men protection against HIV in heterosexual relationships – the effect of this barrier is about 60%. Inside the foreskin, there are numerous Langerhans cells which decrease the local vulnerability of HIV infection. The second factor is that the inflammatory anaerobic milieu around the preputium is removed (Davis et al. 2018).

Male versus female circumcision

Manipulation of facts

Health care professionals do manipulate facts regarding Jewish cirumcision. They do indicate that we circumcise also our females. This trend is alarming. Contemporary studies clearly indicate that male circumcision has essential health benefits which is described in the preceding pages. Female circumcision/genital mutilation/cutting is a very harmful operation. It is globally condemned.

Female circumcision in Nigeria

A total of 8,111 men participated in the study of Titilayo et al. (2018). In one group, 29% of males stated that their religion demanded female circumcision. In a second one, 89.4% wanted to stop it – their religion did not ask for female genital cutting. The authors conclude that religious beliefs are essential when we want to fight female genital cutting.

Early deaths following neonatal male circumcision

About early US deaths

Only 200 early US deaths were found following neonatal male circumcision during the years 2001 to 2010 among 9 833,110 patients – i.e. 1/49,166 operations. Newborns who died after circumcision had probably other related severe conditions – cardiac, pulmonary or fluid & electrolyte disorders, or coagulopathy as the cause of death (Earp et al. 2018).

Young circumcised men are safer sexual partners

Circumcision should be performed early

Voluntary male medical circumcision is very effective in order to prevent human immunodeficiency virus (HIV) infection in men. According to reliable studies, circumcised men are safer sexual part- ners than uncircumcised ones. This fact, however, is not relevant when older males (aged 40 years or older) are discussed – male cirumcision should thus be performed in early ages.(Rosenberg et al. 2018).

Prophylactic treatment & voluntary medical male circumcision

Two methods to prevent human immunodeficiency virus (HIV) infection

According to Reed et al. (2018), oral prophylaxis before exposure to HIV infection and voluntary medical male circumcision have much the same challenges – both methods are effective.

References

  1. Morris BJ, Kennedy SE, Wodak AD, Mindel A, Golovsky D, et al. (2017) Early infant male circumcision: Systematic review, risk-benefit analysis, and progress in policy. World J Clin Pediatr 6: 89–102. [crossref]
  2. Jones DA (2018) Infant Male Circumcision: A Catholic Theological and Bioethical Analysis. Linacre Q 85: 49–62. [crossref]
  3. Castellsagué X, Bosch FX, Munoz N, Meijer CJ, Shah KV, et al. (2002) Male circumcision, penile human papillomavirus infection, and cervical cancer in female partners. N Engl J Med 346: 1105–1112. [crossref]
  4. Zur Hausen H (2011) Infections Causing Human Cancer. Wiley-VCH Verlag & Co. KgaA.
  5. Morris BJ, Mindel A, Tobian AA, Hankins CA, Gray RH, et al. (2012) Should male circumcision be advocated for genital cancer prevention? Asian Pac J Cancer Prev 13: 4839–4842. [crossref]
  6. Rubinstein E (2008) [Women positive to HPV self-test]. Lakartidningen 105: 467–468. [crossref]
  7. El Bcheraoui C, Zhang X, Cooper CS, Rose CE, Kilmarx PH, et al. (2014) Rates of adverse events associated with male circumcision in U.S. medical settings, 2001 to 2010. JAMA Pediatr 168: 625–634. [crossref]
  8. Jacobs AJ (2013) The ethics of circumcision of male infants. Isr Med Assoc J 15: 60–65. [crossref]
  9. Earp BD (2015) Do the benefits of male circumcision outweigh the risks? A critique of the proposed CDC guidelines. Front Pediatr 3: 18. [crossref]
  10. Earp BD (2016) In defence of genital autonomy for children. J Med Ethics 42: 158–163. [crossref]